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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 23, 2016 Annual Report PDF 1,459KBnew window ZIP 668KB
June 25, 2015 Annual Report PDF 1,440KBnew window ZIP 651KB
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2016 2015 2014 2013 2012 2011
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
June 24, 2016 1.Nomura to Announce First Quarter Operating Results on July 28
2.Nomura Files Annual Report on Form 20-F with SEC
PDF 50KBnew window
June 23, 2016 Capitalization and Indebtedness as of March 31, 2016 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Five Fiscal Years Ended March 31, 2016 PDF 33KBnew window
June 23, 2016 (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act PDF 41KBnew window
June 14, 2016 (English Translation) Share Buyback Report for the reporting month from May 1, 2016 to May 31, 2016 PDF 36KBnew window
June 7, 2016 1.Nomura Announces Results of Share Buyback Program from Market
2.Nomura Finalizes Number of Stock Options
PDF 49KBnew window
June 3, 2016 1.(English Translation) Notice of Convocation of the 112th Annual General Meeting of Shareholders
2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 112th Annual General Meeting of Shareholders
PDF 1,171KBnew window
June 2, 2016 Nomura Announces Status of Share Buyback Program from Market PDF 32KBnew window
May 16, 2016 Nomura Finalizes Details of Stock Options (Stock Acquisition Rights) PDF 46KBnew window
May 13, 2016 (English Translation) Share Buyback Report for the reporting month from April 1, 2016 to April 30, 2016 PDF 35KBnew window
May 10, 2016 Supplement for Financial Summary - Year ended March 31, 2016 PDF 85KBnew window
May 6, 2016 Consolidated Results of Operations (US GAAP), Fourth quarter and fiscal year ended March 2016 PDF 869KBnew window
April 27, 2016 Nomura Outlines Details of Business Strategy PDF 30KBnew window
April 27, 2016 1.Nomura Reports Fourth Quarter and Full Year Financial Results
2.Nomura Declares Year-end Dividend Payment
3.Nomura Approves Share Buyback Program
4.Nomura to Issue Stock Options (Stock Acquisition Rights)
PDF 92KBnew window
April 27, 2016 Financial Summary - Year ended March 31, 2016 PDF 305KBnew window
April 12, 2016 Nomura Announces Strategic Changes in EMEA and the Americas PDF 27KBnew window
April 11, 2016 (English Translation) Corporate Governance Report PDF 444KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
March 30, 2016 Stock Acquisition Rights (No.47) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.50) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.54) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.57) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.60) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.62) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.63) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.66) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
PDF 75KBnew window
March 30, 2016 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 33KBnew window
March 27, 2015 Stock Acquisition Rights (No.46) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.49) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.53) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.55) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.56) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
PDF 116KBnew window
March 27, 2015 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 29KBnew window
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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