SEC Filings
These are documents which have been submitted to the Securities and Exchange Commission.
20-F
| Date Filed | XBRL ZIP | Description | |
|---|---|---|---|
| June 27, 2022 | PDF (8,569KB) |
ZIP (830KB) |
Annual Report |
| June 25, 2021 | PDF (4,379KB) |
ZIP (906KB) |
Annual Report |
| June 30, 2020 | PDF (8,069KB) |
ZIP (928KB) |
Annual Report |
| June 25, 2019 | PDF (1,111KB) |
ZIP (691KB) |
Annual Report |
| June 25, 2018 | PDF (1,413KB) |
ZIP (697KB) |
Annual Report |
| June 26, 2017 | PDF (1,063KB) |
ZIP (694KB) |
Annual Report |
| June 23, 2016 | PDF (1,459KB) |
ZIP (668KB) |
Annual Report |
| June 25, 2015 | PDF (1,440KB) |
ZIP (651KB) |
Annual Report |
| June 26, 2014 | PDF (1,640KB) |
ZIP (661KB) |
Annual Report |
| June 27, 2013 | PDF (1,014KB) |
ZIP (695KB) |
Annual Report |
| June 27, 2012 | PDF (1,398KB) |
ZIP (654KB) |
Annual Report |
| June 30, 2011 | PDF (1,295KB) |
ZIP (626KB) |
Annual Report |
| June 29, 2010 | PDF (1,152KB) |
ZIP (190KB) |
Annual Report |
| June 30, 2009 | PDF (1,439KB) |
 |
Annual Report |
| June 30, 2008 | PDF (1,263KB) |
|
Annual Report |
| July 12, 2007 | PDF (1,027KB) |
|
Annual Report |
| June 29, 2006 | PDF (995KB) |
|
Annual Report |
| June 29, 2005 | PDF (975KB) |
|
Annual Report |
| June 29, 2004 | PDF (926KB) |
|
Annual Report |
| June 27, 2003 | PDF (692KB) |
|
Annual Report |
6-K
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| February 6, 2023 | PDF (947KB) |
Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2023 |
| February 1, 2023 | PDF (304KB) |
Nomura Reports Third Quarter Financial Results |
| February 1, 2023 | PDF (87KB) |
Financial Summary - Nine months ended December 31, 2022. |
| January 13, 2023 | PDF (157KB) |
(English Translation) Share Buyback Report for the reporting month from December 1, 2022 to December 31, 2022. |
| January 6, 2023 | PDF (232KB) |
Nomura Issues US Dollar Senior Notes |
| December 22, 2022 | PDF (133KB) |
Nomura to Announce Third Quarter Operating Results on February 1 |
| December 16, 2022 | PDF (639KB) ZIP (621KB) |
1. Nomura Holdings, Inc. Interim Operating and Financial Review 15. Acknowledgment Letter of Ernst & Young ShinNihon LLC 17. Subsidiary Issuer of Registered Guaranteed Securities |
| December 14, 2022 | PDF (156KB) |
(English Translation) Share Buyback Report for the reporting month from November 1, 2022 to November 30, 2022 |
S-8
| Date Filed | Description | |
|---|---|---|
| May 24, 2022 | PDF (306KB) |
Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc. |
| May 24, 2022 | PDF (235KB) |
Stock Acquisition Rights (No. 48) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 58) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 61) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 64) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 65) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 68) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 69) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 70) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 71) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 72) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 73) of Nomura Holdings, Inc. |
| May 24, 2022 | PDF (341KB) |
FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2022 |
| May 24, 2021 | PDF (317KB) |
Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc. |
| May 24, 2021 | PDF (319KB) |
Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc. |
| May 24, 2021 | PDF (363KB) |
FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2021 |
| July 22, 2020 | PDF (74KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (76KB) |
Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (112KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020 |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (254KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019 |
| November 29, 2018 | PDF (26KB) |
Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc. |
| November 29, 2018 | PDF (57KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018 |
| November 29, 2018 | PDF (59KB) |
Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (197KB) |
Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (140KB) |
Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (75KB) |
Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (33KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (116KB) |
Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc. |
