SEC Filings
These are documents which have been submitted to the Securities and Exchange Commission.
20-F
| Date Filed | XBRL ZIP | Description | |
|---|---|---|---|
| June 25, 2019 | PDF (1,111KB) |
ZIP (691KB) |
Annual Report |
| June 25, 2018 | PDF (1,413KB) |
ZIP (697KB) |
Annual Report |
| June 26, 2017 | PDF (1,063KB) |
ZIP (694KB) |
Annual Report |
| June 23, 2016 | PDF (1,459KB) |
ZIP (668KB) |
Annual Report |
| June 25, 2015 | PDF (1,440KB) |
ZIP (651KB) |
Annual Report |
| June 26, 2014 | PDF (1,640KB) |
ZIP (661KB) |
Annual Report |
| June 27, 2013 | PDF (1,014KB) |
ZIP (695KB) |
Annual Report |
| June 27, 2012 | PDF (1,398KB) |
ZIP (654KB) |
Annual Report |
| June 30, 2011 | PDF (1,295KB) |
ZIP (626KB) |
Annual Report |
| June 29, 2010 | PDF (1,152KB) |
ZIP (190KB) |
Annual Report |
| June 30, 2009 | PDF (1,439KB) |
 |
Annual Report |
| June 30, 2008 | PDF (1,263KB) |
|
Annual Report |
| July 12, 2007 | PDF (1,027KB) |
|
Annual Report |
| June 29, 2006 | PDF (995KB) |
|
Annual Report |
| June 29, 2005 | PDF (975KB) |
|
Annual Report |
| June 29, 2004 | PDF (926KB) |
|
Annual Report |
| June 27, 2003 | PDF (692KB) |
|
Annual Report |
| June 28, 2002 | PDF (437KB) |
|
Annual Report |
| December 13, 2001 | PDF (517KB) |
|
Registration Statement |
6-K
| Date Filed | PDF (XBRL ZIP) |
Description |
|---|---|---|
| February 21, 2020 | PDF (37KB) |
Nomura Announces Results of Share Buyback Program from Market |
| February 20, 2020 | PDF (695KB) |
1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2019. 2.(English Translation) Confirmation Letter. |
| February 12, 2020 | PDF (45KB) |
(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020. |
| February 6, 2020 | PDF (956KB) |
Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020 |
| February 3, 2020 | PDF (38KB) |
Nomura Announces Status of Share Buyback Program from Market |
| January 31, 2020 | PDF (44KB) |
Nomura Signs MOU for Comprehensive Business Alliance with Awa Bank |
| January 31, 2020 | PDF (34KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| January 30, 2020 | PDF (82KB) |
1.Nomura Reports Third Quarter Financial Results 2.Nomura Announces Senior Management Lineup |
| January 30, 2020 | PDF (89KB) |
Financial Summary - Nine months ended December 31, 2019. |
| January 16, 2020 | PDF (356KB) |
Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee Form of $1,500,000,000 2.648% Senior Notes due 2025 Form of $1,500,000,000 3.103% Senior Notes due 2030 Opinion of Sullivan & Cromwell LLP Opinion of Anderson Mori & Tomotsune |
| January 15, 2020 | PDF (45KB) |
(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019. |
| January 10, 2020 | PDF (45KB) |
Nomura Issues US Dollar Senior Notes |
| January 6, 2020 | PDF (38KB) |
Nomura Announces Status of Share Buyback Program from Market |
| December 19, 2019 | PDF (32KB) |
Nomura to Announce Third Quarter Operating Results on January 30 |
| December 16, 2019 | PDF (43KB) |
Nomura Signs Final Agreement for Comprehensive Business Alliance with San-in Godo Bank and Gogin Securities |
| December 13, 2019 | PDF (1,865KB) ZIP (532KB) |
Nomura Holdings, Inc. Interim Operating and Financial Review |
| December 12, 2019 | PDF (45KB) |
(English Translation) Share Buyback Report for the reporting month from November 1, 2019 to November 30, 2019. |
| December 5, 2019 | PDF (47KB) |
(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
| December 3, 2019 | PDF (1,115KB) |
(English Translation) Corporate Governance Report |
| December 2, 2019 | PDF (56KB) |
1.Nomura Announces Management Changes 2.Nomura Announces Status of Share Buyback Program from Market |
S-8
| Date Filed | Description | |
|---|---|---|
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (215KB) |
Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc. |
| May 23, 2019 | PDF (254KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019 |
| November 29, 2018 | PDF (26KB) |
Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc. |
| November 29, 2018 | PDF (57KB) |
Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018 |
| November 29, 2018 | PDF (59KB) |
Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (197KB) |
Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc. |
| October 26, 2017 | PDF (140KB) |
Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (75KB) |
Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc. |
| March 30, 2016 | PDF (33KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (116KB) |
Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc. |
| March 27, 2015 | PDF (29KB) |
Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (123KB) |
Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc. |
| April 3, 2014 | PDF (81KB) |
Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (127KB) |
Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc. |
| March 28, 2013 | PDF (80KB) |
Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (119KB) |
Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc. |
| April 2, 2012 | PDF (80KB) |
Stock Acquisition Rights (No.4) of Nomura Holdings, Inc. |
| April 1, 2011 | PDF (191KB) |
Stock Acquisition Rights (No.28) of Nomura Holdings, Inc. Stock Acquisition Rights (No.29) of Nomura Holdings, Inc. Stock Acquisition Rights (No.30) of Nomura Holdings, Inc. Stock Acquisition Rights (No.31) of Nomura Holdings, Inc. Stock Acquisition Rights (No.32) of Nomura Holdings, Inc. Stock Acquisition Rights (No.33) of Nomura Holdings, Inc. |
| April 7, 2010 | PDF (82KB) |
Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc. |
