top of this page
Skip to main content
NOMURA
jump to main contents
Home
Nomura Now
Sitemap
Japanese

main menu start from here
end of main menu
main contents start from here

SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 25, 2015 Annual Report PDF 1,440KBnew window ZIP 651KB
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2016 2015 2014 2013 2012 2011
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
February 9, 2016 Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2016 PDF 603KBnew window
February 2, 2016 Nomura Reports Third Quarter Financial Results PDF 52KBnew window
February 2, 2016 Financial Summary - Nine months ended December 31, 2015 PDF 193KBnew window
January 21, 2016 Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause PDF 58KBnew window
January 7, 2016 Nomura Announces Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause PDF 33KBnew window
December 22, 2015 Nomura to Announce Third Quarter Operating Results on February 2 PDF 39KBnew window
December 18, 2015 Nomura Holdings, Inc. Interim Operating and Financial Review PDF 1,638KBnew window
ZIP 549KB

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
March 27, 2015 Stock Acquisition Rights (No.46) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.49) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.53) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.55) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.56) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
PDF 116KBnew window
March 27, 2015 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 29KBnew window
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
Adobe Reader Download (new window)
Please download a free copy of Adobe Reader to view pdf files.
go back to main menu of this page.

related area

  • Stock Prices(new window)
  • News Release Subscription Service
  • Request a printed Nomura Report (Annual Report)
  • Feedback to Investor Relations