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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 23, 2016 Annual Report PDF 1,459KBnew window ZIP 668KB
June 25, 2015 Annual Report PDF 1,440KBnew window ZIP 651KB
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2016 2015 2014 2013 2012 2011
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
September 23, 2016 Nomura to Announce Second Quarter Operating Results on October 27 PDF 27KBnew window
September 9, 2016 (English Translation) Share Buyback Report for the reporting month from August 1, 2016 to August 31, 2016 PDF 36KBnew window
September 7, 2016 (English Translation) Corporate Governance Report PDF 802KBnew window
September 1, 2016 Nomura Announces Status of Share Buyback Program from Market PDF 136KBnew window
August 24, 2016 1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months
Ended June 30, 2016
2.(English Translation) Confirmation Letter
3.Ratio of Earnings to Fixed Charges and Computation Thereof for the Three Months Ended June 30, 2016
PDF 835KBnew window
August 4, 2016 Consolidated Results of Operations (US GAAP), First quarter, year ending March 2017 PDF 614KBnew window
July 29, 2016 1.English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and
Exchange Act for the fiscal year ended March 31, 2016.
2.English translation of Managements Report on Internal Control Over Financial Reporting and Confirmation Letter.
PDF 1,692KBnew window
July 28, 2016 1.Nomura Reports First Quarter Financial Results
2.Nomura Approves Share Buyback Program
PDF 78KBnew window
July 28, 2016 Financial Summary - three months ended June 30, 2016 PDF 240KBnew window
July 27, 2016 (English Translation) Corporate Governance Report PDF 708KBnew window
July 8, 2016 (English Translation) Share Buyback Report for the reporting month from June 1, 2016 to June 30, 2016 PDF 36KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
March 30, 2016 Stock Acquisition Rights (No.47) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.50) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.54) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.57) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.60) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.62) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.63) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.66) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
PDF 75KBnew window
March 30, 2016 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 33KBnew window
March 27, 2015 Stock Acquisition Rights (No.46) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.49) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.53) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.55) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.56) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
PDF 116KBnew window
March 27, 2015 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 29KBnew window
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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