Nomura Americas

Company Outline

Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Wholesale (Global Markets and Investment Banking) and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. Nomura's subsidiaries in the US include Nomura Securities International, Inc. (a member of SIPC) and Nomura Corporate Research and Asset Management Inc.

Executive Chairman, Nomura Holding America Inc. Kunio Watanabe
CEO, Nomura Holding America Inc. Yo Akatsuka
Address Worldwide Plaza 309 West 49th Street New York, NY 10019-7316
Telephone 1 (212) 667-9000

Legal and Regulatory

Nomura Holding America Inc.

Nomura Securities International, Inc.

NSI Semi Annual Consolidated Statement of Financial Condition (Unaudited)

NSI Annual Consolidated Statement of Financial Condition (Audited)

Nomura Global Financial Products Inc.

In the event a Nomura Global Financial Products Inc. ("NGFP") SEC security-based swap dealer client wishes to file a customer complaint, please contact the Nomura Holding America's Compliance Department as follows:

Nomura Holding America Inc.
Compliance Department
Worldwide Plaza
309 West 49th Street
New York, NY, U.S.A
Telephone: +1-212-667-9447

Connecting Markets East & West