References for the Nomura UN PRB Report 2021

ESG Data - Results of customer satisfaction surveys at branches, p.087

1. Wholesale Division - Green & Sustainable Financing, Infrastructure & Power Financing, Nomura Greentech, Accelerating efforts to develop Sustainability related solutions, p.006-009
2. Wholesale Division - ESG Appetite and Transaction Screening, p.009-010
3. Wealth Management Division, p.010
4. Contents Company, p.011
5. Sustainability training to cultivate thought leaders, p.011

1. TCFD - Transition Risk Analysis, p.024
2. Human Rights, p.033-034
3. Engagement - p.035-48
4. ESG Scores, p.065-067
5. Impact Investing, p.069-070
6. ESG integration 71-79

Our Sector Approach, p.002-004

ESG Trends and Our Response

Corporate Philosophy and Code of Conduct

Improving Products and Services - Customer Satisfaction Improvement Liaison Committee

1. Conduct Risk
2. Anti-Money Laundering and Combating the Financing of Terrorism
3. Prevention of Bribery and Corruption
4. Compliance Hotline - Whistleblowing

The Nomura Group Conflicts of Interest Management Policy

Nomura Group Privacy Policy

1. Advisory and Financing
2. Enhancing ESG Literacy Through Seminars and Other Efforts

Launch of FTSE Nomura Climate Carry and Roll Down World Government Bond Index

1. The Conference
2. Presentations