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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2013 2012 2011 2010 2009 2008
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
May 15, 2013 Nomura Finalizes Details of Stock Options (Stock Acquisition Rights) PDF 71KBnew window
May 10, 2013 Nomura Announces Results of Share Buyback Program from Market PDF 43KBnew window
May 8, 2013 1.Supplement for Financial Highlights - Year ended March 31, 2013
2.Recent Developments
PDF 168KBnew window
May 8, 2013 (English Translation) Share Buyback Report for the reporting month from April 1, 2013 to April 30, 2013 PDF 46KBnew window
May 8, 2013 Consolidated Results of Operations (US GAAP), Fourth quarter, year ended March 2013 PDF 949KBnew window
April 26, 2013 1.Nomura Reports Fourth Quarter and Full Year Financial Results
2.Nomura Announces Year-end Dividend Payment
3.Nomura to Issue Stock Options (Stock Acquisition Rights)
4.Nomura Approves Share Buyback Program
PDF 185KBnew window
April 26, 2013 Financial Summary - Year ended March 2013 PDF 196KBnew window
March 22, 2013 Nomura to Announce Fourth Quarter and Full Year Operating Results on April 26 PDF 40KBnew window
March 21, 2013 (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act PDF 58KBnew window
March 6, 2013 Nomura Issues US Dollar Senior Notes due 2016 PDF 89KBnew window
March 5, 2013 Recent Developments PDF 61KBnew window
March 1, 2013 Nomura Announces Change in Subsidiary PDF 150KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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