米国証券取引委員会(Securities and Exchange Commission)に提出した書類です。

提出日

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内容

2020年12月18日

1. Nomura Holdings, Inc. Interim Operating and Financial Review
15. Acknowledgment Letter of Ernst & Young ShinNihon LLC
17. Subsidiary Issuer of Registered Guaranteed Securities

2020年12月17日

Nomura to Announce Third Quarter Operating Results on February 3

2020年11月25日

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2020
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2020

2020年11月5日    

Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2021

2020年10月28日

Financial Summary - Six months ended September 30, 2020

2020年10月28日

1. Nomura Reports Second Quarter Financial Results
2. Nomura Declares Half Year Dividend
3. Nomura to Cancel Own Shares

2020年9月17日

Nomura to Announce Second Quarter Operating Results on October 28

2020年8月20日

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2020
2. (English Translation) Confirmation Letter

2020年8月5日

Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021

2020年7月29日    

Nomura Reports First Quarter Financial Results

2020年7月29日

Financial Summary - Three months ended June 30, 2020

2020年7月22日

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter

2020年7月13日

4.10. Form of $1,500,000,000 1.851% Senior Notes due 2025
4.11. Form of $1,000,000,000 2.679% Senior Notes due 2030
5.3. Opinion of Sullivan & Cromwell LLP
5.4. Opinion of Anderson Mori & Tomotsune

2020年7月7日    

(English Translation) Corporate Governance Report

2020年7月7日

Nomura Issues US Dollar Senior Notes

2020年7月1日

Nomura Files Annual Report on Form 20-F

2020年6月30日

Capitalization and Indebtedness as of March 31, 2020

2020年6月26日

Nomura Finalizes Business Alliance Agreement with Awa Bank

2020年6月24日 

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

2020年6月18日

1. Nomura to Announce First Quarter Operating Results on July 29
2. Nomura Announces Correction to Bond Terms News Release

2020年6月12日

Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause

2020年6月3日

(English Translation) Corporate Governance Report

2020年6月1日

1. (English Translation) Notice of Convocation of the 116th Annual General Meeting of Shareholders
2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 116th Annual General Meeting of Shareholders

2020年5月27日

Nomura Determines to Make Disposition of Treasury Shares as Stock Award

2020年5月21日

Consolidated Results of Operations (US GAAP), Fourth quarter and year ended March 2020

2020年5月20日

Nomura to Book JPY70 Billion Pretax Income in FY2020/21 First Quarter in relation to Nihonbashi District Redevelopment

2020年5月13日

Nomura Determines to Submit Shelf Registration Statement

2020年5月12日

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

2020年5月8日

1. Nomura Reports Fourth Quarter and Full Year Financial Results
2. Nomura Declares Year-end Dividend Payment
3. Nomura to Grant Restricted Stock Units (RSUs)

2020年5月8日

Financial Summary - Year ended March 31, 2020

2020年4月14日

Nomura Changes Fourth Quarter and Full Year Operating Results Announcement to May 8

2020年4月9日

(English Translation) Share Buyback Report for the reporting month from March 1, 2020 to March 31, 2020

2020年4月8日

(English Translation) Corporate Governance Report

2020年3月19日

Nomura to Announce Fourth Quarter and Full Year Operating Results on April 24

2020年3月9日

(English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020

2020年2月21日

Nomura Announces Results of Share Buyback Program from Market

2020年2月20日

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended
December 31, 2019
2. (English Translation) Confirmation Letter

2020年2月12日

(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020

2020年2月6日

Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020

2020年2月3日

Nomura Announces Status of Share Buyback Program from Market

2020年1月31日

Nomura Signs MOU for Comprehensive Business Alliance with Awa Bank

2020年1月31日

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

2020年1月30日

1. Nomura Reports Third Quarter Financial Results
2. Nomura Announces Senior Management Lineup

2020年1月30日

Financial Summary - Nine months ended December 31, 2019

2020年1月16日

Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee
Form of $1,500,000,000 2.648% Senior Notes due 2025
Form of $1,500,000,000 3.103% Senior Notes due 2030
Opinion of Sullivan & Cromwell LLP
Opinion of Anderson Mori & Tomotsune

2020年1月15日 

(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019

2020年1月10日

Nomura Issues US Dollar Senior Notes

2020年1月6日

Nomura Announces Status of Share Buyback Program from Market