SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2023年
）
提出日	PDF	XBRL ZIP形式	内容
2022年 6月27日	PDF (8,569KB)	ZIP (830KB)	Annual Report
2021年 6月25日	PDF (4,379KB)	ZIP (906KB)	Annual Report
2020年 6月30日	PDF (8,069KB)	ZIP (928KB)	Annual Report
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report

6-K

表：SEC提出書類 6-K（2023年
）
提出日	PDF (XBRL ZIP形式)	内容
2023年 3月23日	PDF (212KB)	Nomura to Announce Fourth Quarter and Full Year Operating Results on April 26
2023年 3月14日	PDF (157KB)	(English Translation) Share Buyback Report for the reporting month from February 1, 2023 to February 28, 2023
2023年 3月3日	PDF (216KB)	(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2023年 3月1日	PDF (223KB)	Nomura Announces Management Changes
2023年 2月17日	PDF (393KB)	1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2022. 2.(English Translation) Confirmation Letter.
2023年 2月14日	PDF (156KB)	(English Translation) Share Buyback Report for the reporting month from January 1, 2023 to January 31, 2023
2023年 2月6日	PDF (947KB)	Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2023
2023年 2月1日	PDF (304KB)	Nomura Reports Third Quarter Financial Results
2023年 2月1日	PDF (87KB)	Financial Summary - Nine months ended December 31, 2022.
2023年 1月13日	PDF (157KB)	(English Translation) Share Buyback Report for the reporting month from December 1, 2022 to December 31, 2022.
2023年 1月6日	PDF (232KB)	Nomura Issues US Dollar Senior Notes

S-8

表：SEC提出書類 S-8（2023年
）
提出日	PDF	内容
2022年 5月24日	PDF (306KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2022年 5月24日	PDF (235KB)	Stock Acquisition Rights (No. 48) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 58) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 61) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 64) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 65) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 68) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 69) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 70) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 71) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 72) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 73) of Nomura Holdings, Inc.
2022年 5月24日	PDF (341KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2022
2021年 5月24日	PDF (317KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2021年 5月24日	PDF (319KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2021年 5月24日	PDF (363KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2021
2020年 7月22日	PDF (74KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2020年 7月22日	PDF (76KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2020年 7月22日	PDF (112KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.