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as of September 30, 2012
Common Stock : 3,822,562,601 shares *Stocks of one unit 100 shares
The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Osaka, Nagoya and the Singapore stock exchange. The shares are also listed on the NYSE in the form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of Common Stock.
477,424 (454,403)
| Financial Institutions | Other Legal Entities | Foreign Legal Entities | Individuals and Others (including treasury stock) |
|
|---|---|---|---|---|
| Mar. 2005 | 28.60% | 8.88% | 37.90% | 24.61% |
| Mar. 2006 | 25.53% | 8.09% | 43.66% | 22.73% |
| Mar. 2007 | 26.66% | 7.28% | 44.06% | 22.00% |
| Mar. 2008 | 28.50% | 7.25% | 39.75% | 24.50% |
| Mar. 2009 | 29.07% | 7.40% | 33.34% | 30.18% |
| Mar. 2010 | 25.07% | 5.39% | 44.16% | 25.38% |
| Mar. 2011 | 24.69% | 5.73% | 37.08% | 32.49% |
| Mar. 2012 | 24.25% | 5.61% | 31.68% | 38.47% |
| Sep. 2012 | 24.55% | 5.81% | 30.04% | 39.60% |
as of September 30, 2012
| Name | Shares Held (thousand shares) |
Percentage to Issued Shares (%) |
|---|---|---|
| Japan Trustee Services Bank, Ltd. (Trust Account) | 200,982 | 5.25 |
| The Master Trust Bank of Japan, Ltd. (Trust Account) | 157,413 | 4.11 |
| SSBT OD05 Omnibus Account Treaty Clients | 93,142 | 2.43 |
| Northern Trust Company (AVFC) Sub-account American Client | 49,889 | 1.30 |
| The Chase Manhattan Bank ,N.A. London S.L.Omnibus Account | 45,336 | 1.18 |
| Japan Trustee Services Bank, Ltd. (Trust Account 1) | 39,073 | 1.02 |
| Japan Trustee Services Bank, Ltd. (Trust Account 6) | 37,565 | 0.98 |
| Nomura Group Employee's Stock Ownership Association | 37,442 | 0.97 |
| Japan Trustee Services Bank, Ltd. (Trust Account 4) | 36,435 | 0.95 |
| Japan Trustee Services Bank, Ltd. (Trust Account 3) | 35,373 | 0.92 |
SEC (Rule 605) Order Routing Disclosures (Rule 606) Terms Of Use
Nomura Securities International, Inc., is a member of SIPC
