SEC Filings
These are documents which have been submitted to the Securities and Exchange Commission.
20-F
| Date Filed | XBRL ZIP | Description | |
|---|---|---|---|
| June 30, 2020 | PDF (8,069KB) |
ZIP (928KB) |
Annual Report |
| June 25, 2019 | PDF (1,111KB) |
ZIP (691KB) |
Annual Report |
| June 25, 2018 | PDF (1,413KB) |
ZIP (697KB) |
Annual Report |
| June 26, 2017 | PDF (1,063KB) |
ZIP (694KB) |
Annual Report |
| June 23, 2016 | PDF (1,459KB) |
ZIP (668KB) |
Annual Report |
| June 25, 2015 | PDF (1,440KB) |
ZIP (651KB) |
Annual Report |
| June 26, 2014 | PDF (1,640KB) |
ZIP (661KB) |
Annual Report |
| June 27, 2013 | PDF (1,014KB) |
ZIP (695KB) |
Annual Report |
| June 27, 2012 | PDF (1,398KB) |
ZIP (654KB) |
Annual Report |
| June 30, 2011 | PDF (1,295KB) |
ZIP (626KB) |
Annual Report |
| June 29, 2010 | PDF (1,152KB) |
ZIP (190KB) |
Annual Report |
| June 30, 2009 | PDF (1,439KB) |
 |
Annual Report |
| June 30, 2008 | PDF (1,263KB) |
|
Annual Report |
| July 12, 2007 | PDF (1,027KB) |
|
Annual Report |
| June 29, 2006 | PDF (995KB) |
|
Annual Report |
| June 29, 2005 | PDF (975KB) |
|
Annual Report |
| June 29, 2004 | PDF (926KB) |
|
Annual Report |
| June 27, 2003 | PDF (692KB) |
|
Annual Report |
| June 28, 2002 | PDF (437KB) |
|
Annual Report |
| December 13, 2001 | PDF (517KB) |
|
Registration Statement |
6-K
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| August 5, 2020 | PDF (960KB) |
Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021 |
| July 29, 2020 | PDF (57KB) |
Nomura Reports First Quarter Financial Results |
| July 29, 2020 | PDF (166KB) |
Financial Summary - Three months ended June 30, 2020. |
| July 22, 2020 | PDF (1,569KB) |
1.English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020. 2.English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter. |
| July 13, 2020 | PDF (140KB) |
4.10.Form of $1,500,000,000 1.851% Senior Notes due 2025 4.11.Form of $1,000,000,000 2.679% Senior Notes due 2030 5.3.Opinion of Sullivan & Cromwell LLP 5.4.Opinion of Anderson Mori & Tomotsune |
| July 7, 2020 | PDF (741KB) |
(English Translation) Corporate Governance Report |
| July 7, 2020 | PDF (45KB) |
Nomura Issues US Dollar Senior Notes |
| July 1, 2020 | PDF (32KB) |
Nomura Files Annual Report on Form 20-F |
| June 30, 2020 | PDF (30KB) |
Capitalization and Indebtedness as of March 31, 2020 |
| June 26, 2020 | PDF (42KB) |
Nomura Finalizes Business Alliance Agreement with Awa Bank |
| June 24, 2020 | PDF (44KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| June 18, 2020 | PDF (45KB) |
1.Nomura to Announce First Quarter Operating Results on July 29 2.Nomura Announces Correction to Bond Terms News Release |
| June 12, 2020 | PDF (56KB) |
Nomura Announces Determination of Terms and Conditions for Issuance of Unsecured Perpetual Subordinated Bonds with Write-down Clause |
| June 3, 2020 | PDF (1,310KB) |
(English Translation) Corporate Governance Report |
| June 1, 2020 | PDF (1,470KB) |
1.(English Translation) Notice of Convocation of the 116th Annual General Meeting of Shareholders 2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 116th Annual General Meeting of Shareholders |
S-8
| Date Filed | Description | |
|---|---|---|
| July 22, 2020 | PDF (74KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (76KB) |
Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (112KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020 |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (254KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019 |
| November 29, 2018 | PDF (26KB) |
Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc. |
| November 29, 2018 | PDF (57KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018 |
| November 29, 2018 | PDF (59KB) |
Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (197KB) |
Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (140KB) |
Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (75KB) |
Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (33KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (116KB) |
Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (29KB) |
Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (123KB) |
Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (81KB) |
Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (127KB) |
Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (80KB) |
Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (119KB) |
Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc. |
