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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2014 2013 2012 2011 2010 2009
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
July 11, 2014 Capitalization and Indebtedness as of March 31, 2014 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Five Fiscal Years Ended March 31, 2014 PDF 90KBnew window
June 27, 2014 Nomura Files Annual Report on Form 20-F with SEC PDF 46KBnew window
June 26, 2014 (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act PDF 52KBnew window
June 20, 2014 Nomura to Announce First Quarter Operating Results on July 29 PDF 37KBnew window
June 13, 2014 (English Translation) Share Buyback Report for the reporting month from May 1, 2014 to May 31, 2014 PDF 48KBnew window
June 5, 2014 Nomura Finalizes Number of Stock Options PDF 50KBnew window
June 2, 2014 1.(English Translation) Notice of Convocation of the 110th Annual General Meeting of Shareholders
2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 110th Annual General Meeting of Shareholders
PDF 989KBnew window
May 30, 2014 Nomura Announces Results of Share Buyback Program from Market PDF 46KBnew window
May 30, 2014 Nomura Announces Correction to Financial Statements (Third quarter, year ended March 2014) PDF 493KBnew window
May 30, 2014 Nomura Announces Correction to Financial Statements (Second quarter, year ended March 2014) PDF 319KBnew window
May 30, 2014 Nomura Announces Correction to Financial Statements (First quarter, year ended March 2014) PDF 111KBnew window
May 30, 2014 1.Correction to "(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2013", furnished as Exhibit 1 to the report on Form 6-K on February 28, 2014
2.Correction to "Ratio of Earnings to Fixed Charges and Computation Thereof for the Nine Months Ended December 31, 2013", furnished as Exhibit 3 to the report on Form 6-K on February 28, 2014
PDF 384KBnew window
May 30, 2014 1.Correction to "(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2013", furnished as Exhibit 1 to the report on Form 6-K on November 27, 2013
2.Correction to "Capitalization and Indebtedness as of September 30, 2013 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Six Months Ended September 30, 2013", furnished as Exhibit 3 to the report on Form 6-K on November 27, 2013
PDF 471KBnew window
May 30, 2014 Correction to "(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2013", furnished as Exhibit 1 to the report on Form 6-K on August 30, 2013 PDF 254KBnew window
May 30, 2014 Financial Summary - Nine months ended December 31, 2013 (Amended) PDF 326KBnew window
May 30, 2014 Financial Summary - Six months ended September 30, 2013 (Amended) PDF 305KBnew window
May 30, 2014 Financial Summary - Three months ended June 30, 2013 (Amended) PDF 297KBnew window
May 16, 2014 Correction to "Supplement for Financial Highlights - Year ended March 31, 2014", furnished as Exhibit 1 to the report on Form 6-K on May 9, 2014. PDF 120KBnew window
May 16, 2014 Financial Summary - Year ended March 31, 2014 (Amended) PDF 375KBnew window
May 16, 2014 Nomura Announces Correction to Financial Statements PDF 375KBnew window
May 16, 2014 Nomura Announces Correction to Share Buyback Program News Release PDF 47KBnew window
May 15, 2014 (English Translation) Share Buyback Report for the reporting month from April 1, 2014 to April 30, 2014 PDF 59KBnew window
May 15, 2014 Nomura Finalizes Details of Stock Options (Stock Acquisition Rights) PDF 74KBnew window
May 14, 2014 Correction to the News Release on Approval of Share Buyback Program, furnished as Exhibit 4 of the report on Form 6-K on April 30, 2014 PDF 64KBnew window
May 9, 2014 Supplement for Financial Highlights - Year ended March 31, 2014 PDF 156KBnew window
May 8, 2014 Consolidated Results of Operations (US GAAP), fourth quarter, year ended March 2014 PDF 546KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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