1.2 Nomura 2021 4 2022-01-24T16:11:13Z 2021 10 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 3.62 65.30 24.17 6.90 INSTINET 89.50 1.03 66.25 25.78 6.95 1189.56 29.7316 68664.64 17.3729 2420.13 3.0029 2741.91 7.3490 Nomura receives rebates from Instinet CASY 4.20 19.13 63.93 12.57 4.37 6451.28 15.2157 14829.14 11.0457 4090.92 11.2884 1808.07 10.7342 No material aspects to disclose ICAP 4.20 32.24 51.91 4.92 10.93 8231.73 12.7170 8275.6 12.7170 1375.73 12.7170 1081.71 12.7170 No material aspects to disclose Pyramid 0.96 4.76 61.90 30.95 2.38 49.12 65.4900 3560.85 64.3334 871.3 55.1454 196.47 65.4900 No material aspects to disclose Lakeshore 0.41 33.33 61.11 0.00 5.56 3183.75 50.9400 5531.35 53.9644 0 0.0000 331.36 32.8400 No material aspects to disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.41 61.11 38.89 0.00 0.00 2505.6 27.8400 8437.11 35.6840 0 0.0000 0 0.0000 No material aspects to disclose MAXIM 0.09 0.00 100.00 0.00 0.00 0 0.0000 165.42 57.8400 0 0.0000 0 0.0000 No material aspects to disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.07 100.00 0.00 0.00 0.00 2152.8 47.8400 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose Baycrest 0.05 50.00 0.00 50.00 0.00 719.21 35.9604 0 0.0000 899.01 35.9604 0 0.0000 No material aspects to disclose RFA Securities LLC 0.05 0.00 50.00 50.00 0.00 0 0.0000 1892 37.8400 3784 37.8400 0 0.0000 No material aspects to disclose 2021 11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 2.09 44.70 22.44 30.77 INSTINET 92.61 0.47 44.37 23.64 31.51 825.41 27.5964 17342.55 6.2646 5311.34 5.8244 1864.37 1.4769 Nomura receives rebates from Instinet ICAP 3.14 22.78 53.33 4.44 19.44 10332.75 11.3337 12822.2 11.3337 669.14 11.3337 2868.68 11.3337 No material aspects to disclose CASY 2.67 17.65 45.10 5.23 32.03 5270.88 14.3277 11390.64 13.8851 1157.98 15.1568 6084.96 13.1496 No material aspects to disclose Pyramid 0.65 37.84 27.03 21.62 13.51 510.82 65.4900 602.51 65.4900 869.95 58.1907 54.34 45.2817 No material aspects to disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.45 23.08 65.38 11.54 0.00 696 27.8400 4228.81 26.2219 7136 47.5733 0 0.0000 No material aspects to disclose Lakeshore 0.17 10.00 80.00 10.00 0.00 1194.95 54.9400 1825.22 54.4191 34.47 33.1400 0 0.0000 No material aspects to disclose CANACCORD GENUITY INC. 0.12 71.43 14.29 0.00 14.29 398.24 46.3074 347.31 46.3074 0 0.0000 45.38 46.3074 No material aspects to disclose MAXIM 0.07 0.00 25.00 50.00 25.00 0 0.0000 203.02 57.8400 281.1 57.8400 1.16 57.8400 No material aspects to disclose XFA 0.07 0.00 75.00 25.00 0.00 0 0.0000 141.28 67.9227 16.39 71.2400 0 0.0000 No material aspects to disclose RFA Securities LLC 0.02 0.00 100.00 0.00 0.00 0 0.0000 756.8 37.8400 0 0.0000 0 0.0000 No material aspects to disclose 2021 12 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 3.40 73.17 22.98 0.45 INSTINET 88.49 0.65 75.11 24.17 0.07 -938.4 -69.0000 9887.02 3.2370 -5245.11 -9.4003 0 0.0000 Nomura receives rebates from Instinet CASY 4.86 22.22 69.28 7.19 1.31 9057.15 15.2014 9913.16 12.8948 1018.62 8.4631 12.84 12.8400 No material aspects to disclose ICAP 4.70 28.38 50.68 14.19 6.76 6439.6 12.4369 6095.47 12.4369 2863.61 12.4369 2735.88 12.4369 No material aspects to disclose Pyramid 1.08 8.82 44.12 47.06 0.00 671.27 65.4900 1130.79 47.7531 621.48 63.0306 0 0.0000 No material aspects to disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.35 27.27 72.73 0.00 0.00 692 27.6800 8920.3 42.9894 0 0.0000 0 0.0000 No material aspects to disclose XFA 0.19 100.00 0.00 0.00 0.00 1792.24 68.9323 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose CANACCORD GENUITY INC. 0.06 0.00 50.00 50.00 0.00 0 0.0000 31.49 46.3074 2.78 46.3074 0 0.0000 No material aspects to disclose MARKET SECURITIES, LLC 0.06 0.00 50.00 50.00 0.00 0 0.0000 28.5 71.2400 28.5 71.2400 0 0.0000 No material aspects to disclose MAXIM 0.06 0.00 100.00 0.00 0.00 0 0.0000 12.53 27.8400 0 0.0000 0 0.0000 No material aspects to disclose DASH FINANCIAL LLC 0.03 0.00 100.00 0.00 0.00 0 0.0000 20.26 20.2600 0 0.0000 0 0.0000 Nomura may receive rebates from Dash