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To Our Shareholders | Share Data

as of September 30, 2012

Issued Shares

Common Stock : 3,822,562,601 shares *Stocks of one unit 100 shares

Listing

The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Osaka, Nagoya and the Singapore stock exchange. The shares are also listed on the NYSE in the form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of Common Stock.

Number of shareholders (of which odd-lot shareholders)

477,424 (454,403)

Component ratio of shareholders (odd-lot share base)

Table1:Component ratio of shareholders (odd-lot share base)
  Financial Institutions Other Legal Entities Foreign Legal Entities Individuals and Others
(including treasury stock)
Mar. 2005 28.60% 8.88% 37.90% 24.61%
Mar. 2006 25.53% 8.09% 43.66% 22.73%
Mar. 2007 26.66% 7.28% 44.06% 22.00%
Mar. 2008 28.50% 7.25% 39.75% 24.50%
Mar. 2009 29.07% 7.40% 33.34% 30.18%
Mar. 2010 25.07% 5.39% 44.16% 25.38%
Mar. 2011 24.69% 5.73% 37.08% 32.49%
Mar. 2012 24.25% 5.61% 31.68% 38.47%
Sep. 2012 24.55% 5.81% 30.04% 39.60%

Ten Major Shareholders

as of September 30, 2012

Table2:Ten Major Shareholders
Name Shares Held
(thousand shares)
Percentage to Issued Shares (%)
Japan Trustee Services Bank, Ltd. (Trust Account) 200,982 5.25
The Master Trust Bank of Japan, Ltd. (Trust Account) 157,413 4.11
SSBT OD05 Omnibus Account Treaty Clients 93,142 2.43
Northern Trust Company (AVFC) Sub-account American Client 49,889 1.30
The Chase Manhattan Bank ,N.A. London S.L.Omnibus Account 45,336 1.18
Japan Trustee Services Bank, Ltd. (Trust Account 1) 39,073 1.02
Japan Trustee Services Bank, Ltd. (Trust Account 6) 37,565 0.98
Nomura Group Employee's Stock Ownership Association 37,442 0.97
Japan Trustee Services Bank, Ltd. (Trust Account 4) 36,435 0.95
Japan Trustee Services Bank, Ltd. (Trust Account 3) 35,373 0.92
  • The Company has 124,300 thousand shares of treasury stock as of September 30, 2012 which is not included in the major shareholders list above.
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