1.2 Nomura 2021 1 2021-04-22T19:07:52Z 2021 1 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 3.93 0.00 0.00 96.07 INSTINET 88.93 1.20 0.00 0.00 98.80 -87.77 -3.2509 0 0.0000 0 0.0000 18954.88 5.6354 Nomura Receives Rebates From Instinet ICAP 4.51 24.46 0.00 0.00 75.54 1999.05 13.5639 0 0.0000 0 0.0000 8056.03 13.5639 No Material Aspects to Disclose CASY 2.24 28.99 0.00 0.00 71.01 6231.7 16.6837 0 0.0000 0 0.0000 8990.99 11.1991 No Material Aspects to Disclose Pyramid 1.53 4.26 0.00 0.00 95.74 41.91 65.4900 0 0.0000 0 0.0000 4814.82 64.1207 No Material Aspects to Disclose Oppenheimer 0.55 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1383.48 87.8400 No Material Aspects to Disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.42 84.62 0.00 0.00 15.38 5405.73 27.8416 0 0.0000 0 0.0000 1820.79 50.9027 No Material Aspects to Disclose XFA 0.36 18.18 0.00 0.00 81.82 25.65 71.2400 0 0.0000 0 0.0000 2413.09 71.0986 No Material Aspects to Disclose Wallachbeth 0.32 100.00 0.00 0.00 0.00 2332.52 36.1800 0 0.0000 0 0.0000 0 0.0000 No Material Aspects to Disclose E D & F MAN CAPITAL MARKETS INC. 0.26 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 2515.72 47.4664 No Material Aspects to Disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.23 14.29 0.00 0.00 85.71 478.4 47.8400 0 0.0000 0 0.0000 405.14 47.6635 No Material Aspects to Disclose 2021 2 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 3.91 0.00 0.00 96.09 INSTINET 91.67 2.13 0.00 0.00 97.87 1130.38 22.7531 0 0.0000 0 0.0000 20756.71 7.3278 Nomura Receives Rebates From Instinet ICAP 3.73 31.72 0.00 0.00 68.28 4743.01 12.8649 0 0.0000 0 0.0000 7286.65 12.8649 No Material Aspects to Disclose CASY 1.34 28.85 0.00 0.00 71.15 708.43 14.2255 0 0.0000 0 0.0000 4797.63 15.6688 No Material Aspects to Disclose Oppenheimer 1.05 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 5746.72 77.1061 No Material Aspects to Disclose Pyramid 0.77 23.33 0.00 0.00 76.67 466.29 65.4900 0 0.0000 0 0.0000 1474.83 65.4900 No Material Aspects to Disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.44 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1064.43 54.2522 No Material Aspects to Disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.39 40.00 0.00 0.00 60.00 5336 30.4914 0 0.0000 0 0.0000 593.19 31.1711 No Material Aspects to Disclose E D & F MAN CAPITAL MARKETS INC. 0.21 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1170.45 37.2400 No Material Aspects to Disclose Lakeshore 0.18 28.57 0.00 0.00 71.43 109.88 54.9400 0 0.0000 0 0.0000 230.75 54.9400 No Material Aspects to Disclose CORNERSTONE MACRO LLC 0.13 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1162.72 145.3400 No Material Aspects to Disclose 2021 3 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 4.38 0.00 0.00 95.62 INSTINET 92.51 2.31 0.00 0.00 97.69 1121.31 27.1832 0 0.0000 0 0.0000 25086.43 6.9115 Nomura Receives Rebates From Instinet ICAP 2.85 30.88 0.00 0.00 69.12 4958.58 11.6050 0 0.0000 0 0.0000 5917.18 11.6749 No Material Aspects to Disclose CASY 1.61 49.35 0.00 0.00 50.65 7610.75 14.1809 0 0.0000 0 0.0000 4383.1 14.2239 No Material Aspects to Disclose Oppenheimer 0.71 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 4413.02 86.2760 No Material Aspects to Disclose Lakeshore 0.55 42.31 0.00 0.00 57.69 6923.52 53.4058 0 0.0000 0 0.0000 785.09 54.9400 No Material Aspects to Disclose Pyramid 0.46 27.27 0.00 0.00 72.73 1289.21 64.0444 0 0.0000 0 0.0000 1910.86 60.7201 No Material Aspects to Disclose CORNERSTONE MACRO LLC 0.38 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 5955.17 148.1385 No Material Aspects to Disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.27 53.85 0.00 0.00 46.15 3560.32 24.0562 0 0.0000 0 0.0000 1415.14 24.8794 No Material Aspects to Disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.21 20.00 0.00 0.00 80.00 478.4 47.8400 0 0.0000 0 0.0000 1899.03 68.6809 No Material Aspects to Disclose XFA 0.17 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 2610.95 71.2400 No Material Aspects to Disclose