6-K | 2020

1. Nomura Holdings, Inc. Interim Operating and Financial Review
15. Acknowledgment Letter of Ernst & Young ShinNihon LLC
17. Subsidiary Issuer of Registered Guaranteed Securities

Nomura to Announce Third Quarter Operating Results on February 3

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2020
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2020

Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2021

Financial Summary - Six months ended September 30, 2020

1. Nomura Reports Second Quarter Financial Results
2. Nomura Declares Half Year Dividend
3. Nomura to Cancel Own Shares

Nomura to Announce Second Quarter Operating Results on October 28

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2020
2. (English Translation) Confirmation Letter

Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021

Nomura Reports First Quarter Financial Results

Financial Summary - Three months ended June 30, 2020

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter

4.10. Form of $1,500,000,000 1.851% Senior Notes due 2025
4.11. Form of $1,000,000,000 2.679% Senior Notes due 2030
5.3. Opinion of Sullivan & Cromwell LLP
5.4. Opinion of Anderson Mori & Tomotsune

(English Translation) Corporate Governance Report

Nomura Issues US Dollar Senior Notes

Nomura Files Annual Report on Form 20-F

Capitalization and Indebtedness as of March 31, 2020

Nomura Finalizes Business Alliance Agreement with Awa Bank

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

1. Nomura to Announce First Quarter Operating Results on July 29
2. Nomura Announces Correction to Bond Terms News Release

Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause

(English Translation) Corporate Governance Report

1. (English Translation) Notice of Convocation of the 116th Annual General Meeting of Shareholders
2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 116th Annual General Meeting of Shareholders

Nomura Determines to Make Disposition of Treasury Shares as Stock Award

Consolidated Results of Operations (US GAAP), Fourth quarter and year ended March 2020

Nomura to Book JPY70 Billion Pretax Income in FY2020/21 First Quarter in relation to Nihonbashi District Redevelopment

Nomura Determines to Submit Shelf Registration Statement

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

1. Nomura Reports Fourth Quarter and Full Year Financial Results
2. Nomura Declares Year-end Dividend Payment
3. Nomura to Grant Restricted Stock Units (RSUs)

Financial Summary - Year ended March 31, 2020

Nomura Changes Fourth Quarter and Full Year Operating Results Announcement to May 8

(English Translation) Share Buyback Report for the reporting month from March 1, 2020 to March 31, 2020

(English Translation) Corporate Governance Report

Nomura to Announce Fourth Quarter and Full Year Operating Results on April 24

(English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020

Nomura Announces Results of Share Buyback Program from Market

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended
December 31, 2019
2. (English Translation) Confirmation Letter

(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020

Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020

Nomura Announces Status of Share Buyback Program from Market

Nomura Signs MOU for Comprehensive Business Alliance with Awa Bank

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

1. Nomura Reports Third Quarter Financial Results
2. Nomura Announces Senior Management Lineup

Financial Summary - Nine months ended December 31, 2019

Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee
Form of $1,500,000,000 2.648% Senior Notes due 2025
Form of $1,500,000,000 3.103% Senior Notes due 2030
Opinion of Sullivan & Cromwell LLP
Opinion of Anderson Mori & Tomotsune

(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019

Nomura Issues US Dollar Senior Notes

Nomura Announces Status of Share Buyback Program from Market