米国証券取引委員会(Securities and Exchange Commission)に提出した書類です。
提出日
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内容
2020年12月18日
1. Nomura Holdings, Inc. Interim Operating and Financial Review
15. Acknowledgment Letter of Ernst & Young ShinNihon LLC
17. Subsidiary Issuer of Registered Guaranteed Securities
2020年11月25日
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PDF (770KB)
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2020
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2020
2020年11月5日
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PDF (985KB)
Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2021
2020年10月28日
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PDF (182KB)
1. Nomura Reports Second Quarter Financial Results
2. Nomura Declares Half Year Dividend
3. Nomura to Cancel Own Shares
2020年8月20日
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PDF (792KB)
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2020
2. (English Translation) Confirmation Letter
2020年8月5日
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PDF (959KB)
Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021
2020年7月22日
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PDF (1,569KB)
1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter
2020年7月13日
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PDF (139KB)
4.10. Form of $1,500,000,000 1.851% Senior Notes due 2025
4.11. Form of $1,000,000,000 2.679% Senior Notes due 2030
5.3. Opinion of Sullivan & Cromwell LLP
5.4. Opinion of Anderson Mori & Tomotsune
2020年6月24日
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PDF (44KB)
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2020年6月18日
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PDF (44KB)
1. Nomura to Announce First Quarter Operating Results on July 29
2. Nomura Announces Correction to Bond Terms News Release
2020年6月12日
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PDF (55KB)
Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause
2020年6月1日
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PDF (1,470KB)
1. (English Translation) Notice of Convocation of the 116th Annual General Meeting of Shareholders
2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 116th Annual General Meeting of Shareholders
2020年5月21日
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PDF (585KB)
Consolidated Results of Operations (US GAAP), Fourth quarter and year ended March 2020
2020年5月20日
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PDF (33KB)
Nomura to Book JPY70 Billion Pretax Income in FY2020/21 First Quarter in relation to Nihonbashi District Redevelopment
2020年5月8日
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PDF (86KB)
1. Nomura Reports Fourth Quarter and Full Year Financial Results
2. Nomura Declares Year-end Dividend Payment
3. Nomura to Grant Restricted Stock Units (RSUs)
2020年4月14日
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PDF (32KB)
Nomura Changes Fourth Quarter and Full Year Operating Results Announcement to May 8
2020年4月9日
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PDF (41KB)
(English Translation) Share Buyback Report for the reporting month from March 1, 2020 to March 31, 2020
2020年3月9日
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PDF (43KB)
(English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020
2020年2月20日
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PDF (694KB)
1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended
December 31, 2019
2. (English Translation) Confirmation Letter
2020年2月12日
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PDF (45KB)
(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020
2020年2月6日
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PDF (956KB)
Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020
2020年1月31日
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PDF (33KB)
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2020年1月30日
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PDF (81KB)
1. Nomura Reports Third Quarter Financial Results
2. Nomura Announces Senior Management Lineup
2020年1月16日
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PDF (355KB)
Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee
Form of $1,500,000,000 2.648% Senior Notes due 2025
Form of $1,500,000,000 3.103% Senior Notes due 2030
Opinion of Sullivan & Cromwell LLP
Opinion of Anderson Mori & Tomotsune
2020年1月15日
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PDF (45KB)
(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019