6-K | 2020
These are documents which have been submitted to the Securities and Exchange Commission.
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| December 18, 2020 | PDF (1,020KB) ZIP (552KB) |
1. Nomura Holdings, Inc. Interim Operating and Financial Review 15. Acknowledgment Letter of Ernst & Young ShinNihon LLC 17. Subsidiary Issuer of Registered Guaranteed Securities |
| December 17, 2020 | PDF (123KB) |
Nomura to Announce Third Quarter Operating Results on February 3 |
| November 25, 2020 | PDF (770KB) |
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2020 2. (English Translation) Confirmation Letter 3. Capitalization and Indebtedness as of September 30, 2020 |
| November 5, 2020 | PDF (986KB) |
Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2021 |
| October 28, 2020 | PDF (93KB) |
Financial Summary - Six months ended September 30, 2020 |
| October 28, 2020 | PDF (182KB) |
1. Nomura Reports Second Quarter Financial Results 2. Nomura Declares Half Year Dividend 3. Nomura to Cancel Own Shares |
| September 17, 2020 | PDF (32KB) |
Nomura to Announce Second Quarter Operating Results on October 28 |
| August 20, 2020 | PDF (792KB) |
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2020 2. (English Translation) Confirmation Letter |
| August 5, 2020 | PDF (960KB) |
Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021 |
| July 29, 2020 | PDF (57KB) |
Nomura Reports First Quarter Financial Results |
| July 29, 2020 | PDF (166KB) |
Financial Summary - Three months ended June 30, 2020 |
| July 22, 2020 | PDF (1,569KB) |
1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020 2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter |
| July 13, 2020 | PDF (140KB) |
4.10. Form of $1,500,000,000 1.851% Senior Notes due 2025 4.11. Form of $1,000,000,000 2.679% Senior Notes due 2030 5.3. Opinion of Sullivan & Cromwell LLP 5.4. Opinion of Anderson Mori & Tomotsune |
| July 7, 2020 | PDF (741KB) |
(English Translation) Corporate Governance Report |
| July 7, 2020 | PDF (45KB) |
Nomura Issues US Dollar Senior Notes |
| July 1, 2020 | PDF (32KB) |
Nomura Files Annual Report on Form 20-F |
| June 30, 2020 | PDF (30KB) |
Capitalization and Indebtedness as of March 31, 2020 |
| June 26, 2020 | PDF (42KB) |
Nomura Finalizes Business Alliance Agreement with Awa Bank |
| June 24, 2020 | PDF (44KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| June 18, 2020 | PDF (45KB) |
1. Nomura to Announce First Quarter Operating Results on July 29 2. Nomura Announces Correction to Bond Terms News Release |
| June 12, 2020 | PDF (56KB) |
Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause |
| June 3, 2020 | PDF (1,310KB) |
(English Translation) Corporate Governance Report |
| June 1, 2020 | PDF (1,470KB) |
1. (English Translation) Notice of Convocation of the 116th Annual General Meeting of Shareholders 2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 116th Annual General Meeting of Shareholders |
| May 27, 2020 | PDF (61KB) |
Nomura Determines to Make Disposition of Treasury Shares as Stock Award |
| May 21, 2020 | PDF (586KB) |
Consolidated Results of Operations (US GAAP), Fourth quarter and year ended March 2020 |
| May 20, 2020 | PDF (33KB) |
Nomura to Book JPY70 Billion Pretax Income in FY2020/21 First Quarter in relation to Nihonbashi District Redevelopment |
| May 13, 2020 | PDF (35KB) |
Nomura Determines to Submit Shelf Registration Statement |
| May 12, 2020 | PDF (43KB) |
Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award |
| May 8, 2020 | PDF (86KB) |
1. Nomura Reports Fourth Quarter and Full Year Financial Results 2. Nomura Declares Year-end Dividend Payment 3. Nomura to Grant Restricted Stock Units (RSUs) |
| May 8, 2020 | PDF (120KB) |
Financial Summary - Year ended March 31, 2020 |
| April 14, 2020 | PDF (33KB) |
Nomura Changes Fourth Quarter and Full Year Operating Results Announcement to May 8 |
| April 9, 2020 | PDF (42KB) |
(English Translation) Share Buyback Report for the reporting month from March 1, 2020 to March 31, 2020 |
| April 8, 2020 | PDF (810KB) |
(English Translation) Corporate Governance Report |
| March 19, 2020 | PDF (33KB) |
Nomura to Announce Fourth Quarter and Full Year Operating Results on April 24 |
| March 9, 2020 | PDF (44KB) |
(English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020 |
| February 21, 2020 | PDF (37KB) |
Nomura Announces Results of Share Buyback Program from Market |
| February 20, 2020 | PDF (695KB) |
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2019 2. (English Translation) Confirmation Letter |
| February 12, 2020 | PDF (45KB) |
(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020 |
| February 6, 2020 | PDF (956KB) |
Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020 |
| February 3, 2020 | PDF (38KB) |
Nomura Announces Status of Share Buyback Program from Market |
| January 31, 2020 | PDF (44KB) |
Nomura Signs MOU for Comprehensive Business Alliance with Awa Bank |
| January 31, 2020 | PDF (34KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| January 30, 2020 | PDF (82KB) |
1. Nomura Reports Third Quarter Financial Results 2. Nomura Announces Senior Management Lineup |
| January 30, 2020 | PDF (89KB) |
Financial Summary - Nine months ended December 31, 2019 |
| January 16, 2020 | PDF (356KB) |
Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee Form of $1,500,000,000 2.648% Senior Notes due 2025 Form of $1,500,000,000 3.103% Senior Notes due 2030 Opinion of Sullivan & Cromwell LLP Opinion of Anderson Mori & Tomotsune |
| January 15, 2020 | PDF (45KB) |
(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019 |
| January 10, 2020 | PDF (45KB) |
Nomura Issues US Dollar Senior Notes |
| January 6, 2020 | PDF (38KB) |
Nomura Announces Status of Share Buyback Program from Market |
