Nomura Financial Advisory & Securities (India) Private Limited (NFASPL) was incorporated on 23 March 2007. NFASPL is registered with The Securities and Exchange Board of India ("SEBI") as a Stock Broker, Category I Merchant Banker and Research Analyst and is engaged in the business of Stock Broking, Merchant Banking and Research.
Registered Address
Ceejay House, 11th Level, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018.
Telephone Nos.
+91 22 4037 4037
Fax No.
+91 22 4037 4111
SEBI Registration Nos.
Merchant Banking
SEBI Regn. No. INM000011419
Stock Broking
SEBI Regn. No. INZ000255633
Research Analyst
SEBI Regn. No INH000001014
Investor Grievance Id.
Filing of Complaints on SCORES
- Easy & Quick
a. Register on SCORES 2.0 portal
b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, Email ID
c. Benefits:
i. Effective communication
ii. Speedy redressal of the grievances
Filing of Complaints on SMART ODR
Furthermore, for filing online arbitration/online conciliation complaints please access SMART ODR Portal
Filing of Complaints on Investor Grievance ID and Escalation Matrix
Investor Charter
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Investor Charter for:
（716KB）
- - Initial Public Offer (IPO) and Further Public Offer (FPO) including Offer for Sale (OFS);
- - Rights Issue;
- - Qualified Institutions Placement (QIP);
- - Preferential Issue;
- - SME IPO and FPO including OFS;
- - Buyback of Securities;
- - Delisting of Equity Shares;
- - Substantial Acquisitions of Shares and Takeovers
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Investor Charter for Public offer of units by REITs and InvITs
（743KB）
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Investor Charter for Debt Market
（596KB）
- - Public issue of debt securities;
- - Public issue of non-convertible redeemable preference shares; and - Private placement of non-convertible securities.
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Investor Charter for private placements of municipal debt securities:
（769KB）
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Investor charter for private placement of units by InvITs:
（507KB）
Complaint Data
For offer documents relating to transactions in India, click here.
SEBI vide its circular no. CIR/MIRSD/1/2012 dated January 10, 2012 has mandated that certain information w.r.t. public issues managed by a merchant banker in the past 3 years should be disclosed on its website.
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