SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2024年
）
提出日	PDF	XBRL ZIP形式	内容
2024年 4月12日	PDF (1,383KB)	ZIP (881KB)	Annual Report
2023年 6月28日	PDF (8,535KB)	ZIP (760KB)	Annual Report
2022年 6月27日	PDF (8,569KB)	ZIP (830KB)	Annual Report
2021年 6月25日	PDF (4,379KB)	ZIP (906KB)	Annual Report
2020年 6月30日	PDF (8,069KB)	ZIP (928KB)	Annual Report
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report

6-K

表：SEC提出書類 6-K（2024年
）
提出日	PDF (XBRL ZIP形式)	内容
2024年 4月12日	PDF (169KB)	(English Translation) Share Buyback Report for the reporting month from March 1, 2024 to March 31, 2024
2024年 4月12日	PDF (456KB)	1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2023 2. (English Translation) Confirmation Letter
2024年 4月12日	PDF (448KB)	1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2023 2. (English Translation) Confirmation Letter 3. Capitalization and Indebtedness as of September 30, 2023
2024年 4月12日	PDF (405KB)	1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2023 2. (English Translation) Confirmation Letter
2024年 4月12日	PDF (1,480KB)	1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2023 2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter
2024年 4月12日	PDF (93KB)	Financial Summary – Year ended March 31, 2023 (Amended)
2024年 4月12日	PDF (354KB)	Nomura Amends Annual Securities Report, Quarterly Reports, Financial Highlights and Management's Report on Internal Control over Financial Reporting
2024年 4月12日	PDF (629KB) ZIP (559KB)	1. Nomura Holdings, Inc. Interim Operating and Financial Review 2. Acknowledgment Letter of Ernst & Young ShinNihon LLC 3. Subsidiary Issuer of Registered Guaranteed Securities
2024年 4月1日	PDF (221KB)	Nomura Announces Status of Share Buyback Program from Market
2024年 3月21日	PDF (213KB)	Nomura to Announce Fourth Quarter and Full Year Operating Results on April 26
2024年 3月14日	PDF (166KB)	(English Translation) Share Buyback Report for the reporting month from February 1, 2024 to February 29, 2024
2024年 3月1日	PDF (221KB)	Nomura Announces Status of Share Buyback Program from Market
2024年 2月27日	PDF (409KB)	1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2023 2. (English Translation) Confirmation Letter
2024年 2月14日	PDF (164KB)	(English Translation) Share Buyback Report for the reporting month from January 1, 2024 to January 31, 2024
2024年 2月5日	PDF (936KB)	Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2024

S-8

表：SEC提出書類 S-8（2024年
）
提出日	PDF	内容
2023年 5月24日	PDF (78KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2023年 5月24日	PDF (78KB)	Stock Acquisition Rights (No. 48) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 58) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 61) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 64) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 65) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 68) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 69) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 70) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 71) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 72) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 73) of Nomura Holdings, Inc.
2023年 5月24日	PDF (162KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2023
2022年 5月24日	PDF (306KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2022年 5月24日	PDF (235KB)	Stock Acquisition Rights (No. 48) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 58) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 61) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 64) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 65) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 68) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 69) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 70) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 71) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 72) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 73) of Nomura Holdings, Inc.
2022年 5月24日	PDF (341KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2022
2021年 5月24日	PDF (317KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2021年 5月24日	PDF (319KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2021年 5月24日	PDF (363KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2021
2020年 7月22日	PDF (74KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2020年 7月22日	PDF (76KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2020年 7月22日	PDF (112KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.