Chairman of the Board of Directors
Member of the Nomination Committee Member of the Compensation Committee
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Koji Nagai (Jan. 25, 1959) |
Apr. 1981 |
Joined Nomura |
Apr. 2003 |
Director of Nomura Securities Co., Ltd. |
Jun. 2003 |
Senior Managing Director of Nomura Securities Co., Ltd. |
Apr. 2007 |
Executive Managing Director of Nomura Securities Co., Ltd. |
Oct. 2008 |
Senior Corporate Managing Director of Nomura Securities Co., Ltd. |
Apr. 2009 |
Executive Managing Director and Executive Vice President of Nomura Securities Co., Ltd. |
Apr. 2011 |
Co-COO and Deputy President of Nomura Securities Co., Ltd. |
Apr. 2012 |
Senior Managing Director (concurrently Director and President of Nomura Securities Co., Ltd.) |
Aug. 2012 |
Representative Executive Officer & Group CEO (concurrently Director and President of Nomura Securities Co., Ltd.) |
Jun. 2013 |
Director, Representative Executive Officer & Group CEO (concurrently Director and President of Nomura Securities Co., Ltd.) |
Apr. 2017 |
Director, Representative Executive Officer & President and Group CEO (concurrently Director and Chairman of Nomura Securities Co., Ltd.) |
Apr. 2020 |
Director and Chairman (concurrently Director and Chairman of Nomura Securities Co., Ltd.) (Current) |
<Other Principal Business Activities> Director and Chairman of Nomura Securities Co., Ltd.
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Director
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Kentaro Okuda (Nov. 7, 1963) |
Apr. 1987 |
Joined Nomura |
Apr. 2010 |
Senior Managing Director of Nomura Securities Co., Ltd. |
Apr. 2012 |
Senior Corporate Managing Director of Nomura Securities Co., Ltd. |
Aug. 2012 |
Senior Corporate Managing Director (concurrently Senior Corporate Managing Director of Nomura Securities Co., Ltd.) |
Apr. 2013 |
Senior Managing Director (concurrently Senior Corporate Managing Director of Nomura Securities Co., Ltd.) |
Apr. 2015 |
Senior Managing Director (concurrently Executive Vice President of Nomura Securities Co., Ltd.) |
Apr. 2016 |
Senior Managing Director (concurrently Executive Managing Director and Executive Vice President of Nomura Securities Co., Ltd.) |
Apr. 2017 |
Senior Managing Director (concurrently Executive Vice President of Nomura Securities Co., Ltd.) |
Apr. 2018 |
Executive Managing Director and Group Co-COO (concurrently Director, Executive Managing Director and Deputy President of Nomura Securities Co., Ltd.) |
Apr. 2019 |
Executive Managing Director and Deputy President, Group Co-COO |
Apr. 2020 |
Representative Executive Officer and President, Group CEO (concurrently Representative Director of Nomura Securities Co., Ltd.) |
Jun. 2020 |
Director, Representative Executive Officer, President & Group CEO (concurrently Representative Director of Nomura Securities Co., Ltd.) |
Jun. 2021 |
Director, Representative Executive Officer, President & Group CEO (concurrently Representative Director and President of Nomura Securities Co., Ltd.) (Current) |
<Other Principal Business Activities>
Representative Director and President of Nomura Securities Co., Ltd.
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Director
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Tomoyuki Teraguchi (Aug. 4, 1962) |
Apr. 1986 |
Joined Nomura |
Apr. 2009 |
Senior Managing Director and Global Equity Strategy Office of Nomura Securities Co., Ltd. |
Apr. 2011 |
Senior Managing Director and Global Markets Joint COO of Nomura Securities Co., Ltd. |
Feb. 2013 |
Senior Managing Director and Global Markets COO of Nomura Securities Co., Ltd. |
Apr. 2013 |
Senior Managing Director, Global Markets COO and Global Research of Nomura Securities Co., Ltd. |
Apr. 2016 |
Senior Managing Director, Group Compliance Head and Operations (concurrently Representative Executive Officer, Compliance Division and Operations of Nomura Securities Co., Ltd., Internal Control Supervisory Manager) |
Apr. 2017 |
Senior Managing Director, Group Compliance Head and Operations (concurrently Representative Executive Officer, Senior Corporate Managing Director, Compliance Division and Operations of Nomura Securities Co., Ltd., Internal Control Supervisory Manager) |
May 2019 |
Executive Officer and Chief Compliance Officer (CCO) (concurrently Representative Director, Executive Vice President, Compliance and Legal of Nomura Securities Co., Ltd., Internal Control Supervisory Manager) |
Apr. 2020 |
Executive Officer, Chief of Staff and Chief Compliance Officer (CCO) (concurrently Representative Director and Deputy President, Compliance and Legal of Nomura Securities Co., Ltd., Internal Control Supervisory Manager) |
Apr. 2021 |
Representative Executive Officer, Deputy President, Chief of Staff and Chief Compliance Officer (CCO) (concurrently Representative Director and Deputy President and Chief of Staff of Nomura Securities Co., Ltd.) |
Jun. 2021 |
Director, Representative Executive Officer, Deputy President, Chief of Staff and Chief Compliance Officer (CCO) (concurrently Representative Director and Deputy President and Chief of Staff of Nomura Securities Co., Ltd.) |
Apr. 2022 |
Director, Representative Executive Officer and Deputy President (concurrently Representative Director and Deputy President of Nomura Securities Co., Ltd.) (Current) |
<Other Principal Business Activities>
Representative Director and Deputy President of Nomura Securities Co., Ltd.
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Director
Member of the Audit Committee (Full-Time) Member of the Board Risk Committee
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Shoji Ogawa (Aug. 9, 1964) |
Apr. 1987 |
Joined Nomura |
Apr. 2007 |
Head of Investment Banking Strategic Planning Dept of Nomura Securities Co., Ltd. |
Oct. 2008 |
Head of Capital Markets Dept. and Capital Solutions Dept. of Nomura Securities Co., Ltd. |
Jul. 2009 |
Head of Capital Markets Dept. of Nomura Securities Co., Ltd. |
Apr. 2012 |
Head of Investment Banking Strategic Planning Dept. of Nomura Securities Co., Ltd. |
Jul. 2013 |
Head of Office of Audit Committee (concurrently Head of Office of Audit Committee of Nomura Securities Co., Ltd.) |
Aug. 2016 |
Head of Office of Non-Executive Directors and Audit Committee (concurrently Head of Office of Non-Executive Directors and Audit Committee of Nomura Securities Co., Ltd.) |
Apr. 2017 |
Senior Managing Director and Group Internal Audit (concurrently Senior Managing Director and Internal Audit of Nomura Securities Co., Ltd.) |
Apr. 2021 |
Advisor |
Jun. 2021 |
Director (Current) |
<Other Principal Business Activities>
Corporate Auditor of Nomura Asia Pacific Holdings Co., Ltd. Non-Executive Director of Nomura Holding America Inc. Non-Executive Director of Instinet Incorporated
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Director (Outside Director)
Chairman of the Nomination Committee Chairman of the Compensation Committee
|
Kazuhiko Ishimura (Sep. 18, 1954) |
Apr. 1979 |
Joined Asahi Glass Company, Limited |
Jan. 2006 |
Executive Officer, GM of Kansai Plant of Asahi Glass Company, Limited |
Jan. 2007 |
Senior Executive Officer and GM of Electronics & Energy General Division of Asahi Glass Company, Limited |
Mar. 2008 |
Representative Director and President & COO of Asahi Glass Company, Limited |
Jan. 2010 |
Representative Director and President & CEO of Asahi Glass Company, Limited |
Jan. 2015 |
Representative Director & Chairman of Asahi Glass Company, Limited |
Jan. 2018 |
Director & Chairman of Asahi Glass Company, Limited |
Jun. 2018 |
Outside Director (Current) |
Mar. 2020 |
Director of AGC Inc. |
Apr. 2020 |
President of the National Institute of Advanced Industrial Science and Technology (Current) |
<Other Principal Business Activities> President of the National Institute of Advanced Industrial Science and Technology Outside Director of Ricoh Company, Ltd.
Formerly Asahi Glass Company, Limited; name changed to AGC Inc. on July 1, 2018.
|
Director (Outside Director)
Member of the Nomination Committee Member of the Compensation Committee
|
Takahisa Takahara (Jul. 12, 1961) |
Apr. 1991 |
Joined Unicharm Corporation |
Jun. 1995 |
Director of Unicharm Corporation |
Apr. 1996 |
Director, General Manager of Procurement Division and Deputy General Manager of International Division of Unicharm Corporation |
Jun. 1997 |
Senior Director of Unicharm Corporation |
Apr. 1998 |
Senior Director, General Manager of Feminine Hygiene Business Division of Unicharm Corporation |
Oct. 2000 |
Senior Director, Responsible for Management Strategy of Unicharm Corporation |
Jun. 2001 |
Representative Director, President of Unicharm Corporation |
Jun. 2004 |
Representative Director, President & CEO of Unicharm Corporation (Current) |
Jun. 2021 |
Outside Director (Current) |
<Other Principal Business Activities> Representative Director, President & CEO of Unicharm Corporation
Outside Director of Calbee, Inc.
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Director (Outside Director)
Chairman of the Audit Committee Member of the Board Risk Committee
|
Noriaki Shimazaki (Aug. 19, 1946) |
Apr. 1969 |
Joined Sumitomo Corporation |
Jun. 1998 |
Director of Sumitomo Corporation |
Apr. 2002 |
Representative Director and Managing Director of Sumitomo Corporation |
Jan. 2003 |
Member of the Business Accounting Council of the Financial Services Agency |
Apr. 2004 |
Representative Director and Senior Managing Executive Officer of Sumitomo Corporation |
Apr. 2005 |
Representative Director and Executive Vice President of Sumitomo Corporation |
Jan. 2009 |
Trustee of the IASCF Foundation (currently, IFRS Foundation) |
Jul. 2009 |
Special Advisor of Sumitomo Corporation |
Jun. 2011 |
Director of the Financial Accounting Standards Foundation
Chairman of Self-regulation Board and Public Governor of the Japan Securities Dealers Association |
Sep. 2013 |
Advisor of the IFRS Foundation Asia-Oceania Office
Advisor of the Japanese Institute of Certified Public Accountants (Current) |
Jun. 2016 |
Outside Director (concurrently Director of Nomura Securities Co., Ltd.) (Current) |
Aug. 2019 |
Senior Advisor of the IFRS Foundation Asia-Oceania Office (Current) |
<Other Principal Business Activities> Outside Director of Loginet Japan Co., Ltd.
Director of Nomura Securities Co., Ltd.
|
Director (Outside Director)
Member of the Audit Committee
|
Mari Sono (Feb. 20, 1952) |
Oct. 1976 |
Joined NISSHIN Audit Corporation* |
Mar. 1979 |
Registered as Certified Public Accountant |
Nov. 1988 |
Partner of CENTURY Audit Corporation* |
Nov. 1990 |
Member of "Certified Public Accountant Examination System Subcommittee", Certified Public Accountant Examination and Investigation Board, Ministry of Finance |
Apr. 1992 |
Member of "Business Accounting Council", Ministry of Finance |
Dec. 1994 |
Senior Partner, CENTURY Audit Corporation* |
Oct. 2002 |
Member of Secretariat of the Information Disclosure, Cabinet Office (currently Secretariat of the Information Disclosure and Personal Information Protection Review Board, Ministry of Internal Affairs and Communications) |
Apr. 2005 |
External Comprehensive Auditor, Tokyo |
Jul. 2008 |
Senior Partner of Ernst & Young ShinNihon LLC |
Aug. 2012 |
Retired Ernst & Young ShinNihon LLC |
Dec. 2013 |
Commissioner of the Securities and Exchange Surveillance Commission |
Jun. 2017 |
Outside Director (Current) |
<Other Principal Business Activities> Auditor of WASEDA University
Currently Ernst & Young ShinNihon LLC
|
Director (Outside Director)Chairperson of the Board Risk Committee |
Laura Simone Unger (Jan. 8, 1961) |
Jan. 1988 |
Enforcement Attorney of U.S. Securities and Exchange Commission ("SEC") |
Oct. 1990 |
Counsel of U.S. Senate Committee on Banking, Housing and Urban Affairs |
Nov. 1997 |
Commissioner of the SEC |
Feb. 2001 |
Acting Chairperson of the SEC |
Jul. 2002 |
Regulatory Expert of CNBC |
May 2003 |
Independent Consultant of JPMorgan Chase & Co. |
Aug. 2004 |
Independent Director of CA Inc. |
Jan. 2010 |
Special Advisor of Promontory Financial Group |
Dec. 2010 |
Independent Director of CIT Group Inc. |
Nov. 2014 |
Independent Director of Navient Corporation (Current) |
Jun. 2018 |
Outside Director (Current) |
<Other Principal Business Activities>
Independent Director of Navient Corporation
Independent Director of Nomura Holding America Inc.
Independent Director of Nomura Securities International, Inc. Independent Director of Nomura Global Financial Products Inc. Independent Director of Instinet Holdings Incorporated
|
Director (Outside Director)Member of the Audit Committee Member of the Board Risk Committee |
Victor Chu (Jun. 20, 1957) |
Dec. 1982 |
Solicitor of the Supreme Court, Hong Kong |
Jan. 1988 |
Chairman and Chief Executive Officer of First Eastern Investment Group (Current) |
Oct. 1988 |
Director and Council Member of the Hong Kong Stock Exchange |
Jun. 1992 |
Advisory Committee Member of the Securities and Futures Commission, Hong Kong |
Aug. 2003 |
Foundation Board Member of the World Economic Forum |
Apr. 2018 |
Independent Director of Airbus SE (Current) |
Jun. 2021 |
Outside Director (Current) |
<Other Principal Business Activities>
Chairman and Chief Executive Officer of First Eastern Investment Group
Chair of Council, University College London
Co-Chair, International Business Council of the World Economic Forum
Independent Director of Airbus SE
|
Director (Outside Director)Member of the Board Risk Committee |
J.Christopher Giancarlo (May 12, 1959) |
Sep. 1984 |
Associate Attorney of Mudge Rose Guthrie Alexander & Ferdon |
Oct. 1985 |
Associate Attorney of Curtis, Mallet-Prevost, Colt & Mosle |
Jan. 1992 |
Attorney, Founding Partner of Giancarlo & Gleiberman |
Sep. 1997 |
Attorney, (Equity) Partner of Thelen Reid Brown Raysman & Steiner |
Apr. 2000 |
Vice President and Legal Counsel of Fenics Software |
Apr. 2001 |
Executive Vice President of GFI Group Inc. |
Jun. 2014 |
Commissioner of the U.S. Commodity Futures Trading Commission |
Jan. 2017 |
Chairman of the U.S. Commodity Futures Trading Commission |
Oct. 2019 |
Independent Director of the American Financial Exchange (Current) |
Jan. 2020 |
Senior Counsel of Willkie Farr & Gallagher LLP (Current) |
Jun. 2021 |
Outside Director (Current) |
<Other Principal Business Activities>
Senior Counsel of Willkie Farr & Gallagher LLP
Independent Director of the American Financial Exchange Principal of Digital Dollar Project Independent Director of Nomura Securities International, Inc. Independent Director of Nomura Global Financial Products Inc.
|
Director (Outside Director)Member of the Board Risk Committee |
Patricia Mosser (Feb. 14, 1956) |
Jul. 1986 |
Assistant Professor, Economics Department, Columbia University |
Jan. 1991 |
Economist and Vice President of the Federal Reserve Bank of New York (FRBNY) |
Nov. 2006 |
Senior Vice President, FRBNY, Member of the FX Forum, Executive Meeting of East Asia and Pacific (EMEAP) Central Banks, Bank for International Settlements |
Jan. 2007 |
Board Member of the American Economic Association's Committee on the Status of Women in the Economics Profession |
Jun. 2007 |
Member of the Markets Committee, Bank for International Settlements |
Jan. 2009 |
Acting Systemic Open Market Account Manager for the Federal Open Market Committee (FOMC) |
Oct. 2013 |
Deputy Director of the Office of Financial Research (OFR), U.S. Treasury Department |
Oct. 2013 |
Member of the Deputies Committee of the Financial Stability Oversight Council (FSOC) |
Jun. 2015 |
Senior Research Scholar and Director of Central Banking and Financial Policy at Columbia University's School of International and Public Affairs (Current) |
Jun. 2021 |
Outside Director (Current) |
<Other Principal Business Activities>
Senior Research Scholar
Director of the MPA Program in Economic Policy Management
Director of Central Banking and Financial Policy
All positions at Columbia University, School of International and Public Affairs
Independent Director of Nomura Holding America Inc.
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