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Statement on Arrest of Former Employee and Ongoing Responses

February 6, 2025

Nomura Securities Co., Ltd.

Tokyo, February 6, 2025—A former employee of Nomura Securities was arrested by the Tokyo Metropolitan Police Department on suspicion of fraud that occurred in January 2024.

We would like to express our sincerest apologies to our clients and all those affected by the trouble this has caused. We will continue to cooperate fully with the police investigation.

As announced in a news release* on December 3, 2024, we have started to implement more rigorous and effective measures to ensure our clients can feel confident using our services.

By continuing to fully implement the measures, we will work to regain trust so our clients can truly feel at ease when using our services.

* See "Response Measures" in the news release "Statement and Responses to Indictment of Former Employee" issued on December 3, 2024.

Nomura

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

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