Nomura Holding America Inc. | SEC RULE 605 DISCLAIMER

Nomura Securities International, Inc.

Nomura Securities International, Inc ("NSI") has had these reports prepared for informational purposes only and such reports are consistent with SEC Rule 605 (formerly Rules 11Ac1-5) under Regulation NMS. The information that is provided by NSI in these reports is not intended to and does not encompass all the factors to be considered in an overall best execution analysis and related order routing determinations. Additionally, the statistics will encompass varying types of orders routed by different broker-dealers on behalf of customers with a wide range of objectives. Therefore, the statistical information required by SEC Rule 605 alone does not create a reliable basis to address whether any particular broke-dealer obtained the most favorable terms reasonably available under the circumstances for a specific customer order.

NSI has made every attempt to provide these statistics in compliance with SEC Rule 605, however, errors may occur or certain system outages may cause the data to be incorrect.

Please click on the following link to download the statistics:

Table:

		DAT	ZIP
TNMRA201302	March 29, 2013	DAT 6KB	ZIP 2KB
TNMRA201301	February 28, 2013	DAT 9KB	ZIP 2KB
TNMRA201212	January 31, 2013	DAT 352KB	ZIP 53KB
TNMRA201211	December 31, 2012	DAT 456KB	ZIP 64KB
TNMRA201210	November 30, 2012	DAT 373KB	ZIP 53KB
TNMRA201209	October 31, 2012	DAT 358KB	ZIP 50KB
TNMRA201208	September 30, 2012	DAT 168KB	ZIP 26KB
TNMRA201207	August 31, 2012	DAT 208KB	ZIP 29KB
TNMRA201206	July 31, 2012	DAT 84KB	ZIP 20KB
TNMRA201205	June 29, 2012	DAT 76KB	ZIP 20KB
TNMRA201204	May 31, 2012	DAT 65KB	ZIP 17KB
TNMRA201203	April 30, 2012	DAT 2,062KB	ZIP 379KB
TNMRA201202	March 31, 2012	DAT 1,964KB	ZIP 374KB
TNMRA201201	February 29, 2012	DAT 1,654KB	ZIP 321KB
TNMRA201112	January 31, 2012	DAT 1,834KB	ZIP 344KB
TNMRA201111	December 31, 2011	DAT 1,768KB	ZIP 321KB
TNMRA201110	November 30, 2011	DAT 1,615KB	ZIP 301KB
TNMRA201109	October 31, 2011	DAT 1,777KB	ZIP 378KB
TNMRA201108	September 30, 2011	DAT 1,422KB	ZIP 329KB
TNMRA201107	August 31, 2011	DAT 1,287KB	ZIP 280KB
TNMRA201106	July 31, 2011	DAT 1,815KB	ZIP 368KB
TNMRA201105	June 30, 2011	DAT 1,739KB	ZIP 274KB
TNMRA201104	May 31, 2011	DAT 871KB	ZIP 145KB
TNMRA201103	April 30, 2011	DAT 1,048KB	ZIP 208KB
TNMRA201102	March 31, 2011	DAT 913KB	ZIP 261KB
TNMRA201101	February 28, 2011	DAT 628KB	ZIP 91KB
TNMRA201012	January 31, 2011	DAT 688KB	ZIP 171KB
TNMRA201011	December 31, 2010	DAT 1,262KB	ZIP 349KB
TNMRA201010	November 30, 2010	DAT 1,078KB	ZIP 302KB
TNMRA201009	October 31, 2010	DAT 1,189KB	ZIP 328KB
TNMRA201008	September 30, 2010	DAT 946KB	ZIP 271KB
TNMRA201007	August 31, 2010	DAT 843KB	ZIP 238KB

Adobe Reader Download Please download a free copy of Adobe Reader to view pdf files.