To Our Shareholders | Share Data

as of September 30, 2017

Issued Shares

Common Stock: 3,822,562,601 shares
Trading unit: 100 shares

Listing

The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Nagoya and the Singapore stock exchange. The shares are also listed on the NYSE in the form of American Depositary Shares (ADSs*) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of Common Stock.

The shares are also traded on the NYSE in the form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs), since December 17, 2001. Each ADS represents one share of Common Stock.

Number of shareholders (of which unit share holders)

385,315 (363,795)

Component ratio of shareholders (unit share base)

* Please scroll horizontally to look at table below.

  Financial Institutions Other Legal Entities Foreign Legal Entities Individuals and Others
(including treasury stock)
Mar. 2005 28.60% 8.88% 37.90% 24.61%
Mar. 2006 25.53% 8.09% 43.66% 22.73%
Mar. 2007 26.66% 7.28% 44.06% 22.00%
Mar. 2008 28.50% 7.25% 39.75% 24.50%
Mar. 2009 29.07% 7.40% 33.34% 30.18%
Mar. 2010 25.06% 5.39% 44.16% 25.38%
Mar. 2011 24.70% 5.73% 37.08% 32.49%
Mar. 2012 24.24% 5.61% 31.68% 38.46%
Mar. 2013 23.60% 5.39% 33.15% 37.85%
Mar. 2014 24.47% 4.44% 35.56% 35.53%
Mar. 2015 23.97% 4.23% 35.34% 36.45%
Mar. 2016 22.99% 3.93% 39.70% 33.39%
Mar. 2017 25.92% 3.70% 37.11% 33.27%
Sep. 2017 26.20% 4.03% 34.39% 35.38%

Ten Major Shareholders

* Please scroll horizontally to look at table below.

Name Shares Held
(thousand shares)
Percentage to Issued Shares (%)
Japan Trustee Services Bank, Ltd. (Trust Account) 171,478 4.48
The Master Trust Bank of Japan, Ltd. (Trust Account) 158,607 4.14
Japan Trustee Services Bank, Ltd. (Trust Account 5) 67,221 1.75
STATE STREET BANK WEST CLIENT-TREATY 505234 58,644 1.53
Japan Trustee Services Bank, Ltd. (Trust Account 1) 55,242 1.44
Japan Trustee Services Bank, Ltd. (Trust Account 2) 53,808 1.40
Japan Trustee Services Bank, Ltd. (Trust Account 7) 48,654 1.27
STATE STREET BANK AND TRUST COMPANY 505225 42,718 1.11
JP MORGAN CHASE BANK 385151 42,315 1.10
Barclays PLC 42,101 1.10

The Company has 336,080 thousand shares of treasury stock as of September 30, 2017 which is not included in the major shareholders list above.

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