Nomura Fixed Income Securities Limited
formerly known as Nomura Fixed Income Securities Private Limited
Company Outline
Nomura Fixed Income Securities Limited ('the Company') was incorporated under the Companies Act, 1956 on February 28, 2007.
The Company is a subsidiary of Nomura Asia Investment (Fixed Income) Pte. Ltd., a Company incorporated in Singapore.
The Company has received the Certificate of Registration from Department of non-banking supervision (DNBS) of Reserve Bank of India (RBI) to commence/carry on the business of non-banking financial institution and approval from the RBI's Internal Debt Management Department ('IDMD') to commence / carry on Primary Dealership business in India.
The Company has also received the Trading cum clearing membership (TM & CM) of the National Stock Exchange of India Limited (NSE) and BSE Limited (BSE) for the Currency Derivative Segment for Interest Rate Futures and Currency Futures. In addition, the Company is registered on the Debt Segment of NSE as TM & CM for dealing in corporate bond tri-party repo.
The Company is primarily engaged in the following business activities as permitted by RBI:
- Market making and trading in Government securities (dated government bonds, treasury bills, state development loans)
- Participating in the primary auctions conducted by the RBI
- Trading in the Interest Rate Swaps
- Trading in Currency Futures and Interest Rate Futures
- Participating in money markets through regular borrowing / lending in collateralized / uncollateralized modes.
- Subscribing and trading in Corporate Bonds.
Registered Office |
Ceejay House, 11th Level, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018. |
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Telephone Nos. |
+91 22 4037 4037 |
Fax No. |
+91 22 4037 4111 |
RBI (NBFC) Registration No. |
N-13.01872 (The company is having valid certificate of registration dated July 5, 2007 issued by Reserve Bank of India (RBI) under Section 45 IA of the Reserve Bank of India Act, 1934. However, RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of the company or for the correctness of any of the statements or representations made or opinions expressed by the company and for repayment of deposits / discharge of liabilities by the company.) |
Corporate Identification No. (CIN) |
U65910M2007PLC168237 |
Grievance Redressal Officer |
Following are the details of our Grievance Redressal Officer who can be approached by the customers for resolution of complaints against the Company. Mr. Ravi Sureka Direct: +91 22 403 74030 |
Officer-in-Charge |
Please also note the contact details of the Officer-in-Charge of the Regional Office of Department of Non-Banking Supervision, Reserve Bank of India, who the customers may appeal to, if the complaint/ dispute is not redressed within a period of one (1) month. Officer-in-Charge Tel: +91 22 2308 4121/2302 8436 |
Policies
Nomura Group Privacy Policy Asia ex-Japan
Fair Practices Code (PDF 193KB)
Related Party Transactions (PDF 329KB)
Corporate Governance Code (PDF 161KB)
Policy on Fit and Proper Criteria for Directors (PDF 264KB)
Annual Return MGT-7 for FY 22-23 (PDF 892KB)
Notice of Convocation of the Annual General Meeting of Shareholders (PDF 140KB)
Policy for Appointment of Statutory Auditors (PDF 180KB)
Notice of Convocation of the Extra-Ordinary General Meeting of Shareholders (PDF 665KB)
Financials
Unaudited Financial Results for the quarter and nine months ended December 31, 2024 (PDF 408KB)
Financial Results for the quarter and half year ended September 30 2024 (PDF 5,678KB)
Audited Financial Results for the quarter ended June 30 2024 (PDF 651KB)
Financial Information Including Complete Copy of the Annual Report Including Balance Sheet, Profit and Loss Account, Directors' Report, etc.
Unaudited Financial Results for the quarter and half year ended September 30, 2024 (PDF 800KB)
Disclosures
Disclosures under SEBI Listing Obligations and Disclosure Requirements
Management and General Disclosure
List of Board of Directors and KMP (PDF 534KB)
Directors Report FY 2023-24 (PDF 7,638KB)
Directors Report FY 2022-23 (PDF 1,713KB)
17th AGM Notice FY 2023-24 (PDF 641KB)
16th AGM Notice FY 2022-23 (PDF 140KB)
Stock Exchange Communications
Centralized Database for corporate bonds debentures, March 31, 2025 (PDF 2,650KB)
Proceedings of the 2nd Extra Ordinary General Meeting ("EGM") held on October 22, 2024 (PDF 3,482KB)
Intimation of Extra Ordinary General Meeting ("EGM") held on October 22, 2024 (PDF 1,852KB)
Proceedings of the 17th Annual General Meeting ("AGM") held on September 26, 2024 (PDF 499KB)
Trading window closure for the quarter and financial year ended March 2025 (PDF 2,156KB)
Trading window closure for the quarter ended September 2024 (PDF 2,025KB)
Trading window closure for the quarter ended June 2024 (PDF 1,477KB)
Exchange reporting 6(1) and 7(1) – March 2025 (PDF 504KB)
Intimation of ISIN – March 31, 2025 (PDF 530KB)
Regulation 6 (1) and 7 (1) – June Qtr 2024 (PDF 494KB)
Intimation for appointment of Auditors (PDF 1,569KB)
Board Meeting Outcome, February 11, 2025 (PDF 546KB)
Prior intimation of Board meeting on February 11, 2025 (PDF 2,056KB)
Board Meeting Outcome, November 11, 2024 (PDF 3,756KB)
Prior intimation of Board meeting on November 11, 2024 (PDF 497KB)
Board Meeting Outcome, September 26, 2024 (PDF 499KB)
Board Meeting Outcome, August 12, 2024 (PDF 721KB)
Prior intimation of Board meeting on August 12, 2024 (PDF 1,591KB)
Credit Rating
Credit Rating Letter (PDF 1,362KB)
Debenture Trustee
Name of Trustee |
Beacon Trusteeship Limited |
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Address of Trustee |
5W, 5th Floor, The Metropolitan, Bandra Kurla Complex, Bandra(East), Mumbai, Maharashtra, India, 400051; Tel. No.: 022-46060278 |
Telephone No. |
+91 22 4606 0278 |
Email Address | |
Contact Person |
Kaustubh Kulkarni |
Grievance Redressal Officers details (for listed Non-convertible debentures)
Name |
Mr. Jaideep Singh Sethi (Compliance Officer) |
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Address |
Ceejay House, Level 11, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018, India |
Telephone No. |
+91 22 4037 4002 |
Email Address |
indiacorporatesecretarial1@nomura.com |
Cyber Hygiene
In the current times when we are more digitally connected than ever before, it is imperative that we take cyber hygiene practices seriously. Below are some key areas of cyber-hygiene that one should be aware of.
Protect yourself against phishing/smshing:
Phishing is still the most preferred tool of cyber criminals to break into systems. They send emails containing malicious links or attachment hoping you click on them.
- Verify sender address - Don't just look at the display name, verify the email address and domain before clicking. Scammers are extremely crafty with look-alike emails and domains.
- Links or attachments - Be extremely cautious of emails containing links or attachments. Clicking on these can allow hackers access to your systems.
Smshing (SMS phishing) is a fraud tactic that uses text messages to lure unsuspecting victims into clicking fraudulent links and downloading malicious content on their mobile phones. This can also be used to perpetrate fraudulent activities (e.g. frauds to update KYC/Aadhar details)
Passwords:
Strong passwords are your first line of defence again scamsters. Ensure your passwords are long, complex and unique for each of your critical applications. Remember, being cyber aware helps you to be safe and secure online.
Watch your digital footprint:
Be mindful of what you share (social media, forums, etc.) and the information available about you online.
Legal Disclaimer
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Attention
Important: Fraudulent Activity and Unauthorized Use of Nomura Brand in India (PDF 120KB)