SEC Filings
These are documents which have been submitted to the Securities and Exchange Commission.
20-F
| Date Filed | XBRL ZIP | Description | |
|---|---|---|---|
| June 30, 2020 | PDF (8,069KB) |
ZIP (928KB) |
Annual Report |
| June 25, 2019 | PDF (1,111KB) |
ZIP (691KB) |
Annual Report |
| June 25, 2018 | PDF (1,413KB) |
ZIP (697KB) |
Annual Report |
| June 26, 2017 | PDF (1,063KB) |
ZIP (694KB) |
Annual Report |
| June 23, 2016 | PDF (1,459KB) |
ZIP (668KB) |
Annual Report |
| June 25, 2015 | PDF (1,440KB) |
ZIP (651KB) |
Annual Report |
| June 26, 2014 | PDF (1,640KB) |
ZIP (661KB) |
Annual Report |
| June 27, 2013 | PDF (1,014KB) |
ZIP (695KB) |
Annual Report |
| June 27, 2012 | PDF (1,398KB) |
ZIP (654KB) |
Annual Report |
| June 30, 2011 | PDF (1,295KB) |
ZIP (626KB) |
Annual Report |
| June 29, 2010 | PDF (1,152KB) |
ZIP (190KB) |
Annual Report |
| June 30, 2009 | PDF (1,439KB) |
 |
Annual Report |
| June 30, 2008 | PDF (1,263KB) |
|
Annual Report |
| July 12, 2007 | PDF (1,027KB) |
|
Annual Report |
| June 29, 2006 | PDF (995KB) |
|
Annual Report |
| June 29, 2005 | PDF (975KB) |
|
Annual Report |
| June 29, 2004 | PDF (926KB) |
|
Annual Report |
| June 27, 2003 | PDF (692KB) |
|
Annual Report |
| June 28, 2002 | PDF (437KB) |
|
Annual Report |
| December 13, 2001 | PDF (517KB) |
|
Registration Statement |
6-K
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| December 18, 2020 | PDF (1,020KB) ZIP (552KB) |
1.Nomura Holdings, Inc. Interim Operating and Financial Review 15.Acknowledgment Letter of Ernst & Young ShinNihon LLC |
| December 17, 2020 | PDF (123KB) |
Nomura to Announce Third Quarter Operating Results on February 3 |
| November 25, 2020 | PDF (770KB) |
1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2020 2.(English Translation) Confirmation Letter 3.Capitalization and Indebtedness as of September 30, 2020 |
| November 5, 2020 | PDF (986KB) |
Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2021 |
| October 28, 2020 | PDF (93KB) |
Financial Summary - Six months ended September 30, 2020. |
| October 28, 2020 | PDF (182KB) |
1.Nomura Reports Second Quarter Financial Results 2.Nomura Declares Half Year Dividend 3.Nomura to Cancel Own Shares |
S-8
| Date Filed | Description | |
|---|---|---|
| July 22, 2020 | PDF (74KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (76KB) |
Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc. |
| July 22, 2020 | PDF (112KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020 |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (254KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019 |
| November 29, 2018 | PDF (26KB) |
Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc. |
| November 29, 2018 | PDF (57KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018 |
| November 29, 2018 | PDF (59KB) |
Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (197KB) |
Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (140KB) |
Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (75KB) |
Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (33KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (116KB) |
Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (29KB) |
Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (123KB) |
Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (81KB) |
Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (127KB) |
Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (80KB) |
Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (119KB) |
Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc. |
