PT Nomura Sekuritas Indonesia

General Information

PT Nomura Sekuritas Indonesia is a Joint Venture Securities Company established on December 11, 1989. The Company provides its clients with equities sales and trading of Indonesian shares, research and Investment Banking services.

The Company holds a Broker Dealer license based on Bapepam Decision letter No Kep-78 / PM / 1992 dated Feb 29, 1992; and an Underwriter license based on Bapepam Decision letter No Kep-79 / PM / 1992 dated Feb 29, 1992.

Nomura's management vision is to enhance its corporate value by deepening society's trust in the firm and increasing satisfaction of stakeholders, including that of our shareholders and clients. As Asia's global investment bank, Nomura will provide high value-added solutions to clients globally, and recognizing its wider social responsibility, Nomura will continue to contribute to the economic growth and development of society.

Board of Commissioners

President Commissioner: Masayuki Sekizuka

Independent Commissioner: Wanly Hamdani

Board of Directors

President Director: Shin Asano

Director: Liu Yin Winnie

Director: Respati Pamursita

All Board of Directors and personnel conducting regulated activities have the relevant individual OJK Broker Dealer and / or Underwriter license

Information for clients

Latest Annual Shareholders Meeting was conducted on June 30, 2019.

For any Clients' complaint and feedback: feedback-id@nomura.com

Information for governance

Work guideline of Board of Directors and Board of Commissioners

Pursuant to the Articles of Association of the Company and work guideline, the Board of Commissioners is responsible to supervise the management of the Company by the Board of Directors, and advise the Board of Directors as deemed necessary, and the Board of the Directors is responsible for the daily operation of the Company.

Code of conduct

The Company has adopted "Code of Ethics of Nomura Group" to guide all management and employees of the Company.

Code of Ethics of Nomura Group

Risk management

The Company implements processes to properly identify the possibility of potential losses arising from various operations and transactions, and seeks to establish a framework for assessing all risks and enforcing appropriate controls.

Risk management

Compliance and internal audit

The Company has established an appropriate compliance framework, and ensured compliance with all applicable laws, rules and regulations in all departments.

Compliance

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