These are documents which have been submitted to the Securities and Exchange Commission.

Date Filed

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Description

December 24, 2024

Nomura to Announce Third Quarter Operating Results on February 5

December 13, 2024

1. Nomura Holdings, Inc. Interim Operating and Financial Review
15. Acknowledgment Letter of Ernst & Young ShinNihon LLC
17. Subsidiary Issuer of Registered Guaranteed Securities

November 19, 2024

1. (English Translation) Semi-annual Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2024
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2024

November 12, 2024

Supplement for Financial Highlights - Six months ended September 30, 2024

November 7, 2024

Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2025

November 1, 2024

1. Nomura Reports Second Quarter Financial Results
2. Nomura Declares Half Year Dividend

November 1, 2024

Financial Summary - Six months ended September 30, 2024

October 31, 2024

Statement on Administrative Action by Japan’s Financial Services Agency

October 30, 2024

Summary of the consolidated capital adequacy ratios, consolidated leverage ratio, and External TLAC ratios for the period ended June 30, 2024

October 11, 2024

(English Translation) Share Buyback Report for the reporting month from September 1, 2024 to September 30, 2024

October 11, 2024

Statement on Suspension of Special Entitlements of JGB Market Special Participants by Japan’s Ministry of Finance

September 19, 2024

Nomura to Announce Second Quarter Operating Results on November 1

September 12, 2024

(English Translation) Share Buyback Report for the reporting month from August 1, 2024 to August 31, 2024

August 14, 2024

(English Translation) Share Buyback Report for the reporting month from July 1, 2024 to July 31, 2024

August 8, 2024

Financial Summary - Three months ended June 30, 2024 (Completion of the interim review by certified public accountants or an audit firm)

August 6, 2024

Supplement for Financial Highlights - Three months ended June 30, 2024

August 2, 2024

Consolidated Results of Operations (US GAAP), First quarter, year ending March 2025

July 30, 2024

Nomura Reports First Quarter Financial Results

July 30, 2024

Financial Summary - Three months ended June 30, 2024

July 29, 2024

(English Translation) Corporate Governance Report

July 19, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2024
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter

July 11, 2024

(English Translation) Share Buyback Report for the reporting month from June 1, 2024 to June 30, 2024

July 1, 2024

Nomura Issues US Dollar Senior Notes

June 27, 2024

Nomura Files Annual Report on Form 20-F

June 26, 2024

(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

June 26, 2024

Capitalization and Indebtedness as of March 31, 2024

June 25, 2024

Financial Summary - Year ended March 31, 2019 (Amended)

June 25, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2019
2. English translation of Management's Report on Internal Control over Financial Reporting and Confirmation Letter

June 25, 2024

Financial Summary - Year ended March 31, 2020 (Amended)

June 25, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020
2. English translation of Management's Report on Internal Control over Financial Reporting and Confirmation Letter

June 25, 2024

Financial Summary - Year ended March 31, 2021 (Amended)

June 25, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2021
2. English translation of Management's Report on Internal Control over Financial Reporting and Confirmation Letter

June 25, 2024

 1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2021
2. (English Translation) Confirmation Letter

June 25, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2021
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2021

June 25, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2021
2. (English Translation) Confirmation Letter

June 25, 2024

Financial Summary - Year ended March 31, 2022 (Amended)

June 25, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2022
2. English translation of Management's Report on Internal Control over Financial Reporting and Confirmation Letter

June 25, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2022
2. (English Translation) Confirmation Letter.

June 25, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2022
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2022

June 25, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2022
2. (English Translation) Confirmation Letter

June 25, 2024

Financial Summary - Year ended March 31, 2024 (Amended)

June 25, 2024

Nomura Completes Amendments of Annual Securities Report, Quarterly Reports, Financial Highlights and Management’s Report on Internal Control over Financial Reporting

June 20, 2024

Nomura to Announce First Quarter Operating Results on July 30

June 13, 2024

(English Translation) Share Buyback Report for the reporting month from May 1, 2024 to May 31, 2024

June 6, 2024

Nomura Announces Results of Share Buyback Program from Market

June 3, 2024

Supplement for Financial Highlights - Year ended March 31, 2024

June 3, 2024

Nomura Announces Status of Share Buyback Program from Market

May 31, 2024

1. Amendments to Parts of the "Notice of Convocation of the 120th Annual General Meeting of Shareholders"
2. (English Translation) Notice of Convocation of the 120th Annual General Meeting of Shareholders

May 24, 2024

1. (English Translation) Notice of Convocation of the 120th Annual General Meeting of Shareholders
2. (English Translation) Out of the Documents Describing the Electronic Provision Measures Matters, Matters not Described in the Documents for Delivery in Accordance With Document Delivery Requests Pursuant to Laws/Regulations and the Articles of Incorporation (Matters Omitted from Documents for Delivery)

May 17, 2024

Nomura Submits Shelf Registration Statement

May 16, 2024

Nomura Determines to Make Disposition of Treasury Shares as Stock Award

May 14, 2024

Supplement for Financial Highlights - Year ended March 31, 2024

May 14, 2024

(English Translation) Share Buyback Report for the reporting month from April 1, 2024 to April 30, 2024

May 13, 2024

(English Translation) Corporate Governance Report

May 7, 2024

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

May 2, 2024

Consolidated Results of Operations (US GAAP), Fourth quarter, year ended March 2024

May 1, 2024

Nomura Announces Status of Share Buyback Program from Market

April 26, 2024

1. Nomura Reports Fourth Quarter and Full Year Financial Results
2. Nomura Declares Year-end Dividend Payment
3. Nomura to Grant Restricted Stock Units (RSUs) and Performance Share Units (PSUs)

April 26, 2024

Financial Summary - Year ended March 31, 2024

April 19, 2024

(English Translation) Corporate Governance Report

April 12, 2024

(English Translation) Share Buyback Report for the reporting month from March 1, 2024 to March 31, 2024

April 12, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2023
2. (English Translation) Confirmation Letter

April 12, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2023
2. (English Translation) Confirmation Letter
3. Capitalization and Indebtedness as of September 30, 2023

April 12, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2023
2. (English Translation) Confirmation Letter

April 12, 2024

1. English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2023
2. English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter

April 12, 2024

Financial Summary - Year ended March 31, 2023 (Amended)

April 12, 2024

Nomura Amends Annual Securities Report, Quarterly Reports, Financial Highlights and Management's Report on Internal Control over Financial Reporting

April 12, 2024

1. Nomura Holdings, Inc. Interim Operating and Financial Review
2. Acknowledgment Letter of Ernst & Young ShinNihon LLC
3. Subsidiary Issuer of Registered Guaranteed Securities

April 1, 2024

Nomura Announces Status of Share Buyback Program from Market

March 21, 2024

Nomura to Announce Fourth Quarter and Full Year Operating Results on April 26

March 14, 2024

(English Translation) Share Buyback Report for the reporting month from February 1, 2024 to February 29, 2024

March 1, 2024

Nomura Announces Status of Share Buyback Program from Market

February 27, 2024

1. (English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2023
2. (English Translation) Confirmation Letter

February 14, 2024

(English Translation) Share Buyback Report for the reporting month from January 1, 2024 to January 31, 2024

February 5, 2024

Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2024

January 31, 2024

1. Nomura Reports Third Quarter Financial Results
2. Nomura Approves Share Buyback Program

January 31, 2024

Financial Summary - Nine months ended December 31, 2023

January 12, 2024

(English Translation) Share Buyback Report for the reporting month from December 1, 2023 to December 31, 2023