Nomura Americas
Company Outline
Nomura is a global financial services group with an integrated global network. By connecting markets East & West, we service the needs of individuals, institutions, corporates and governments through our four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.
In 1927, Nomura established its first office in New York. Our long history in the Americas is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
Nomura's subsidiaries in the US include Nomura Securities International, Inc. (a member of SIPC), Nomura Capital Management LLC, Nomura Corporate Research and Asset Management Inc., Nomura Global Financial Products Inc., and Instinet Incorporated. Driven by the insights of over 2,400 people in the Americas, we put our clients at the center of everything we do, delivering unparalleled access to, from and within Asia.
For more details of our history, please visit our 100 years anniversary website.
| CEO and President, Nomura Holding America Inc. | Satoshi Kawamura |
|---|---|
| Address | Worldwide Plaza 309 West 49th Street New York, NY 10019-7316 |
| Telephone | 1 (212) 667-9000 |
Legal and Regulatory
Nomura Holding America Inc.
Nomura Securities International, Inc.
NSI Semi Annual Consolidated Statement of Financial Condition (Unaudited)
NSI Annual Consolidated Statement of Financial Condition (Audited)
CFTC Futures Commission Merchant Customer (FCM) Disclosures
Disclosure of Order Routing Information - SEC Rule 606
Notice of Procedures for Callable Securities (effective May 1, 2014) (PDF 43KB)
Form CRS - Regulation Best Interest (PDF 144KB)
Nomura Securities International, Inc., is a member of SIPC
Nomura Global Financial Products Inc.
In the event a Nomura Global Financial Products Inc. ("NGFP") SEC security-based swap dealer client wishes to file a customer complaint, please contact the Nomura Holding America's Compliance Department as follows:
Nomura Holding America Inc.
Compliance Department
Worldwide Plaza
309 West 49th Street
New York, NY, U.S.A
Telephone: +1-212-667-9447