SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2020年
）
提出日	PDF	XBRL ZIP形式	内容
2020年 6月30日	PDF (8,069KB)	ZIP (928KB)	Annual Report
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report
2002年 6月28日	PDF (437KB)		Annual Report
2001年 12月13日	PDF (517KB)		Registration Statement

6-K

表：SEC提出書類 6-K（2020年
）
提出日	PDF (XBRL ZIP形式)	内容
2020年 9月17日	PDF (32KB)	Nomura to Announce Second Quarter Operating Results on October 28
2020年 8月20日	PDF (792KB)	1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Three Months Ended June 30, 2020. 2.(English Translation) Confirmation Letter.
2020年 8月5日	PDF (960KB)	Consolidated Results of Operations (US GAAP), First quarter, year ending March 2021
2020年 7月29日	PDF (57KB)	Nomura Reports First Quarter Financial Results
2020年 7月29日	PDF (166KB)	Financial Summary - Three months ended June 30, 2020.
2020年 7月22日	PDF (1,569KB)	1.English translation of certain items disclosed in the Annual Securities Report pursuant to the Financial Instruments and Exchange Act for the fiscal year ended March 31, 2020. 2.English translation of Management’s Report on Internal Control over Financial Reporting and Confirmation Letter.
2020年 7月13日	PDF (140KB)	4.10.Form of $1,500,000,000 1.851% Senior Notes due 2025 4.11.Form of $1,000,000,000 2.679% Senior Notes due 2030 5.3.Opinion of Sullivan & Cromwell LLP 5.4.Opinion of Anderson Mori & Tomotsune
2020年 7月7日	PDF (741KB)	(English Translation) Corporate Governance Report
2020年 7月7日	PDF (45KB)	Nomura Issues US Dollar Senior Notes
2020年 7月1日	PDF (32KB)	Nomura Files Annual Report on Form 20-F

S-8

表：SEC提出書類 S-8（2020年
）
提出日	PDF	内容
2020年 7月22日	PDF (74KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2020年 7月22日	PDF (76KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2020年 7月22日	PDF (112KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.
2015年 3月27日	PDF (29KB)	Stock Acquisition Rights (No.13) of Nomura Holdings, Inc. Stock Acquisition Rights (No.14) of Nomura Holdings, Inc. Stock Acquisition Rights (No.15) of Nomura Holdings, Inc. Stock Acquisition Rights (No.16) of Nomura Holdings, Inc. Stock Acquisition Rights (No.17) of Nomura Holdings, Inc. Stock Acquisition Rights (No.18) of Nomura Holdings, Inc.
2014年 4月3日	PDF (123KB)	Stock Acquisition Rights (No.42) of Nomura Holdings, Inc. Stock Acquisition Rights (No.45) of Nomura Holdings, Inc. Stock Acquisition Rights (No.51) of Nomura Holdings, Inc. Stock Acquisition Rights (No.52) of Nomura Holdings, Inc.
2014年 4月3日	PDF (81KB)	Stock Acquisition Rights (No.9) of Nomura Holdings, Inc. Stock Acquisition Rights (No.10) of Nomura Holdings, Inc. Stock Acquisition Rights (No.11) of Nomura Holdings, Inc. Stock Acquisition Rights (No.12) of Nomura Holdings, Inc.
2013年 3月28日	PDF (127KB)	Stock Acquisition Rights (No.36) of Nomura Holdings, Inc. Stock Acquisition Rights (No.38) of Nomura Holdings, Inc. Stock Acquisition Rights (No.41) of Nomura Holdings, Inc. Stock Acquisition Rights (No.43) of Nomura Holdings, Inc. Stock Acquisition Rights (No.44) of Nomura Holdings, Inc.
2013年 3月28日	PDF (80KB)	Stock Acquisition Rights (No.7) of Nomura Holdings, Inc. Stock Acquisition Rights (No.8) of Nomura Holdings, Inc.
2012年 4月2日	PDF (119KB)	Stock Acquisition Rights (No.34) of Nomura Holdings, Inc. Stock Acquisition Rights (No.35) of Nomura Holdings, Inc. Stock Acquisition Rights (No.37) of Nomura Holdings, Inc. Stock Acquisition Rights (No.39) of Nomura Holdings, Inc. Stock Acquisition Rights (No.40) of Nomura Holdings, Inc.