MiFID II Report Archive | Nomura Financial Products Europe GmbH
Click here for the periodic reporting from 2021.
Reports for the Quality of Execution of Transactions and Identification of Top Five Execution Venues Including Quality of Execution Obtained
Annual Top Five Execution Venues and Quality of Execution Reports for Professional Clients
* Please scroll horizontally to look at table below.
| Reports | ||
|---|---|---|
| Reporting Period | Top Five Execution Venues Report | Qualitative Report on Quality of Execution |
| Calendar Year (1st Jan 20 - 31st Dec 20) | CSV (CSV 5KB) |
PDF (PDF 143KB) |
| Calendar Year (1st Jan 19 - 31st Dec 19) | CSV (CSV 3KB) |
PDF (PDF 137KB) |
Quarterly Quality of Execution Reports
* Please scroll horizontally to look at table below.
| Reports | ||||
|---|---|---|---|---|
| Reporting Period | Execution Venue | - Intraday Price - Instrument |
- End of Day Price - Likelihood of Execution - RFQ Venue Information - Instrument |
Cost |
| January 2020 -December 2020 | ||||
| 3rd Quarter (1st Jul 20 - 30th Sep 20) | CSV (CSV 1KB) |
CSV (CSV 33KB) |
CSV (CSV 97KB) |
CSV (CSV 10KB) |
| 2nd Quarter (1st Apr 20 - 30th Jun 20) | CSV (CSV 1KB) |
CSV (CSV 30KB) |
CSV (CSV 105KB) |
CSV (CSV 8KB) |
| 1st Quarter (1st Jan 20 - 31st Mar 20) | CSV (CSV 1KB) |
CSV (CSV 39KB) |
CSV (CSV 140KB) |
CSV (CSV 10KB) |
No applicable trades were executed during this period.
Disclaimers:
The information contained herein (the "Information") is provided to you by Nomura Financial Products Europe GmbH ("NFPE"). NFPE is part of the Nomura group of companies ("Nomura") and the Information may contain contributions from employees of the Nomura group of companies. NFPE authorised by the Bundesanstalt für Finanzdienstleistungsaufsicht ("BaFin") as a Wertpapierhandelsbank. The Information is confidential and has been furnished solely for the purposes of the reporting requirements under Commission Delegated Regulation (EU) 2017/575 published on 8 June 2016 for the Market In Financial Instrument Directive II Article 27(3) and under Commission Delegated Regulation (EU) 2017/576 published on 13 June 2016 for the Market In Financial Instrument Directive II Article 27(6).
Nomura provides the data on this site in order to meet its regulatory requirements, which require this data to be made available to the public. Nomura does not permit any third party to sell the data published on this site or to sell a product which uses data published on this site, without prior agreement.
