SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2020年
）
提出日	PDF	XBRL ZIP形式	内容
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report
2002年 6月28日	PDF (437KB)		Annual Report
2001年 12月13日	PDF (517KB)		Registration Statement

6-K

表：SEC提出書類 6-K（2020年
）
提出日	PDF (XBRL ZIP形式)	内容
2020年 3月19日	PDF (33KB)	Nomura to Announce Fourth Quarter and Full Year Operating Results on April 24
2020年 3月9日	PDF (44KB)	(English Translation) Share Buyback Report for the reporting month from February 1, 2020 to February 29, 2020.
2020年 2月21日	PDF (37KB)	Nomura Announces Results of Share Buyback Program from Market
2020年 2月20日	PDF (695KB)	1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Nine Months Ended December 31, 2019. 2.(English Translation) Confirmation Letter.
2020年 2月12日	PDF (45KB)	(English Translation) Share Buyback Report for the reporting month from January 1, 2020 to January 31, 2020.
2020年 2月6日	PDF (956KB)	Consolidated Results of Operations (US GAAP), Third quarter, year ending March 2020
2020年 2月3日	PDF (38KB)	Nomura Announces Status of Share Buyback Program from Market
2020年 1月31日	PDF (44KB)	Nomura Signs MOU for Comprehensive Business Alliance with Awa Bank
2020年 1月31日	PDF (34KB)	(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2020年 1月30日	PDF (82KB)	1.Nomura Reports Third Quarter Financial Results 2.Nomura Announces Senior Management Lineup
2020年 1月30日	PDF (89KB)	Financial Summary - Nine months ended December 31, 2019.
2020年 1月16日	PDF (356KB)	Senior Debt Indenture between Nomura Holdings, Inc. and Citibank, N.A., as Trustee Form of $1,500,000,000 2.648% Senior Notes due 2025 Form of $1,500,000,000 3.103% Senior Notes due 2030 Opinion of Sullivan & Cromwell LLP Opinion of Anderson Mori & Tomotsune
2020年 1月15日	PDF (45KB)	(English Translation) Share Buyback Report for the reporting month from December 1, 2019 to December 31, 2019.
2020年 1月10日	PDF (45KB)	Nomura Issues US Dollar Senior Notes
2020年 1月6日	PDF (38KB)	Nomura Announces Status of Share Buyback Program from Market

S-8

表：SEC提出書類 S-8（2020年
）
提出日	PDF	内容
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
2015年 3月27日	PDF (29KB)	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
2014年 4月3日	PDF (123KB)	Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
2014年 4月3日	PDF (81KB)	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
2013年 3月28日	PDF (127KB)	Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
2013年 3月28日	PDF (80KB)	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
2012年 4月2日	PDF (119KB)	Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
2012年 4月2日	PDF (80KB)	Stock Acquisition Rights (No.4) of Nomura Holdings, Inc.
2011年 4月1日	PDF (191KB)	Stock Acquisition Rights (No.28) of Nomura Holdings, Inc. Stock Acquisition Rights (No.29) of Nomura Holdings, Inc. Stock Acquisition Rights (No.30) of Nomura Holdings, Inc. Stock Acquisition Rights (No.31) of Nomura Holdings, Inc. Stock Acquisition Rights (No.32) of Nomura Holdings, Inc. Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
2010年 4月7日	PDF (82KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.