Nomura Financial Advisory and Securities (India) Private Limited

Company Outline

Nomura Financial Advisory & Securities (India) Private Limited (NFASPL) was incorporated on 23 March 2007. NFASPL is registered with The Securities and Exchange Board of India ("SEBI") as a Stock Broker, Category I Merchant Banker and Research Analyst and is engaged in the business of Stock Broking, Merchant Banking and Research.

Registered Address

Ceejay House, 11th Level, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018.

Telephone Nos.

+91 22 4037 4037

Fax No.

+91 22 4037 4111

SEBI Registration Nos.

Merchant Banking
SEBI Regn. No. INM000011419

Stock Broking
SEBI Regn. No. INZ000255633

Research Analyst
SEBI Regn. No INH000001014

Investor Grievance Id.

Filing of Complaints on SCORES
- Easy & Quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:

  • i. Name, PAN, Address, Mobile Number, Email ID
c. Benefits:
  • i. Effective communication
  • ii. Speedy redressal of the grievances

Furthermore, for filing online arbitration/online conciliation complaints please access SMART ODR Portal

Investor Charter

Investor Charter for:

  • - Initial Public Offer (IPO) and Further Public Offer (FPO) including Offer for Sale (OFS);
  • - Rights Issue;
  • - Qualified Institutions Placement (QIP);
  • - Preferential Issue;
  • - SME IPO and FPO including OFS;
  • - Buyback of Securities;
  • - Delisting of Equity Shares;
  • - Substantial Acquisitions of Shares and Takeovers
Investor Charter for Public offer of units by REITs and InvITs
Investor Charter for Debt Market:
  • - Public issue of debt securities;
  • - Public issue of non-convertible redeemable preference shares; and
  • - Private placement of non-convertible securities.
Investor Charter for private placements of municipal debt securities:
Investor charter for private placement of units by InvITs:

Complaint Data

Complaint Data Pertaining to Merchant Banking – month ending August 2023 (PDF 6,094KB)

Merchant Banking

SEBI vide its circular no. CIR/MIRSD/1/2012 dated January 10, 2012 has mandated that certain information w.r.t. public issues managed by a merchant banker in the past 3 years should be disclosed on its website.

Disclosure of Track Record of the Public Issues Managed:

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