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Nomura Issues 3rd Series of Unsecured Straight Bonds with No Negative Pledge or Other Financial Covenants
August 31, 2021
Nomura Holdings, Inc.
Tokyo, August 31, 2021 - Nomura Holdings, Inc. today announced that it has determined the terms of its 3rd series of unsecured straight bonds with no negative pledge or other financial covenants in the total principal amount of 120 billion yen. Terms of the issue are as outlined below.
Nomura is subject to the Japanese Total Loss-Absorbing Capacity (TLAC) standard. The bonds are expected to qualify as TLAC-eligible debt.
3rd Series of Nomura Holdings, Inc. Unsecured Straight Bonds with no negative pledge or other financial covenants
| 1. | Amount of Issue | 120 billion yen |
| 2. | Denomination of each Bond | 100 million yen |
| 3. | Issue Price | 100% of the principal amount |
| 4. | Interest Rate | 0.28% per annum |
| 5. | Offering Period | August 31, 2021 |
| 6. | Payment Date | September 6, 2021 |
| 7. | Interest Payment Dates | March 6 and September 6 each year |
| 8. | Maturity Date | September 4, 2026 |
| 9. | Redemption Price | 100% of the principal amount |
| 10. | Security or Guarantee | The bonds are not secured by any pledge, mortgage or other charge on any assets or revenues of the Company or of others, nor are they guaranteed. There are no assets reserved as security for the bonds. |
| 11. | Place for Application | Head office and domestic branch offices of the Underwriter described in the item 13 |
| 12. | Book-entry Transfer Institution | Japan Securities Depository Center, Inc. |
| 13. | Underwriters | Nomura Securities Co., Ltd. |
| 14. | Fiscal Agent | MUFG Bank, Ltd. |
| 15. | Rating | The bonds have been given a rating of "A" from Rating and Investment Information, Inc. and "AA-" from Japan Credit Rating Agency, Ltd. |
The purpose of this press release is to make a general public announcement concerning the public offering for the 3rd series of unsecured straight bonds (with no negative pledge or other financial covenants) outside the United States. This press release has not been prepared for the purpose of, and does not constitute, an offer of, or solicitation of an offer to buy or subscribe for, securities of Nomura Holdings, Inc. The above-referenced securities will not be or have not been registered under the U.S. Securities Act of 1933, as amended, and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements thereunder.
Nomura
Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.
