SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2018年
）
提出日	PDF	XBRL ZIP形式	内容
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report
2002年 6月28日	PDF (437KB)		Annual Report
2001年 12月13日	PDF (517KB)		Registration Statement

6-K

表：SEC提出書類 6-K（2018年
）
提出日	PDF (XBRL ZIP形式)	内容
2018年 7月12日	PDF (1,109KB)	(English Translation) Corporate Governance Report
2018年 7月2日	PDF (32KB)	Nomura Announces Status of Share Buyback Program from Market
2018年 6月26日	PDF (27KB)	Nomura Files Annual Report on Form 20-F
2018年 6月25日	PDF (28KB)	Notice regarding the Result of the Litigation against Subsidiaries
2018年 6月25日	PDF (29KB)	Capitalization and Indebtedness as of March 31, 2018 and Ratio of Earnings to Fixed Charges and Computation Thereof for the Five Fiscal Years Ended March31, 2018
2018年 6月25日	PDF (50KB)	(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2018年 6月21日	PDF (26KB)	Nomura to Announce First Quarter Operating Results on July 26
2018年 6月1日	PDF (30KB)	Nomura Announces Status of Share Buyback Program from Market
2018年 5月25日	PDF (1,231KB)	1.(English Translation) Notice of Convocation of the 114th Annual General Meeting of Shareholders 2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 114th Annual General Meeting of Shareholders
2018年 5月25日	PDF (235KB)	Nomura, LINE, and LINE Financial Sign Joint Venture Agreement as part of Financial Business Alliance
2018年 5月14日	PDF (115KB)	Nomura Determines to Make Disposition of Treasury Shares as Stock Award and Submits Shelf Registration Statement

S-8

表：SEC提出書類 S-8（2018年
）
提出日	PDF	内容
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
2015年 3月27日	PDF (29KB)	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
2014年 4月3日	PDF (123KB)	Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
2014年 4月3日	PDF (81KB)	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
2013年 3月28日	PDF (127KB)	Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
2013年 3月28日	PDF (80KB)	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
2012年 4月2日	PDF (119KB)	Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
2012年 4月2日	PDF (80KB)	Stock Acquisition Rights (No.4) of Nomura Holdings, Inc.
2011年 4月1日	PDF (191KB)	Stock Acquisition Rights (No.28) of Nomura Holdings, Inc. Stock Acquisition Rights (No.29) of Nomura Holdings, Inc. Stock Acquisition Rights (No.30) of Nomura Holdings, Inc. Stock Acquisition Rights (No.31) of Nomura Holdings, Inc. Stock Acquisition Rights (No.32) of Nomura Holdings, Inc. Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
2010年 4月7日	PDF (82KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2009年 4月1日	PDF (215KB)	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
2008年 4月16日	PDF (154KB)	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
2007年 6月28日	PDF (136KB)	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
2007年 4月10日	PDF (52KB)	Stock Acquisition Rights (No.5) of Nomura Holdings, Inc. Stock Acquisition Rights (No.6) of Nomura Holdings, Inc.