Nomura Capital (India) Private Limited

Company Outline

Nomura Capital (India) Private Limited ("NCIPL") was incorporated on 4 August 2009, to conduct the following business activities:

It received its registration as a Non-banking Finance Company from the Reserve Bank of India on 28 April 2010. This registration permits it to undertake fund based activities, primarily lending and borrowing. It assists corporate clients in raising funds through the issuance of debentures, bonds, and/or commercial paper and may also act as an arranger for some of such issuances. It also invests and trades in rated debt securities such as corporate bonds, debentures, Certificate of Deposits and Commercial Paper.

Minimum Rate (effective from February 26, 2016)

NCIPL has a minimum base rate below which it will not lend to it's borrower's and the minimum rate will be based on the company's expectations on return on capital, cost of funds etc. This will be periodically reviewed and communicated to the borrowers, here, in this website. Presently, the minimum base rate for the company shall be 9.50% p.a. (payable quarterly) However, the actual rates chargeable to the borrowers shall depend upon the borrower's internal credit ratings or gradations determined based on creditworthiness of the borrowers from financial statements, annual reports, external rating reports, research reports, industry reports, media reports and any other information. Further, credit ratings are determined by not only creditworthiness of the borrowers but also credit conditions such as collateral, guarantee, tenor, senior and subordinated structure or other contract terms.

The prospective clients & borrowers are requested to understand the terms and conditions fully and if necessary, seek further clarifications from the dealing officers.

Address

Ceejay House, 11th Level, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018.

Telephone Nos.

+91 22 4037 4037

Fax No.

+91 22 4037 4111

RBI (NBFC) Registration No.

N-13.01968

(NCIPL has a valid certificate of registration dated 28th April, 2010 issued by Reserve Bank of India (RBI) under Section 45 IA of the Reserve Bank of India Act, 1934. However, RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of NCIPL or for the correctness of any of the statements or representations made or opinions expressed by NCIPL and for repayment of deposits/ discharge of liabilities by NCIPL.)

Corporate Identification No. (CIN)

U67190MH2009FTC194618

Investor grievance Id.

compliance-in@nomura.com

Company Secretary and Compliance officer responsible for assisting and handling investor grievances

Mr. Naushad Khatri
Tel No.: +91 22 4037 4037
Fax No.: +91 22 4037 4111
Email id: compliance-in@nomura.com

Details of the Debenture Trustee

Vistra ITCL (India) Limited
(Formerly known as IL&FS Trust Company Limited)
The IL&FS Financial Center
Plot No. C22, G Block, 7th Floor
Bandra Kurla Complex
Bandra (East), Mumbai 400051
Tel: +91 22 2659 3535
Fax : +91 22 2653 3297
Email: mumbai@vistra.com
Website: www.vistraitcl.com

Compliance Reports / information filed since December 1, 2015

Statement of Investor Complaints for the quarter ended December 31, 2015 (PDF 53KB)

Early Redemption February 23, 2016 (PDF 783KB)

Record Date March 17, 2016 (PDF 67KB)

Redemption Intimation March 28, 2016 (PDF 70KB)

Statement of Investor Complaints for the quarter ended March 31, 2016 (PDF 77KB)

Statement of Investor Complaints for the quarter ended June 30, 2016 (PDF 1,038KB)

Statement of Investor Complaints for the quarter ended September 30, 2016 (PDF 89KB)

Statement of Investor Complaints for the quarter ended December 31, 2016 (PDF 88KB)

Statement of Investor Complaints for the quarter ended March 31, 2017 (PDF 102KB)

Details of
  • (i)Default by issuer to pay interest on the redemption amount
  • (ii)Failure to create charge on the assets
  • (iii)Revision of rating assigned to the non-convertible debt securities

None since December 1, 2015

Financial information including complete copy of the annual report including balance sheet, profit and loss account, directors' report etc

Audited Financial Results for the year ended March 31, 2014 (PDF 653KB)

Audited Financial Results for the year ended March 31, 2015 (PDF 667KB)

Audited Financial Results for the year ended March 31, 2016 (PDF 284KB)

Audited Financial Results for the year ended March 31, 2017 (PDF 290KB)

Unaudited Financial Results for the half year ended September 30, 2013 (PDF 280KB)

Unaudited Financial Results for the half year ended September 30, 2014 (PDF 283KB)

Unaudited Financial Results for the half year ended September 30, 2015 (PDF 281KB)

Unaudited Financial Results for the half year ended September 30, 2016 (PDF 267KB)

Related Policies

Corporate Governance Code (PDF 37KB)

Fair Practices Code (PDF 38KB)

Code of Practices and Procedures for Fair Disclosure of Unpublished Price Sensitive Information / Material Non-Public Information (PDF 112KB)

Grievance Redressal policy (PDF 18KB)

Privacy policy (PDF 106KB)

Vigil Mechanism (PDF 23KB)

Related Party Transactions (PDF 118KB)

CSR Policy (PDF 180KB)

Terms of appointment of the Independent Directors (PDF 20KB)

Market-Linked Debentures

NCIPL issues Market Linked Debentures (MLDs) that combine features of debt and equities. These MLDs offer investors an opportunity to invest in tailor-made products which may be suited to their market expectation and investment horizon, and can potentially earn better returns than fixed deposits.

Please review the relevant memorandum of private placement relating to the specific MLDs for details on the MLDs including their risk factors. In addition, please refer to the below link for the valuations provided by the valuation agency as per the Guidelines for Issue and Listing of Structured Products / Market Linked Debentures dated September 28, 2011 issued by the SEBI, as may be amended / modified from time to time.

The valuation provided by the valuation agency may vary from the value determined by NCIPL. NCIPL shall not be obliged to consider or rely upon the valuation provided by the valuation agency.

* Please note that the Index referenced as "NSE S&P CNX NIFTY INDEX" in the Memorandum of Private Placement for serial numbers NCE01 to NCE46 shall be read as "NSE CNX NIFTY INDEX".

Valuation Agency Link :

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