Financial Summary

Balance Sheet (Summary)

Table1:Balance Sheet (Summary):Assets
	FY2004.3	FY2005.3	FY2006.3	FY2007.3	FY2008.3
Cash and cash deposits	930,637	1,047,234	1,555,636	1,054,012	1,434,067
Loans and receivables	1,013,636	1,221,083	1,363,681	1,618,411	1,872,027
Collateralized agreements	12,881,752	14,389,045	17,027,807	17,838,227	10,391,367
Trading assets and private equity investments	13,838,396	15,600,521	13,697,441	13,178,220	10,656,505
Other assets	1,088,545	2,230,970	1,381,470	2,184,504	1,944,832
Total assets	29,752,966	34,488,853	35,026,035	35,873,374	26,298,798

Table2:Balance Sheet (Summary):Liabilities and Shareholders' Equity
	FY2004.3	FY2005.3	FY2006.3	FY2007.3	FY2008.3
Short-term borrowings	3,158,509	520,605	691,759	1,093,529	1,426,266
Payables and deposits	255,703	963,965	1,239,731	1,345,855	1,328,698
Collateralized financing	14,780,541	21,666,185	20,263,012	20,599,256	10,540,731
Trading liabilities	5,976,966	5,332,173	6,527,627	4,800,403	5,154,369
Long-term borrowing	2,251,301	2,827,552	3,598,599	5,002,890	5,224,426
Other liabilities	1,544,258	1,309,944	641,980	845,522	636,184
Total liabilities	27,967,278	32,620,424	32,962,708	33,687,455	24,310,674
Total shareholders' equity	1,785,688	1,868,429	2,063,327	2,185,919	1,988,124
Total liabilities and shareholders' equity	29,752,966	34,488,853	35,026,035	35,873,374	26,298,798

Calculated using the yen-dollar exchange rate of U.S.$1.00=¥117.56, the noon buying rate in New York City for cable transfers in foreign currencies as certified for customs purposes by the Federal Reserve Bank of New York on March 31, 2007.
Total for continuing and discontinued operations for the fiscal year under review.
Calculated by dividing net income of the current fiscal year by average shareholders' equity of the current and previous fiscal years.
Calculated using the weighted average number of shares outstanding for the year (excluding treasury shares).

Table3:Income Statement (Summary):Revenue
	FY2004.3	FY2005.3	FY2006.3	FY2007.3	FY2008.3
Commissions	210,216	221,963	356,325	337,458	404,659
Fees for investment banking	86,994	92,322	108,819	99,276	85,096
Asset management and portfolio service fees	66,193	78,452	102,667	145,977	189,712
Net gain on trading	229,042	201,686	304,223	290,008	61,720
Gain on private equity investments	13,138	7,744	12,328	47,590	76,505
Interest and dividends	343,260	401,379	693,813	981,344	796,540
Gain on investments in equity securities	55,888	15,314	67,702	-20,103	-48,695
Private equity entities product sales	17,640	75,061	88,210	100,126
Other	23,565	32,316	58,753	67,425	28,185
Total revenue	1,045,936	1,126,237	1,792,840	2,049,101	1,593,722
Interest expense	242,833	327,047	647,190	958,000	806,465
Net revenue	803,103	799,190	1,145,650	1,091,101	787,257
Net income	172,329	94,732	304,328	175,828	-67,847

Calculated using the yen-dollar exchange rate of U.S.$1.00=¥117.56, the noon buying rate in New York City for cable transfers in foreign currencies as certified for customs purposes by the Federal Reserve Bank of New York on March 31, 2007.
Total for continuing and discontinued operations for the fiscal year under review.
Calculated by dividing net income of the current fiscal year by average shareholders' equity of the current and previous fiscal years.
Calculated using the number of shares outstanding (excluding treasury shares) at year-end.