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To Our Shareholders | Share Data

as of September 30, 2016

Issued Shares

Common Stock : 3,822,562,601 shares *Stocks of one unit 100 shares

Listing

The common shares of Nomura Holdings, Inc. are listed on the Tokyo, Nagoya and the Singapore stock exchange. The shares are also listed on the NYSE in the form of American Depositary Shares (ADSs*) evidenced by American Depositary Receipts (ADRs). Each ADS represents one share of Common Stock.

  • The shares are also traded on the NYSE in the form of American Depositary Shares (ADSs) evidenced by American Depositary Receipts (ADRs), since December 17, 2001. Each ADS represents one share of Common Stock.

Number of shareholders (of which unit shareholders)

421,442 (399,549)

Component ratio of shareholders (unit share base)

Table1:Component ratio of shareholders (unit share base)
  Financial Institutions Other Legal Entities Foreign Legal Entities Individuals and Others
(including treasury stock)
Mar. 2005 28.60% 8.88% 37.90% 24.61%
Mar. 2006 25.53% 8.09% 43.66% 22.73%
Mar. 2007 26.66% 7.28% 44.06% 22.00%
Mar. 2008 28.50% 7.25% 39.75% 24.50%
Mar. 2009 29.07% 7.40% 33.34% 30.18%
Mar. 2010 25.06% 5.39% 44.16% 25.38%
Mar. 2011 24.70% 5.73% 37.08% 32.49%
Mar. 2012 24.24% 5.61% 31.68% 38.46%
Mar. 2013 23.60% 5.39% 33.15% 37.85%
Mar. 2014 24.47% 4.44% 35.56% 35.53%
Mar. 2015 23.97% 4.23% 35.34% 36.45%
Mar. 2016 22.99% 3.93% 39.70% 33.39%
September. 2016 23.33% 3.95% 36.33% 36.39%

Ten Major Shareholders

as of September 30, 2016

Table2:Ten Major Shareholders
Name Shares Held
(thousand shares)
Percentage to Issued Shares (%)
STATE STREET BANK AND TRUST COMPANY 505223 192,815 5.04
Japan Trustee Services Bank, Ltd. (Trust Account) 151,972 3.97
The Master Trust Bank of Japan, Ltd. (Trust Account) 120,629 3.15
Japan Trustee Services Bank, Ltd. (Trust Account 9) 64,864 1.69
THE BANK OF NEW YORK MELLON SA/NV 10 52,906 1.38
Japan Trustee Services Bank, Ltd. (Trust Account 7) 51,952 1.35
STATE STREET BANK WEST CLIENT-TREATY 505234 49,772 1.30
Barclays PLC 42,000 1.09
NORTHERN TRUST CO.(AVFC) RE U.S. TAX EXEMPTED PENTION FUNDS 40,785 1.06
NORTHERN TRUST CO.(AVFC) RE SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TRUST 39,445 1.03
  • The Company has 266,554 thousand shares of treasury stock as of September 30, 2016 which is not included in the major shareholders list above.
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