SEC提出書類

米国証券取引委員会（Securities and Exchange Commission）に提出した書類です。

20-F

表：SEC提出書類 20-F（2022年
）
提出日	PDF	XBRL ZIP形式	内容
2022年 6月27日	PDF (8,569KB)	ZIP (830KB)	Annual Report
2021年 6月25日	PDF (4,379KB)	ZIP (906KB)	Annual Report
2020年 6月30日	PDF (8,069KB)	ZIP (928KB)	Annual Report
2019年 6月25日	PDF (1,111KB)	ZIP (691KB)	Annual Report
2018年 6月25日	PDF (1,413KB)	ZIP (697KB)	Annual Report
2017年 6月26日	PDF (1,063KB)	ZIP (694KB)	Annual Report
2016年 6月23日	PDF (1,459KB)	ZIP (668KB)	Annual Report
2015年 6月25日	PDF (1,440KB)	ZIP (651KB)	Annual Report
2014年 6月26日	PDF (1,640KB)	ZIP (661KB)	Annual Report
2013年 6月27日	PDF (1,014KB)	ZIP (695KB)	Annual Report
2012年 6月27日	PDF (1,398KB)	ZIP (654KB)	Annual Report
2011年 6月30日	PDF (1,295KB)	ZIP (626KB)	Annual Report
2010年 6月29日	PDF (1,152KB)	ZIP (190KB)	Annual Report
2009年 6月30日	PDF (1,439KB)		Annual Report
2008年 6月30日	PDF (1,263KB)		Annual Report
2007年 7月12日	PDF (1,027KB)		Annual Report
2006年 6月29日	PDF (995KB)		Annual Report
2005年 6月29日	PDF (975KB)		Annual Report
2004年 6月29日	PDF (926KB)		Annual Report
2003年 6月27日	PDF (692KB)		Annual Report

6-K

表：SEC提出書類 6-K（2022年
）
提出日	PDF (XBRL ZIP形式)	内容
2022年 11月18日	PDF (412KB)	1.(English Translation) Quarterly Securities Report Pursuant to the Financial Instruments and Exchange Act for the Six Months Ended September 30, 2022 2.(English Translation) Confirmation Letter 3.Capitalization and Indebtedness as of September 30, 2022
2022年 11月14日	PDF (150KB)	(English Translation) Share Buyback Report for the reporting month from October 1, 2022 to October 31, 2022
2022年 11月8日	PDF (939KB)	Consolidated Results of Operations (US GAAP), Second quarter, year ending March 2023
2022年 11月7日	PDF (1,388KB)	(English Translation) Corporate Governance Report
2022年 11月2日	PDF (448KB)	1. Nomura Reports Second Quarter Financial Results 2. Nomura Declares Half Year Dividend
2022年 11月2日	PDF (81KB)	Financial Summary - Six months ended September 30, 2022
2022年 10月13日	PDF (155KB)	(English Translation) Share Buyback Report for the reporting month from September 1, 2022 to September 30, 2022
2022年 9月22日	PDF (132KB)	Nomura to Announce Second Quarter Operating Results on November 2
2022年 9月14日	PDF (151KB)	(English Translation) Share Buyback Report for the reporting month from August 1, 2022 to August 31, 2022

S-8

表：SEC提出書類 S-8（2022年
）
提出日	PDF	内容
2022年 5月24日	PDF (306KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2022年 5月24日	PDF (235KB)	Stock Acquisition Rights (No. 48) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 58) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 61) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 64) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 65) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 68) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 69) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 70) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 71) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 72) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 73) of Nomura Holdings, Inc.
2022年 5月24日	PDF (341KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2022
2021年 5月24日	PDF (317KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2021年 5月24日	PDF (319KB)	Stock Acquisition Rights (No. 47) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 50) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 54) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 57) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 60) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 62) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 63) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 66) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 67) of Nomura Holdings, Inc.
2021年 5月24日	PDF (363KB)	FORM S-8 Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2021
2020年 7月22日	PDF (74KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2020年 7月22日	PDF (76KB)	Stock Acquisition Rights (No. 46) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 49) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 53) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 55) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 56) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 59) of Nomura Holdings, Inc.
2020年 7月22日	PDF (112KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2020
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 42) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 45) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 51) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 52) of Nomura Holdings, Inc.
2019年 5月23日	PDF (215KB)	Stock Acquisition Rights (No. 36) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 38) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 41) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 43) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 44) of Nomura Holdings, Inc.
2019年 5月23日	PDF (254KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2019
2018年 11月29日	PDF (26KB)	Stock Acquisition Rights (No. 39) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 40) of Nomura Holdings, Inc.
2018年 11月29日	PDF (57KB)	Restricted Stock Units of Nomura Holdings, Inc. for the Performance Year Ended March 31, 2018
2018年 11月29日	PDF (59KB)	Stock Acquisition Rights (No. 77) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 78) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 79) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 80) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 81) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 84) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 85) of Nomura Holdings, Inc.
2017年 10月26日	PDF (197KB)	Stock Acquisition Rights (No. 74) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 75) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 76) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 82) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 83) of Nomura Holdings, Inc.
2017年 10月26日	PDF (140KB)	Stock Acquisition Rights (No. 34) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 35) of Nomura Holdings, Inc. Stock Acquisition Rights (No. 37) of Nomura Holdings, Inc.
2016年 3月30日	PDF (75KB)	Stock Acquisition Rights (No.47) of Nomura Holdings, Inc. Stock Acquisition Rights (No.50) of Nomura Holdings, Inc. Stock Acquisition Rights (No.54) of Nomura Holdings, Inc. Stock Acquisition Rights (No.57) of Nomura Holdings, Inc. Stock Acquisition Rights (No.60) of Nomura Holdings, Inc. Stock Acquisition Rights (No.62) of Nomura Holdings, Inc. Stock Acquisition Rights (No.63) of Nomura Holdings, Inc. Stock Acquisition Rights (No.66) of Nomura Holdings, Inc. Stock Acquisition Rights (No.67) of Nomura Holdings, Inc.
2016年 3月30日	PDF (33KB)	Stock Acquisition Rights (No.19) of Nomura Holdings, Inc. Stock Acquisition Rights (No.20) of Nomura Holdings, Inc. Stock Acquisition Rights (No.21) of Nomura Holdings, Inc. Stock Acquisition Rights (No.22) of Nomura Holdings, Inc. Stock Acquisition Rights (No.23) of Nomura Holdings, Inc. Stock Acquisition Rights (No.24) of Nomura Holdings, Inc. Stock Acquisition Rights (No.25) of Nomura Holdings, Inc. Stock Acquisition Rights (No.26) of Nomura Holdings, Inc. Stock Acquisition Rights (No.27) of Nomura Holdings, Inc.
2015年 3月27日	PDF (116KB)	Stock Acquisition Rights (No.46) of Nomura Holdings, Inc. Stock Acquisition Rights (No.49) of Nomura Holdings, Inc. Stock Acquisition Rights (No.53) of Nomura Holdings, Inc. Stock Acquisition Rights (No.55) of Nomura Holdings, Inc. Stock Acquisition Rights (No.56) of Nomura Holdings, Inc. Stock Acquisition Rights (No.59) of Nomura Holdings, Inc.