1.2 Nomura 2024 3 2024-10-11T14:40:11Z 2024 7 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 78.42 13.97 0.62 6.99 INSTINET 92.51 95.47 99.11 100.00 45.54 -7714.3 -5.4958 -382.55 -1.6064 -4.5 -6.0000 -1038.56 -5.5975 NSI routes the majority of customer orders in equity securities, including options, to Instinet, an affiliated broker-dealer, for execution. Instinet routes NSI's orders to national securities exchanges, alternative trading systems, and other market centers. NSI maintains a pass-through relationship with Instinet, whereby Instinet charges or remits payment to NSI based partially on the amount of the rebates received from, or fees paid to, market centers. Instinet passes 50% of marketing fees received from market makers preferred on customer orders routed to exchanges. Instinet and NSI do not maintain any other payment for order flow arrangements with respect to listed options. Instinet pays or charges NSI based on the published exchange schedule for customer orders, and not based on any more favorable pricing that Instinet may receive as a result of other aggregated order flow. Information reflecting tiered pricing/payment schedules, as applicable to NSI, can be found at: https://www.nomuraholdings.com/company/group/americas/data/2024_3q_rates.pdf ICAP 5.30 2.63 0.89 0.00 44.64 -547.84 -2.7174 -21.45 -1.2524 0 0.0000 -1118 -2.5728 No material aspects to disclose CASY 1.93 1.83 0.00 0.00 7.14 -672.19 -4.6686 0 0.0000 0 0.0000 -135.26 -8.4116 No material aspects to disclose TJM INVESTMENTS, LLC 0.12 0.00 0.00 0.00 1.79 0 0.0000 0 0.0000 0 0.0000 -7.29 -26.9900 No material aspects to disclose Baycrest 0.06 0.08 0.00 0.00 0.00 -13.81 -2.7400 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose GFI Securities LLC 0.06 0.00 0.00 0.00 0.89 0 0.0000 0 0.0000 0 0.0000 -13.7 -2.7400 No material aspects to disclose 2024 8 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 85.69 4.27 0.20 9.83 INSTINET 90.71 94.70 98.41 100.00 52.41 -6281.31 -5.9385 -756.29 -5.7364 -27 -6.0000 -1915.55 -5.9441 NSI routes the majority of customer orders in equity securities, including options, to Instinet, an affiliated broker-dealer, for execution. Instinet routes NSI's orders to national securities exchanges, alternative trading systems, and other market centers. NSI maintains a pass-through relationship with Instinet, whereby Instinet charges or remits payment to NSI based partially on the amount of the rebates received from, or fees paid to, market centers. Instinet passes 50% of marketing fees received from market makers preferred on customer orders routed to exchanges. Instinet and NSI do not maintain any other payment for order flow arrangements with respect to listed options. Instinet pays or charges NSI based on the published exchange schedule for customer orders, and not based on any more favorable pricing that Instinet may receive as a result of other aggregated order flow. Information reflecting tiered pricing/payment schedules, as applicable to NSI, can be found at: https://www.nomuraholdings.com/company/group/americas/data/2024_3q_rates.pdf ICAP 5.83 3.40 1.59 0.00 28.97 -1222.18 -2.7400 -34.25 -2.7400 0 0.0000 -637.16 -2.3379 No material aspects to disclose CASY 3.05 1.74 0.00 0.00 15.86 -1018.83 -7.8209 0 0.0000 0 0.0000 -581.14 -8.1943 No material aspects to disclose Baycrest 0.27 0.00 0.00 0.00 2.76 0 0.0000 0 0.0000 0 0.0000 -34.1 -10.2400 No material aspects to disclose Pyramid 0.14 0.16 0.00 0.00 0.00 -0.54 -26.9900 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose 2024 9 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 100.00 87.66 0.86 0.43 11.04 INSTINET 88.27 95.18 100.00 100.00 32.03 -5594.43 -5.7575 -128.37 -6.1245 0 0.0000 -2455.45 -9.5136 NSI routes the majority of customer orders in equity securities, including options, to Instinet, an affiliated broker-dealer, for execution. Instinet routes NSI's orders to national securities exchanges, alternative trading systems, and other market centers. NSI maintains a pass-through relationship with Instinet, whereby Instinet charges or remits payment to NSI based partially on the amount of the rebates received from, or fees paid to, market centers. Instinet passes 50% of marketing fees received from market makers preferred on customer orders routed to exchanges. Instinet and NSI do not maintain any other payment for order flow arrangements with respect to listed options. Instinet pays or charges NSI based on the published exchange schedule for customer orders, and not based on any more favorable pricing that Instinet may receive as a result of other aggregated order flow. Information reflecting tiered pricing/payment schedules, as applicable to NSI, can be found at: https://www.nomuraholdings.com/company/group/americas/data/2024_3q_rates.pdf ICAP 6.04 2.95 0.00 0.00 31.25 -859.02 -2.7400 0 0.0000 0 0.0000 -795.53 -2.7400 No material aspects to disclose CASY 4.92 1.38 0.00 0.00 33.59 -478.94 -6.0487 0 0.0000 0 0.0000 -415.37 -8.4151 No material aspects to disclose Baycrest 0.26 0.10 0.00 0.00 1.56 -1157.27 -15.4302 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose CHAPDELAINE 0.26 0.20 0.00 0.00 0.78 -554.8 -27.7400 0 0.0000 0 0.0000 -832.2 -27.7400 No material aspects to disclose XFA 0.17 0.20 0.00 0.00 0.00 -1638.64 -32.7400 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose TRADITION SECURITIES AND DERIVATIVES INC. 0.09 0.00 0.00 0.00 0.78 0 0.0000 0 0.0000 0 0.0000 0 0.0000 No material aspects to disclose