These are documents which have been submitted to the Securities and Exchange Commission.

Date Filed

PDF (XBRL ZIP)

Description

December 28, 2021

(English Translation) Corporate Governance Report

December 23, 2021

Nomura to Announce Third Quarter Operating Results on February 1

December 22, 2021

Nomura Announces Results of Share Buyback Program from Market

December 17, 2021

1. Nomura Holdings, Inc. Interim Operating and Financial Review
15. Acknowledgment Letter of Ernst & Young ShinNihon LLC
17. Subsidiary Issuer of Registered Guaranteed Securities

December 14, 2021

(English Translation) Share Buyback Report for the reporting month from November 1, 2021 to November 30, 2021

December 1, 2021

Nomura Announces Status of Share Buyback Program from Market

November 24, 2021

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended
September 30, 2021
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2021

November 12, 2021

(English Translation) Share Buyback Report for the reporting month from October 1, 2021 to October 31, 2021

November 5, 2021

Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2022

October 29, 2021

1. Nomura Reports Second Quarter Financial Results
2. Nomura Declares Half Year Dividend
3. Nomura Approves Share Buyback Program

October 29, 2021

Financial Summary - Six months ended September 30, 2021

September 22, 2021

Nomura to Announce Second Quarter Operating Results on October 29

August 31, 2021

Nomura Issues 3rd Series of Unsecured Straight Bonds with No Negative Pledge or Other Financial Covenants

August 26, 2021

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2021
2. (English Translation) Confirmation Letter

July 30, 2021

Nomura Reports First Quarter Financial Results

July 30, 2021

Financial Summary - Three months ended June 30, 2021

July 21, 2021

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2021
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter

July 7, 2021

Nomura Issues US Dollar Senior Notes

July 2, 2021

(English Translation) Corporate Governance Report

June 28, 2021

Nomura Files Annual Report on Form 20-F

June 23, 2021

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

June 17, 2021

Nomura to Announce First Quarter Operating Results on July 30

June 8, 2021

(English Translation) Corporate Governance Report

June 8, 2021

Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause

June 3, 2021

1. Partial Amendment to the "Matters available on the website in relation to the Notice of Convocation of the 117th Annual General Meeting of Shareholders"
2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 117th Annual General Meeting of Shareholders

May 26, 2021

1. (English Translation) Notice of Convocation of the 117th Annual General Meeting of Shareholders
2. (English Translation) Matters available on the website in relation to the Notice of Convocation of the 117th Annual General Meeting of Shareholders

May 18, 2021

Nomura Completes Unwinding of Positions Related to Loss Arising from Transactions with US Client

May 17, 2021

Nomura Determines to Make Disposition of Treasury Shares as Stock Award

May 7, 2021

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

April 27, 2021

Nomura to Grant Restricted Stock Units (RSUs)

April 27, 2021

1. Nomura Reports Fourth Quarter and Full Year Financial Results
2. Update on Loss Arising from Business Activities
3. Nomura Declares Year-end Dividend Payment

April 27, 2021

Financial Summary - Year ended March 31, 2021

March 29, 2021

1. Possible Loss Arising from Business Activities
2. Cancellation of Issuance of US Dollar Senior Notes

March 24, 2021

Nomura Issues US Dollar Senior Notes

March 18, 2021

Nomura to Announce Fourth Quarter and Full Year Operating Results on April 27

March 4, 2021

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

March 2, 2021

1. Nomura Announces Management Change
2. Nomura Announces Top Management Change

February 25, 2021

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended
December 31, 2020
2. (English Translation) Confirmation Letter

February 12, 2021

(English Translation) Corporate Governance Report

February 3, 2021

Nomura Reports Third Quarter Financial Results

February 3, 2021

Financial Summary - Nine months ended December 31, 2020