SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.
The following can be viewed by PDF file format.

20-F

Table1:SEC Filings 20-F

Date Filed	Description
June 30, 2009	Annual Report	PDF 1,439KB
June 30, 2008	Annual Report	PDF 1,263KB
July 12, 2007	Annual Report	PDF 1,027KB
June 29, 2006	Annual Report	PDF 995KB
June 29, 2005	Annual Report	PDF 975KB
June 29, 2004	Annual Report	PDF 926KB
June 27, 2003	Annual Report	PDF 692KB
June 28, 2002	Annual Report	PDF 437KB
December 13, 2001	Registration Statement	PDF 517KB

6-K

2010

2009

2008

2007

2006

2005

Table2:SEC Filings 6-K

Date Filed	Description
March 12, 2010	Nomura Issues 19th Series of Unsecured Straight Bonds	PDF 146KB
March 10, 2010	Nomura Issues 20th and 21st Series of Unsecured Straight Bonds	PDF 148KB
February 25, 2010	Nomura Issues US Dollar Senior Notes due 2015 and US Dollar Senior Notes due 2020	PDF 171KB
February 24, 2010	Nomura Files Shelf Registration Statement on Form F-3 with US Securities and Exchange Commission and Announces Intent to Issue and Offer US Dollar Senior Notes	PDF 136KB
February 24, 2010	Nomura Holdings, Inc. Interim Operating and Financial Review	PDF 1,288KB
February 24, 2010	1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2009 2.Confirmation Letter	PDF 938KB
February 9, 2010	Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2010	PDF 1,694KB
February 2, 2010	Nomura Reports Third Quarter Financial Results	PDF 176KB
February 2, 2010	Financial Highlights - Nine months ended December 2009	PDF 235KB

S-8

Table3:SEC Filings S-8

Date Filed	Description
April 1, 2009	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.	PDF 215KB
April 16, 2008	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.	PDF 154KB
June 28, 2007	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.	PDF 136KB
April 10, 2007	Stock Acquisition Rights (No.5) of Nomura Holdings, Inc. Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.	PDF 52KB

Please download a free copy of Adobe Reader to view pdf files. Adobe Reader Download