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Privacy Policy
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    Privacy Policy


    Nomura Group and all of its officers and employees will comply with all relevant laws and regulations as well as guidelines from regulatory authorities.

    1. Information will be collected in a manner consistent with all relevant laws and regulations, and necessary measures will be taken to ensure that such personal information is correct and up-to-date.
    2. Personal information will be used only for the purpose(s) for which notification has been given. Any disclosure or provision of personal information to third parties will comply with all relevant laws and regulations and, unless mandated or other appropriate reason exists, such disclosure shall not occur without the consent of the individual.
    3. Thorough training will be provided to officers and employees in order to prevent the leakage or inappropriate use of personal information. In addition, managers responsible for controls and inspections will be appointed and appropriate control systems will be established.
    4. In the event that personal information is provided to an external contractor, the applicable group company will take responsibility for ensuring that said external contractor has proper systems in place to protect the privacy of such personal information.
    5. All requests from individuals for the disclosure, correction, and usage termination of personal information shall be carried out in accordance with all relevant laws and regulations.
    6. Each Nomura Group company will establish customer consultation service and continually review and make improvements as necessary to the personal information privacy management system.
    • Customer Consultation Service
      Strategic Planning Dept. (Address: 2-2-2 Otemachi, Chiyoda-ku, Tokyo 100-8130, Tel: 81-3-5255-1024)

    How We Use Personal Information

    1. The provision of information concerning solicitations, sales, and services relating to the financial products of Nomura Healthcare Co., Ltd.
    2. Confirming that individuals are customers or their agents.
    3. Performing administrative functions with respect to transactions with customers and trading partners.
    4. Exercising rights and performing duties pursuant to contracts with customers and applicable law.
    5. Ensuring that transactions with customers and trading partners are implemented properly and efficiently.

    Shared Use of Personal Data

    We may from time to time use and share personal data in the following manner.

    Items of personal data for shared use

    • Customer information including the name, address, birthdate, telephone number, employment and transactional needs.
    • Information relating to customer transactions including the details of the transactions and assets under custody.

    Scope of entities to be shared

    • Nomura Healthcare Co., Ltd.and its cosolidated subsidiaries so specified under certain financial statement reports (including "yukashoken houkokusho") of Nomura Group.

    Purpose of shared use

    • For the purpose of Nomura Group's business management systems and internal control including integrated compliance and risk management.

    Name of the company responsible for management of personal data

    • Nomura Healthcare Co., Ltd.
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