5. Uphold the highest standards of compliance

We strictly comply with applicable laws and regulations.
In addition, we work with the highest level of compliance awareness to protect our clients and ensure market integrity.

12. Never pursue self-interests

We do not use information obtained in the course of our business or take advantage of our position at Nomura to gain any improper personal benefit.
When trading securities using our personal account, we comply with applicable laws and regulations as well as rules set by Nomura Group companies.

13. Control gifts and entertainment

We do not offer or accept cash (including facilitation payments), cash equivalents, inappropriate gifts or excessive business entertainment from public officials and business counterparts.

17. Move towards the future

We play an important role in providing flow of funds and helping create innovation that contribute to building a sustainable society. We continue to actively address environmental and social issues, such as climate change and social inequality.
We aspire to create a better world together with our stakeholders, and commit to build a robust operation platform to drive sustainability.

18. Contribute to a sustainable society

We respect cultures and customs of all countries and regions, and always act responsibly toward the environment and society.
We continue to actively engage in a wide range of social contribution activities for a sustainable world.

19. Respect diversity and human rights

We promote equal opportunity and do not discriminate on grounds such as nationality, race, age, sex, gender identity, sexual orientation, creed, social status, or disability status.
We respect differences in values and are always sincere.