Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Wholesale (Global Markets and Investment Banking) and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Nomura's subsidiaries in the US include Nomura Securities International, Inc. (a member of SIPC) and Nomura Corporate Research and Asset Management Inc.

Business Continuity Plan

Terms Of Use

USA PATRIOT Act Notice

2021 (PDF 425KB)

2020 (PDF 428KB)

2019 (PDF 412KB)

2021 (PDF 1,039KB)

2020 (PDF 550KB)

2019 (PDF 1,768KB)

CFTC Futures Commission Merchant Customer (FCM) Disclosures

Disclosure of Order Routing Information - SEC Rule 606

A Message to Foreign Exchange Clients of Nomura: Disclosure of FX Practices and Terms and Conditions of FX Dealing

Notice of Procedures for Callable Securities (effective May 1, 2014) (PDF 43KB)

Form CRS - Regulation Best Interest (PDF 144KB)

Nomura Securities International, Inc., is a member of SIPC

In the event a Nomura Global Financial Products Inc. ("NGFP") SEC security-based swap dealer client wishes to file a customer complaint, please contact the Nomura Holding America's Compliance Department as follows:

Nomura Holding America Inc.
Compliance Department
Worldwide Plaza
309 West 49th Street
New York, NY, U.S.A
Telephone: +1-212-667-9447