Nomura Americas
Company Outline
Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institut ions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Nomura's subsidiaries in the US include Nomura Securities International, Inc. (a member of SIPC) and Nomura Corporate Research and Asset Management Inc.
| Head of Americas | Kentaro Okuda |
|---|---|
| Co-Head of Americas | Tsutomu Takemura |
| Address | Worldwide Plaza 309 West 49th Street New York, NY 10019-7316 |
| Telephone | 1 (212) 667-9000 |
Legal and Regulatory
Nomura Holding America Inc.
Nomura Securities International, Inc.
NSI Semi Annual Consolidated Statement of Financial Condition (Unaudited)
NSI Annual Consolidated Statement of Financial Condition (Audited)
Anti-Money Laundering Requirement
CFTC Futures Commission Merchant Customer (FCM) Disclosures
Disclosure of Order Routing Information - SEC Rule 606
Notice of Procedures for Callable Securities (effective May 1, 2014) (PDF 43KB)
Nomura Securities International, Inc., is a member of SIPC
