SEC Filings
These are documents which have been submitted to the Securities and Exchange Commission.
20-F
| Date Filed | XBRL ZIP | Description | |
|---|---|---|---|
| June 25, 2019 | PDF (1,111KB) |
ZIP (691KB) |
Annual Report |
| June 25, 2018 | PDF (1,413KB) |
ZIP (697KB) |
Annual Report |
| June 26, 2017 | PDF (1,063KB) |
ZIP (694KB) |
Annual Report |
| June 23, 2016 | PDF (1,459KB) |
ZIP (668KB) |
Annual Report |
| June 25, 2015 | PDF (1,440KB) |
ZIP (651KB) |
Annual Report |
| June 26, 2014 | PDF (1,640KB) |
ZIP (661KB) |
Annual Report |
| June 27, 2013 | PDF (1,014KB) |
ZIP (695KB) |
Annual Report |
| June 27, 2012 | PDF (1,398KB) |
ZIP (654KB) |
Annual Report |
| June 30, 2011 | PDF (1,295KB) |
ZIP (626KB) |
Annual Report |
| June 29, 2010 | PDF (1,152KB) |
ZIP (190KB) |
Annual Report |
| June 30, 2009 | PDF (1,439KB) |
 |
Annual Report |
| June 30, 2008 | PDF (1,263KB) |
|
Annual Report |
| July 12, 2007 | PDF (1,027KB) |
|
Annual Report |
| June 29, 2006 | PDF (995KB) |
|
Annual Report |
| June 29, 2005 | PDF (975KB) |
|
Annual Report |
| June 29, 2004 | PDF (926KB) |
|
Annual Report |
| June 27, 2003 | PDF (692KB) |
|
Annual Report |
| June 28, 2002 | PDF (437KB) |
|
Annual Report |
| December 13, 2001 | PDF (517KB) |
|
Registration Statement |
6-K
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| June 25, 2019 | PDF (136KB) |
Capitalization and Indebtedness as of March 31, 2019 |
| June 25, 2019 | PDF (137KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| June 24, 2019 | PDF (119KB) |
Notice Regarding Change of Line Securities Preparatory Corporation Trade Name |
| June 20, 2019 | PDF (88KB) |
Nomura to Announce First Quarter Operating Results on July 31 |
| June 18, 2019 | PDF (62KB) |
(English Translation) Partial Change to Future Plans Indicated in the "Notice of Convocation of the 115th Annual General Meeting of Shareholders" |
| June 18, 2019 | PDF (43KB) |
1.Nomura to Participate in Nomura Research Institute Share Buyback 2.Nomura Approves Share Buyback Program |
| June 3, 2019 | PDF (28KB) |
Statement on Submission of Business Improvement Report to Japan's Financial Services Agency |
| May 28, 2019 | PDF (98KB) |
Statement on Administrative Action by Japan’s Financial Services Agency |
| May 27, 2019 | PDF (923KB) |
1.(English Translation) Notice of Convocation of the 115th Annual General Meeting of Shareholders 2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 115th Annual General Meeting of Shareholders |
| May 24, 2019 | PDF (302KB) |
Statement on Report of Investigation into Improper Communication of Information and Announcement of Remediation Action Plan |
| May 23, 2019 | PDF (28KB) |
Statement on Media Reports |
| May 16, 2019 | PDF (51KB) |
Nomura Determines to Make Disposition of Treasury Shares as Stock Award |
| May 10, 2019 | PDF (605KB) |
Consolidated Results of Operations (US GAAP), Fourth quarter and fiscal year ended March 2019 |
| May 8, 2019 | PDF (31KB) |
Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award |
| April 25, 2019 | PDF (63KB) |
1.Nomura Reports Fourth Quarter and Full Year Financial Results 2.Nomura Declares Year-end Dividend Payment 3.Nomura to Grant Restricted Stock Units (RSUs) |
| April 25, 2019 | PDF (251KB) |
Financial Summary - Year ended March31, 2019 |
| April 24, 2019 | PDF (833KB) |
(English Translation) Corporate Governance Report |
| April 4, 2019 | PDF (27KB) |
Nomura to Rebuild Business Platform |
S-8
| Date Filed | Description | |
|---|---|---|
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (254KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019 |
| November 29, 2018 | PDF (26KB) |
Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc. |
| November 29, 2018 | PDF (57KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018 |
| November 29, 2018 | PDF (59KB) |
Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (197KB) |
Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (140KB) |
Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (75KB) |
Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (33KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (116KB) |
Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (29KB) |
Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (123KB) |
Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (81KB) |
Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (127KB) |
Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (80KB) |
Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (119KB) |
Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (80KB) |
Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. |
| April 1, 2011 | PDF (191KB) |
Stock Acquisition Rights (No.28) of Nomura Holdings, Inc. Stock Acquisition Rights (No.29) of Nomura Holdings, Inc. Stock Acquisition Rights (No.30) of Nomura Holdings, Inc. Stock Acquisition Rights (No.31) of Nomura Holdings, Inc. Stock Acquisition Rights (No.32) of Nomura Holdings, Inc. Stock Acquisition Rights (No.33) of Nomura Holdings, Inc. |
| April 7, 2010 | PDF (82KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
