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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2014 2013 2012 2011 2010 2009
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
December 17, 2014 1.Nomura Announces Status of Share Buyback Program from Market
2.Nomura Issues 46th and 47th Series of Unsecured Straight Bonds
PDF 60KBnew window
December 12, 2014 (English Translation) Share Buyback Report for the reporting month from November 1, 2014 to November 30, 2014 PDF 34KBnew window
December 1, 2014 Nomura Announces Status of Share Buyback Program from Market PDF 29KBnew window
November 28, 2014 1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2014
2.(English Translation) Confirmation Letter
3.Capitalization and Indebtedness as of September 30, 2014 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Six Months Ended September 30, 2014
PDF 1,321KBnew window
November 28, 2014 (English Translation) Half Year Report for the 111th Fiscal Year PDF 58KBnew window
November 18, 2014 Nomura Finalizes Number and Exercise Price of Stock Options PDF 27KBnew window
November 13, 2014 (English Translation) Share Buyback Report for the reporting month from October 1, 2014 to October 31, 2014 PDF 35KBnew window
November 5, 2014 Supplement for Financial Highlights - Six months ended September 30, 2014 PDF 81KBnew window
November 5, 2014 Consolidated Results of Operations (US GAAP), the second quarter, year ending March 2015 PDF 789KBnew window
October 28, 2014 1.Nomura Reports Second Quarter Financial Results
2.Nomura Declares Half Year Dividend
3.Nomura Approves Share Buyback Program
PDF 140KBnew window
October 28, 2014 Financial Summary - Six months ended September 30, 2014 PDF 196KBnew window
October 27, 2014 Nomura Finalizes Details of Stock Options PDF 46KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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