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SEC Filings

Japanese

These are documents which have been submitted to the Securities and Exchange Commission.
The following can be viewed by PDF file format.

20-F

Table1:SEC Filings 20-F
Date Filed Description  
June 30, 2008 Annual Report PDF 1263KB
July 12, 2007 Annual Report PDF 1027KB
June 29, 2006 Annual Report PDF 995KB
June 29, 2005 Annual Report PDF 975KB
June 29, 2004 Annual Report PDF 926KB
June 27, 2003 Annual Report PDF 692KB
June 28, 2002 Annual Report PDF 437KB
December 13, 2001 Registration Statement PDF 517KB

6-K

2008 2007 2006 2005 2004 2003
Table2:SEC Filings 6-K
Date Filed Description  
October 28, 2008 Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2009 PDF 414KB
October 28, 2008 Financial Highlights Six months ended September 2008 PDF 326KB
October 24, 2008 Nomura Finalizes Details of Stock Options (Stock Acquisition Rights) PDF 162KB
October 14, 2008 Nomura announces progress in acquisition of Lehman Brothers' Asia Pacific franchise PDF 138KB
October 7, 2008 Nomura to close acquisition of Lehman Brothers' Europe and Middle East investment banking and equities businesses on October 13 PDF 141KB
October 6, 2008 Nomura to further enhance global presence with acquisition of Lehman Brothers' service platform in India PDF 140KB
September 23, 2008 Nomura continues global push with Lehman's European equities and investment banking businesses PDF 138KB
September 22, 2008 Nomura to acquire Lehman Brothers' Asia Pacific franchise PDF 139KB
September 19, 2008 Nomura to Announce First Half Operating Results on October 28 PDF 25KB
September 8, 2008 Nomura Issues 11th Series Unsecured Straight Bonds PDF 159KB
September 2, 2008 (English Translation) 105th Fiscal Year Fall Report (First Quarter) PDF 193KB
September 2, 2008 1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange
Act for the Three Months Ended June 30, 2008
2.Confirmation Letter
PDF 640KB
August 5, 2008 Nomura Finalizes Number and Exercise Price of Stock Options (Stock Acquisition Rights) PDF 146KB

S-8

Table3:SEC Filings S-8
Date Filed Description  
April 16, 2008 Stock Acquisition Rights (No.9) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.10) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.11) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
PDF 154KB
June 28, 2007 Stock Acquisition Rights (No.7) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
PDF 136KB
April 10, 2007 Stock Acquisition Rights (No.5) of Nomura Holdings, Inc.
Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.
PDF 52KB
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