References for the Nomura UN PRB Report 2023

2023

Principle 1
AlignmentPrinciple 2
Impact and Target SettingPrinciple 3
Clients and CustomersPrinciple 4
StakeholdersPrinciple 5
Governance and CulturePrinciple 6
Transparency and Accountability

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Title	Description
Nomura Annual Report 2023 (PDF 13,385KB)	i.CEO Message, p.004 ii.Business Strategy to Create Economic Value, p.024-033 iii.Sustainability, p.039 iV.Sustainable Finance p.040 V.Diversity, Equity and Inclusion p.049-050 Vi.Financial Review, p.077-082
Nomura TCFD Report 2023 (PDF 1,150KB)	i.CEO Message, Views on Climate Change, p.001 ii.Major Achievements in Recent Years, p.011 iii.Breakdown of Carbon Related Assets, p.020
Responsible Investment Report 2022 (PDF 10,428KB)	Basic Policy for Responsible Investment, p.019
Investor Day Presentations	i.Head of Retail (PDF 951KB) ii.Head of Wholesale (PDF 1,413KB) iii.Head of Investment Management (PDF 1,372KB)
Nomura Sustainability Day	i.Head of Content Company, Group Sustainability and Financial Education, Nomura Holdings (PDF 4,161KB) ii.Chief Sustainability Officer (CSuO) and Corporate Disclosures, Nomura Holdings (PDF 4,161KB) iii.President and CEO Nomura Asset Management Co., Ltd. (PDF 967KB) iV.Global Head of Infrastructure and Power Finance, Nomura Securities International (PDF 1,378KB)
Nomura Holdings Website: About Nomura Group	i.About Nomura ii.Nomura in Numbers iii.Our Philosophy iV.Our Global Network
Nomura Holdings Website: Our Services	i.Nomura's Retail Division ii.Nomura's Wholesale Division iii.Nomura's Investment Management Division
Nomura Holdings Website: Our Commitment to Sustainability	i.Nomura Group Sustainability Statement (PDF 189KB) ii.Investment Management Division: Policy regarding Sustainable Lending and Investing (PDF 368KB) iii.Wholesale Division: ESG Sectoral Appetite Statement (PDF 374KB)
Nomura Holdings Website: Participation in Initiatives for Sustainability	Participation in Initiatives for Sustainability
Nomura Holdings Website: Governance, Risk Management	Risk Management
Nomura Holdings Website: Nomura EMEA Legal and Regulatory	i.Modern Slavery Act Statements ii.UK Gender Pay Gap Report
Nomura Holdings Website: News Release	i.Nomura to Partner with Stakeholders to Drive Sustainability ii.Nomura Introduces GX Initiatives at COP28 Japan Pavilion

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Title	Description
Nomura Annual Report 2023 (PDF 13,385KB)	i.Materiality, p.016 ii.Carbon Related Assets (CRA), p.019 iii.Sustainable Finance, p.040 iV.Net Zero Financed Emissions, p.043 V.Financial Education Initiatives, p.045
Nomura TCFD Report 2023 (PDF 1,150KB)	i.Climate Change Related Strategies, p.010-014 ii.Nomura's Net Zero Initiatives, p.014-16 iii.Carbon Related Assets, p.019
Responsible Investment Report 2022 (PDF 10,428KB)	Materiality, p.016
Wholesale Division: ESG Sectoral Appetite Statement (PDF 374KB)	Our Sector Approach, p.002
Investor Day Presentations	Head of Retail (PDF 951KB)
Nomura Holdings Website: Presentations	Nomura Sustainability Day (PDF 4,161KB)
Nomura Holdings Website: Diversity, Equity and Inclusion (DEI)	Nomura Group Diversity Equity & Inclusion Statement
Nomura Holdings Website: Annual Reports and SEC Filings	6-K
Nomura Holdings Website: Our Commitment to Sustainability	i.Green and Social Finance Framework (PDF 646KB) ii.Transition Finance Guidance (PDF 236KB)
Nomura Group Sustainability Statement (PDF 189KB)	Participation in International Initiatives, p.004
Nomura Holdings Website: ESG Data	i.ESG Data (PDF 551KB) ii.Independent Assurance Report (PDF 455KB)
Nomura Connects Website: Sustainability	i.Articles ii.Q&A iii.Videos
Nomura Holdings Website: News Release	Nomura Commits to Net Zero Greenhouse Gas Emissions, Joins Net-Zero Banking Alliance

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Title	Description
Nomura Annual Report 2023 (PDF 13,385KB)	i.Investment Management Division Sustainability Initiatives, p.029 ii.Nomura's Sustainability Business, p.040-041 iii.Financial Well-being, p.057-058 iV.ESG Data, p.086
Nomura TCFD Report 2023 (PDF 1,150KB)	i.Our Views on Sustainability, p.002-003 ii.Expansion of Sustainable Finance Initiatives, p.010 iii.Reference: Major Achievements in Recent Years, p.011 iV.Reference: GII Activities V.Strengthening Information Provision to Individual Investors, p.014 Vi.Expansion of ESG/SDG Investment Products, p.014
Responsible Investment Report 2022 (PDF 10,428KB)	i.Initiatives on Human Rights, p.041-042 ii.Engagement, p.057-073 iii.ESG Integration, p.085-111 iV.ESG Scores for Japanese Equities, p.089-090 V.Impact Investing, p.091-098
Wholesale Division: ESG Sectoral Appetite Statement (PDF 374KB)	Our Sector Approach, p.002
Nomura Sustainability Day (PDF 4,161KB)	Global Head of Infrastructure and Power Finance, Nomura Securities International (PDF 1,378KB)
Nomura Holdings Website: Code of Conduct	Corporate Philosophy and Code of Conduct
Nomura Holdings Website: Compliance	i.Anti-bribery and Corruption ii.Anti Money Laundering iii.Whistleblowing iV.Conflict of Interest
Nomura Group Website: Nomura Group Privacy Policy	Nomura Group Privacy Policy
Nomura Holdings Website: Partnering with our Clients	Improving Products and Services
Nomura Holdings Website: Advisory and Financing	Advisory and Financing
Nomura Holdings Website: Financial Literacy	Financial Literacy
Nomura Greentech Website: Sustainable Heroes	Sustainable Heroes
Nomura Connects Website: Sustainability	i.Articles ii.Q&A iii.Videos

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Title	Description
Nomura TCFD Report 2023 (PDF 1,150KB)	Proposals, Participation in Rulemaking Process, p.011
Responsible Investment Report 2022 (PDF 10,428KB)	Review of Priority Topics, p.066
Nomura Sustainability Day	i.Head of Content Company, Group Sustainability and Financial Education, Nomura Holdings (PDF 4,161KB) ii.Chief Sustainability Officer (CSuO) and Corporate Disclosures, Nomura Holdings (PDF 4,161KB) iii.President and CEO Nomura Asset Management Co., Ltd. (PDF 967KB) iV.Global Head of Infrastructure and Power Finance, Nomura Securities International (PDF 1,378KB)
Nomura Holdings Website: Financial Literacy	Financial Literacy
Nomura Holdings Website: Our Stakeholders	Communication with Stakeholders
Nomura Holdings Website: Sustainability	Sustainability News
Expert Panel on Sustainable Finance, FSA-The Second Report	Members of Expert Panel on Sustainable Finance, p.03

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Title	Description
Nomura Annual Report 2023 (PDF 13,385KB)	i.Sustainability, p.039 ii.Corporate Governance, p.057-064
Nomura TCFD Report 2023 (PDF 1,150KB)	i.CEO Message, p.001 ii.Environmental Policy, p.003 iii.Governance, p.005 iV.Board of Directors, p.005 V.Discussions by the Sustainability Committee, Discussions at the Sustainability Council, p.006-007 Vi.Sustainability Committee, p.006 Vii.Chief Sustainability Officer, p.007 Viii.Initiatives to Reduce Environmental Impacts and Achieve Sustainable Growth, p.013 iX.Capability building through Sustainability Training, p.014 X.Assessment of Climate Risk, p.018
Responsible Investment Report 2022 (PDF 10,428KB)	Our Strengths in Responsible Investment, p.003-004
Nomura Group Sustainability Statement (PDF 245KB)	Nomura Group Sustainability Statement
Investor Day Presentations	Group CEO (PDF 1,965KB)
Nomura Group Website: Promoting Sustainability	Sustainability Committee
Nomura Group Code of Conduct (PDF 2,048KB)	Section 18
Nomura Connects Website: Sustainability	i.Articles ii.Q&A iii.Videos
Nomura Holdings Website: Environmental Management	Environmental Management Structure
Nomura Holdings Website: Compensation for Employees	Compensation Policies and Practices for Nomura Group's Talent
Nomura Greentech Website: Sustainable Heroes	Sustainable Heroes
Nomura Holdings Website: Reference Guidelines	Nomura's Reference Guidelines - GRI, IIRC, SASB, among others

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Title	Description
Nomura TCFD Report 2023 (PDF 1,150KB)	i.Updates since 2022 TCFD Report, p.004 ii.Credit Exposure Analysis, p.019
Responsible Investment Report 2022 (PDF 10,428KB)	i.Results of 2021 PRI Assessment, p.018 ii.TCFD and Net Zero Goal by 2050, p.027-040
Nomura Sustainability Day	i.Head of Content Company, Group Sustainability and Financial Education, Nomura Holdings (PDF 4,161KB) ii.Chief Sustainability Officer (CSuO) and Corporate Disclosures, Nomura Holdings (PDF 4,161KB) iii.President and CEO Nomura Asset Management Co., Ltd. (PDF 967KB) iV.Global Head of Infrastructure and Power Finance, Nomura Securities International (PDF 1,378KB)
Nomura Holdings Website: Reference Guidelines	Nomura's Reference Guidelines - GRI, IIRC, SASB, among others
Nomura Holdings Website: Awards and Recognition	Sustainability
Nomura Holdings Website: ESG Data	i.ESG Data (PDF 551KB) ii.Independent Assurance Report (PDF 455KB)
Nomura Holdings Website: News Release	Nomura Included in 2023 Bloomberg Gender-Equality Index