1.2 Nomura 2021 2 2021-07-13T16:36:47Z 2021 4 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 4.29 0.00 0.00 95.71 INSTINET 92.39 2.53 0.00 0.00 97.47 155.88 21.2951 0 0.0000 0 0.0000 28916.2 10.2101 Nomura receives Rebates from Instinet ICAP 2.85 22.05 0.00 0.00 77.95 5372.68 12.9910 0 0.0000 0 0.0000 8372.29 12.9910 No Material Aspects to Disclose CASY 2.25 33.00 0.00 0.00 67.00 4882.61 16.1163 0 0.0000 0 0.0000 13795.5 13.5066 No Material Aspects to Disclose Pyramid 0.81 16.67 0.00 0.00 83.33 75.73 65.2810 0 0.0000 0 0.0000 5002.58 55.4732 No Material Aspects to Disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.54 58.33 0.00 0.00 41.67 15674.4 27.8656 0 0.0000 0 0.0000 7341.14 33.4982 No Material Aspects to Disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.49 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 4905.49 53.7823 No Material Aspects to Disclose Lakeshore 0.25 36.36 0.00 0.00 63.64 1853.13 54.9400 0 0.0000 0 0.0000 461.5 54.9400 No Material Aspects to Disclose Oppenheimer 0.25 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1647 87.8400 No Material Aspects to Disclose CORNERSTONE MACRO LLC 0.07 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 847.04 141.1733 No Material Aspects to Disclose CANACCORD GENUITY INC. 0.04 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 926.15 46.3074 No Material Aspects to Disclose 2021 5 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 3.47 0.00 0.00 96.53 INSTINET 88.63 0.98 0.00 0.00 99.02 132 55.0000 0 0.0000 0 0.0000 32375.58 10.2826 Nomura Received Rebates From Instinet ICAP 4.68 11.92 0.00 0.00 88.08 2592.91 11.7114 0 0.0000 0 0.0000 9155.39 11.7114 No Material Aspects to Disclose CASY 3.28 41.51 0.00 0.00 58.49 8239.92 14.1281 0 0.0000 0 0.0000 13060.82 13.1990 No Material Aspects to Disclose Pyramid 1.08 22.86 0.00 0.00 77.14 402.76 65.4900 0 0.0000 0 0.0000 2287.19 63.7989 No Material Aspects to Disclose Lakeshore 0.93 26.67 0.00 0.00 73.33 12086.8 54.9400 0 0.0000 0 0.0000 682.07 48.3397 No Material Aspects to Disclose TULLETT PREBON FINANCIAL SERVICES LLC 0.40 30.77 0.00 0.00 69.23 1274.38 23.5429 0 0.0000 0 0.0000 1865.2 22.7881 No Material Aspects to Disclose Oppenheimer 0.25 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1124.35 87.8400 No Material Aspects to Disclose E D & F MAN CAPITAL MARKETS INC. 0.12 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1042.72 37.2400 No Material Aspects to Disclose XFA 0.12 50.00 0.00 0.00 50.00 49.87 71.2400 0 0.0000 0 0.0000 3.2 22.8400 No Material Aspects to Disclose CANACCORD GENUITY INC. 0.09 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 879.84 46.3074 No Material Aspects to Disclose 2021 6 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 2.92 0.00 0.00 97.08 INSTINET 91.31 0.22 0.00 0.00 99.78 0.06 6.0000 0 0.0000 0 0.0000 34197.49 11.7848 Nomura Receives Rebates From Instinet ICAP 4.08 26.51 0.00 0.00 73.49 6293.78 12.0957 0 0.0000 0 0.0000 8962.58 12.0957 No Material Aspects to Disclose CASY 2.46 33.00 0.00 0.00 67.00 6006.95 13.5686 0 0.0000 0 0.0000 7811 13.5516 No Material Aspects to Disclose Lakeshore 0.71 72.41 0.00 0.00 27.59 2919.36 42.3096 0 0.0000 0 0.0000 494.46 54.9400 No Material Aspects to Disclose Pyramid 0.47 5.26 0.00 0.00 94.74 5.77 41.2400 0 0.0000 0 0.0000 3588.19 62.3708 No Material Aspects to Disclose DASH FINANCIAL LLC 0.37 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 372.58 20.2600 No Material Aspects to Disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.25 100.00 0.00 0.00 0.00 1473.48 46.0463 0 0.0000 0 0.0000 0 0.0000 No Material Aspects to Disclose XFA 0.10 25.00 0.00 0.00 75.00 178.1 71.2400 0 0.0000 0 0.0000 7119.01 71.2400 No Material Aspects to Disclose Baycrest 0.07 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 1387.36 36.4518 No Material Aspects to Disclose Oppenheimer 0.07 0.00 0.00 0.00 100.00 0 0.0000 0 0.0000 0 0.0000 395.28 87.8400 No Material Aspects to Disclose