Nomura Fixed Income Securities Private Limited

Company Outline

Nomura Fixed Income Securities Private Limited ('the Company') was incorporated under the Companies Act, 1956 on February 28, 2007.

The Company is a subsidiary of Nomura Asia Investment (Fixed Income) Pte. Ltd., a Company incorporated in Singapore.

The Company has received the Certificate of Registration from Department of non-banking supervision (DNBS) of Reserve Bank of India (RBI) to commence/carry on the business of non-banking financial institution and approval from the RBI's Internal Debt Management Department ('IDMD') to commence / carry on Primary Dealership business in India.

The Company has also received the Trading cum clearing membership (TM & CM) of the National Stock Exchange of India Limited (NSE) and BSE Limited (BSE) for the Currency Derivative Segment for Interest Rate Futures and Currency Futures. In addition, the Company is registered on the Debt Segment of NSE as TM & CM for dealing in corporate bond tri-party repo.

The Company is primarily engaged in the following business activities as permitted by RBI:

Registered Office

Ceejay House, 11th Level, Plot F, Shivsagar Estate, Dr. Annie Besant Road, Worli, Mumbai 400 018.

Telephone Nos.

+91 22 4037 4037

Fax No.

+91 22 4037 4111

RBI (NBFC) Registration No.

N-13.01872

(The company is having valid certificate of registration dated July 5, 2007 issued by Reserve Bank of India (RBI) under Section 45 IA of the Reserve Bank of India Act, 1934. However, RBI does not accept any responsibility or guarantee about the present position as to the financial soundness of the company or for the correctness of any of the statements or representations made or opinions expressed by the company and for repayment of deposits / discharge of liabilities by the company.)

Corporate Identification No. (CIN)

U65910M2007PTC168237

Grievance Redressal Officer

Following are the details of our Grievance Redressal Officer who can be approached by the customers for resolution of complaints against the Company.

Veena Mohit Gadia
Executive Director (Head of Compliance, India)

Direct: + 91 22 4037 4030
Board: + 91 22 4037 4037
Fax: +91 22 4037 4111
Mobile: +91 8657792048
Email id: veena.gadia@nomura.com

Officer-in-Charge

Please also note the contact details of the Officer-in-Charge of the Regional Office of Department of Non-Banking Supervision, Reserve Bank of India, who the customers may appeal to, if the complaint/ dispute is not redressed within a period of one (1) month.

Officer-in-Charge
Reserve Bank of India
Department of Non-Banking Supervision,
Mumbai Regional Office
3rd Floor, Reserve Bank of India
Opp. Mumbai Central Railway Station
Byculla, Mumbai - 400 008

Tel: +91 22 2308 4121/2302 8436
Fax: +91 22 2302 2011

Policies

Nomura Group Privacy Policy Asia ex-Japan

Fair Practices Code (PDF 604KB)

Vigil Mechanism (PDF 187KB)

Related Party Transactions (PDF 329KB)

CSR Policy (PDF 258KB)

Corporate Governance Code (PDF 141KB)

Policy on Fit and Proper Criteria for Directors (PDF 264KB)

Annual Return MGT-7 for FY 21-22 (PDF 172KB)

Notice of Convocation of the Annual General Meeting of Shareholders (PDF 241KB)

Policy for Appointment of Statutory Auditors (PDF 180KB)

Financials

2021-22 (PDF 242KB)

2020-21 (PDF 288KB)

2019-20 (PDF 886KB)

2018-19 (PDF 286KB)

2017-18 (PDF 283KB)

2016-17 (PDF 282KB)

2015-16 (PDF 264KB)

2014-15 (PDF 653KB)

2013-14 (PDF 664KB)

2012-13 (PDF 812KB)

2011-12 (PDF 810KB)

2010-11 (PDF 616KB)

2009-10 (PDF 57KB)

Cyber Hygiene

In the current times when we are more digitally connected than ever before, it is imperative that we take cyber hygiene practices seriously. Below are some key areas of cyber-hygiene that one should be aware of.

Protect yourself against phishing/smshing:

Phishing is still the most preferred tool of cyber criminals to break into systems. They send emails containing malicious links or attachment hoping you click on them.

  • Verify sender address - Don't just look at the display name, verify the email address and domain before clicking. Scammers are extremely crafty with look-alike emails and domains.
  • Links or attachments - Be extremely cautious of emails containing links or attachments. Clicking on these can allow hackers access to your systems.

Smshing (SMS phishing) is a fraud tactic that uses text messages to lure unsuspecting victims into clicking fraudulent links and downloading malicious content on their mobile phones. This can also be used to perpetrate fraudulent activities (e.g. frauds to update KYC/Aadhar details)

Passwords:

Strong passwords are your first line of defence again scamsters. Ensure your passwords are long, complex and unique for each of your critical applications. Remember, being cyber aware helps you to be safe and secure online.

Watch your digital footprint:

Be mindful of what you share (social media, forums, etc.) and the information available about you online.

Legal Disclaimer

"The content available on this website is only for your information and does not purport to be comprehensive. We shall endeavor to keep the information on the website updated, however, we make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability or availability with respect to the website or the information, products, services, or related material contained on the website for any purpose. Nothing on this website constitutes or forms part of any advice, recommendation, any offer to sell or the solicitation of any offer to buy any securities, or a commitment to enter into a transaction of any kind. Your reliance on this website shall be at your own risk. In no event will we be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection with, the use of this website."

Attention

Important: Fraudulent Activity and Unauthorized Use of Nomura Brand in India (PDF 120KB)

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