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To Our Shareholders | Share Data

as of end of September, 2009

Issued Shares

Common Stock : 2,832,914,058 shares *Stocks of one unit 100 shares

Listing

The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Osaka, Nagoya and the Singapore stock exchange. The shares are also listed on the NYSE in the form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of Common Stock.

Number of shareholders (of which odd-lot shareholders)

401,546 (378,301)

Component ratio of shareholders (odd-lot share base)

Table1:Component ratio of shareholders (odd-lot share base)
  Financial Institutions Other Legal Entities Foreign Legal Entities Individuals and Others
Mar.05 28.60% 8.88% 37.90% 24.61%
Mar.06 25.53% 8.09% 43.66% 22.73%
Mar.07 26.66% 7.28% 44.06% 22.00%
Mar.08 28.50% 7.25% 39.75% 24.50%
Mar.09 29.07% 7.40% 33.34% 30.18%
Sep.09 25.89% 6.86% 37.73% 29.52%

Ten Major Shareholders

as of end of September, 2009

Table2:Ten Major Shareholders
Name Shares Held
(thousand shares)
Percentage of Issued Shares (%)
Japan Trustee Services Bank, Ltd. (Trust Account) 147,766 5.22
The Master Trust Bank of Japan, Ltd. (Trust Account) 130,836 4.62
The Chase Manhattan Bank N.A. London S.L.Omnibus Account 56,450 1.99
The Bank of New York Mellon as Depositary Bank for DR Holders 48,662 1.72
The Chase Manhattan Bank 385036 36,916 1.30
OD05 Omnibus China Treaty 808150 28,653 1.01
State Street Bank and Trust Company 505225 27,823 0.98
Japan Trustee Services Bank, Ltd. (Trust Account 4) 25,403 0.90
Kawasaki Gakuen 25,000 0.88
Japan Trustee Services Bank, Ltd. (Trust Account 9) 22,318 0.79
  • The Company has 50,305 thousand shares of treasury stock as of September 30, 2009 which is not included in the Major Shareholders list above.
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