Nomura Americas
Company Outline
Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Investment Management and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Nomura's subsidiaries in the US include Nomura Securities International, Inc. (a member of SIPC) and Nomura Corporate Research and Asset Management Inc.
| CEO and President, Nomura Holding America Inc. | Christopher Willcox |
|---|---|
| Co-CEO and Co-President, Nomura Holding America Inc. | Satoshi Kawamura |
| Address | Worldwide Plaza 309 West 49th Street New York, NY 10019-7316 |
| Telephone | 1 (212) 667-9000 |
Legal and Regulatory
Nomura Holding America Inc.
Nomura Securities International, Inc.
NSI Semi Annual Consolidated Statement of Financial Condition (Unaudited)
NSI Annual Consolidated Statement of Financial Condition (Audited)
CFTC Futures Commission Merchant Customer (FCM) Disclosures
Disclosure of Order Routing Information - SEC Rule 606
Notice of Procedures for Callable Securities (effective May 1, 2014) (PDF 43KB)
Form CRS - Regulation Best Interest (PDF 144KB)
Nomura Securities International, Inc., is a member of SIPC
Nomura Global Financial Products Inc.
In the event a Nomura Global Financial Products Inc. ("NGFP") SEC security-based swap dealer client wishes to file a customer complaint, please contact the Nomura Holding America's Compliance Department as follows:
Nomura Holding America Inc.
Compliance Department
Worldwide Plaza
309 West 49th Street
New York, NY, U.S.A
Telephone: +1-212-667-9447
NGFP Semi Annual Consolidated Statement of Financial Condition (Unaudited)
NGFP Annual Consolidated Statement of Financial Condition (Audited)
