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SEC Filings

These are documents which have been submitted to the Securities and Exchange Commission.

20-F

Table1:SEC Filings 20-F
Date Filed Description PDF XBRL
June 25, 2015 Annual Report PDF 1,440KBnew window ZIP 651KB
June 26, 2014 Annual Report PDF 1,640KBnew window ZIP 661KB
June 27, 2013 Annual Report PDF 1,014KBnew window ZIP 695KB
June 27, 2012 Annual Report PDF 1,398KBnew window ZIP 654KB
June 30, 2011 Annual Report PDF 1,295KBnew window ZIP 626KB
June 29, 2010 Annual Report PDF 1,152KBnew window ZIP 190KB
June 30, 2009 Annual Report PDF 1,439KBnew window blank
June 30, 2008 Annual Report PDF 1,263KBnew window blank
July 12, 2007 Annual Report PDF 1,027KBnew window blank
June 29, 2006 Annual Report PDF 995KBnew window blank
June 29, 2005 Annual Report PDF 975KBnew window blank
June 29, 2004 Annual Report PDF 926KBnew window blank
June 27, 2003 Annual Report PDF 692KBnew window blank
June 28, 2002 Annual Report PDF 437KBnew window blank
December 13, 2001 Registration Statement PDF 517KBnew window blank

6-K

2015 2014 2013 2012 2011 2010
Table2:SEC Filings 6-K
Date Filed Description PDF
XBRL(ZIP)
August 26, 2015 1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2015
2.(English Translation) Confirmation Letter
3.Ratio of Earnings to Fixed Charges and Computation Thereof for the Three Months Ended June 30, 2015
PDF 1,137KBnew window
August 5, 2015 Supplement for Financial Highlights - Three months ended June 30, 2015 PDF 76KBnew window
August 5, 2015 Consolidated Results of Operations (US GAAP), First quarter, year ending March 2016 PDF 720KBnew window
July 31, 2015 1.English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2015.
2.English translation of Managements Report on Internal Control Over Financial Reporting and Confirmation Letter.
PDF 2,694KBnew window
July 29, 2015 Nomura Reports First Quarter Financial Results PDF 50KBnew window
July 29, 2015 Financial Summary - Three months ended June 30, 2015 PDF 184KBnew window
July 22, 2015 Nomura to enter asset management business alliance PDF 27KBnew window
July 21, 2015 (English Translation) Corporate Governance Report PDF 473KBnew window
June 30, 2015 Capitalization and Indebtedness as of March 31, 2015 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Five Fiscal Years Ended March 31, 2015 PDF 102KBnew window
June 30, 2015 Nomura Files Annual Report on Form 20-F with SEC PDF 25KBnew window
June 25, 2015 Nomura to Announce First Quarter Operating Results on July 29 PDF 28KBnew window
June 25, 2015 (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act PDF 48KBnew window
June 11, 2015 Notice regarding Appeal in Litigation against Subsidiaries PDF 44KBnew window
June 5, 2015 Nomura Finalizes Number of Stock Options PDF 46KBnew window
June 3, 2015 Nomura Issues 48th and 49th Series of Unsecured Straight Bonds PDF 39KBnew window
June 1, 2015 1.(English Translation) Notice of Convocation of the 111th Annual General Meeting of Shareholders
2. English Translation) Matters available on the website in relation to the Notice of Convocation of the 111th Annual General Meeting of Shareholders
PDF 747KBnew window

S-8

Table3:SEC Filings S-8
Date Filed Description PDF
March 27, 2015 Stock Acquisition Rights (No.46) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.49) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.53) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.55) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.56) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
PDF 116KBnew window
March 27, 2015 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 29KBnew window
April 3, 2014 Stock Acquisition Rights (No.42) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.45) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.51) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
PDF 123KBnew window
April 3, 2014 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 81KBnew window
March 28, 2013 Stock Acquisition Rights (No.36) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.38) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.41) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.43) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
PDF 127KBnew window
March 28, 2013 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 80KBnew window
April 2, 2012 Stock Acquisition Rights (No.34) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.35) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.37) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.39) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
PDF 119KBnew window
April 2, 2012 Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. PDF 80KBnew window
April 1, 2011 Stock Acquisition Rights (No.28) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.29) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.30) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.31) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.32) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
PDF 191KBnew window
April 7, 2010 Stock Acquisition Rights (No.19) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.20) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.21) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.22) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.23) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.24) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.25) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.26) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
PDF 82KBnew window
April 1, 2009 Stock Acquisition Rights (No.13) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.14) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.15) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.16) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.17) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
PDF 215KBnew window
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KBnew window
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KBnew window
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KBnew window
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