SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2019年
）
提出日	PDF	XBRL ZIP形式	内容
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report
2002年 6月28日	PDF (437KB)		Annual Report
2001年 12月13日	PDF (517KB)		Registration Statement

6-K

表：SEC提出書類 6-K（2019年
）
提出日	PDF (XBRL ZIP形式)	内容
2019年 7月5日	PDF (1,099KB)	(English Translation) Corporate Governance Report
2019年 7月1日	PDF (38KB)	Nomura Announces Status of Share Buyback Program from Market
2019年 6月27日	PDF (92KB)	LINE Securities to Launch New Service
2019年 6月26日	PDF (92KB)	Nomura Files Annual Report on Form 20-F
2019年 6月25日	PDF (136KB)	Capitalization and Indebtedness as of March 31, 2019
2019年 6月25日	PDF (137KB)	(English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act
2019年 6月24日	PDF (119KB)	Notice Regarding Change of Line Securities Preparatory Corporation Trade Name
2019年 6月20日	PDF (88KB)	Nomura to Announce First Quarter Operating Results on July 31
2019年 6月18日	PDF (62KB)	(English Translation) Partial Change to Future Plans Indicated in the "Notice of Convocation of the 115th Annual General Meeting of Shareholders"
2019年 6月18日	PDF (43KB)	1.Nomura to Participate in Nomura Research Institute Share Buyback 2.Nomura Approves Share Buyback Program
2019年 6月3日	PDF (28KB)	Statement on Submission of Business Improvement Report to Japan's Financial Services Agency
2019年 5月28日	PDF (98KB)	Statement on Administrative Action by Japan’s Financial Services Agency
2019年 5月27日	PDF (923KB)	1.(English Translation) Notice of Convocation of the 115th Annual General Meeting of Shareholders 2.(English Translation) Matters available on the website in relation to the Notice of Convocation of the 115th Annual General Meeting of Shareholders
2019年 5月24日	PDF (302KB)	Statement on Report of Investigation into Improper Communication of Information and Announcement of Remediation Action Plan
2019年 5月23日	PDF (28KB)	Statement on Media Reports
2019年 5月16日	PDF (51KB)	Nomura Determines to Make Disposition of Treasury Shares as Stock Award
2019年 5月10日	PDF (605KB)	Consolidated Results of Operations (US GAAP), Fourth quarter and fiscal year ended March 2019
2019年 5月8日	PDF (31KB)	Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

S-8

表：SEC提出書類 S-8（2019年
）
提出日	PDF	内容
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
2015年 3月27日	PDF (29KB)	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
2014年 4月3日	PDF (123KB)	Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
2014年 4月3日	PDF (81KB)	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
2013年 3月28日	PDF (127KB)	Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
2013年 3月28日	PDF (80KB)	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
2012年 4月2日	PDF (119KB)	Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.
2012年 4月2日	PDF (80KB)	Stock Acquisition Rights (No.4) of Nomura Holdings, Inc.
2011年 4月1日	PDF (191KB)	Stock Acquisition Rights (No.28) of Nomura Holdings, Inc. Stock Acquisition Rights (No.29) of Nomura Holdings, Inc. Stock Acquisition Rights (No.30) of Nomura Holdings, Inc. Stock Acquisition Rights (No.31) of Nomura Holdings, Inc. Stock Acquisition Rights (No.32) of Nomura Holdings, Inc. Stock Acquisition Rights (No.33) of Nomura Holdings, Inc.
2010年 4月7日	PDF (82KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.